0001144204-14-011207.txt : 20140224
0001144204-14-011207.hdr.sgml : 20140224
20140224163050
ACCESSION NUMBER: 0001144204-14-011207
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140213
FILED AS OF DATE: 20140224
DATE AS OF CHANGE: 20140224
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Patent Properties, Inc.
CENTRAL INDEX KEY: 0001294649
STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794]
IRS NUMBER: 300342273
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: TWO HIGH RIDGE PARK
CITY: STAMFORD
STATE: CT
ZIP: 06905
BUSINESS PHONE: 203-461-7200
MAIL ADDRESS:
STREET 1: TWO HIGH RIDGE PARK
CITY: STAMFORD
STATE: CT
ZIP: 06905
FORMER COMPANY:
FORMER CONFORMED NAME: GlobalOptions Group, Inc.
DATE OF NAME CHANGE: 20050831
FORMER COMPANY:
FORMER CONFORMED NAME: Creative Solutions With Art, Inc.
DATE OF NAME CHANGE: 20040619
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Del Mar Asset Management, LP
CENTRAL INDEX KEY: 0001350639
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33700
FILM NUMBER: 14637308
BUSINESS ADDRESS:
STREET 1: ONE GRAND CENTRAL PLACE, 60 EAST 42ND ST
STREET 2: SUITE 450
CITY: NEW YORK
STATE: NY
ZIP: 10165
BUSINESS PHONE: 212-328-7137
MAIL ADDRESS:
STREET 1: ONE GRAND CENTRAL PLACE, 60 EAST 42ND ST
STREET 2: SUITE 450
CITY: NEW YORK
STATE: NY
ZIP: 10165
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DEL MAR MASTER FUND, LTD.
CENTRAL INDEX KEY: 0001418980
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33700
FILM NUMBER: 14637307
BUSINESS ADDRESS:
STREET 1: ONE GRAND CENTRAL PLACE, 60 EAST 42ND ST
STREET 2: SUITE 450
CITY: NEW YORK
STATE: NY
ZIP: 10165
BUSINESS PHONE: 212 328 7137
MAIL ADDRESS:
STREET 1: ONE GRAND CENTRAL PLACE, 60 EAST 42ND ST
STREET 2: SUITE 450
CITY: NEW YORK
STATE: NY
ZIP: 10165
FORMER NAME:
FORMER CONFORMED NAME: DEL MAR MASTER FUND, LRD.
DATE OF NAME CHANGE: 20071119
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DEL MAR MANAGEMENT, LLC
CENTRAL INDEX KEY: 0001418981
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33700
FILM NUMBER: 14637306
BUSINESS ADDRESS:
STREET 1: ONE GRAND CENTRAL PLACE, 60 EAST 42ND ST
STREET 2: SUITE 450
CITY: NEW YORK
STATE: NY
ZIP: 10165
BUSINESS PHONE: 212 328 7137
MAIL ADDRESS:
STREET 1: ONE GRAND CENTRAL PLACE, 60 EAST 42ND ST
STREET 2: SUITE 450
CITY: NEW YORK
STATE: NY
ZIP: 10165
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FREELOVE DAVID
CENTRAL INDEX KEY: 0001418982
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33700
FILM NUMBER: 14637305
MAIL ADDRESS:
STREET 1: ONE GRAND CENTRAL PLACE, 60 EAST 42ND ST
STREET 2: SUITE 450
CITY: NEW YORK
STATE: NY
ZIP: 10165
3
1
v369321_3.xml
OWNERSHIP DOCUMENT
X0206
3
2014-02-13
0
0001294649
Patent Properties, Inc.
PPRO
0001350639
Del Mar Asset Management, LP
ONE GRAND CENTRAL PLACE,
60 EAST 42ND STREET SUITE 450
NEW YORK
NY
10165
0
0
1
0
0001418980
DEL MAR MASTER FUND, LTD.
ONE GRAND CENTRAL PLACE,
60 EAST 42ND STREET SUITE 450
NEW YORK
NY
10165
0
0
1
0
0001418981
DEL MAR MANAGEMENT, LLC
ONE GRAND CENTRAL PLACE,
60 EAST 42ND STREET SUITE 450
NEW YORK
NY
10165
0
0
1
0
0001418982
FREELOVE DAVID
ONE GRAND CENTRAL PLACE,
60 EAST 42ND STREET SUITE 450
NEW YORK
NY
10165
0
0
1
0
Common Stock, $0.001 par value (the "Common Stock")
2028900
D
Common Stock
333333
I
See footnote
Warrants (Right to Buy)
3.00
2013-09-18
2016-09-18
Common Stock
166667
D
Warrants (Right to Buy)
3.00
2013-09-18
2016-09-18
Common Stock
166667
I
See footnote
Common Stock and Warrants held by RockMaple Concetrated Alphs Trust , a Cayman Islands exempt company ("RockMaple"). Mr. David Freelove has sole voting or investment control over RockMaple. Mr. David Freelove is also the managing member of Del Mar Management, LLC, a Delaware limited liability company (the "GP"). The GP is the general partner of Del Mar Asset Management, LP, a Delaware limited liability company ("DMAM"), and as such, directs DMAM's operations. DMAM serves as the investment manager of Del Mar Master Fund, Ltd., a Cayman Islands exempted company (the "Master Fund").
/s/ Del Mar Asset Management, LP; By its general partner Del Mar Management, LLC.; By its managing member David Freelove
2014-02-20
/s/ Del Mar Master Fund, Ltd.; By its investment manager Del Mar Asset Management, LP; By its general partner Del Mar Management, LLC.; By its managing member David Freelove
2014-02-20
/s/ Del Mar Management LLC.; By its managing member David Freelove
2014-02-20
/s/ David Freelove
2014-02-20