0001144204-14-011207.txt : 20140224 0001144204-14-011207.hdr.sgml : 20140224 20140224163050 ACCESSION NUMBER: 0001144204-14-011207 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140213 FILED AS OF DATE: 20140224 DATE AS OF CHANGE: 20140224 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Patent Properties, Inc. CENTRAL INDEX KEY: 0001294649 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 300342273 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TWO HIGH RIDGE PARK CITY: STAMFORD STATE: CT ZIP: 06905 BUSINESS PHONE: 203-461-7200 MAIL ADDRESS: STREET 1: TWO HIGH RIDGE PARK CITY: STAMFORD STATE: CT ZIP: 06905 FORMER COMPANY: FORMER CONFORMED NAME: GlobalOptions Group, Inc. DATE OF NAME CHANGE: 20050831 FORMER COMPANY: FORMER CONFORMED NAME: Creative Solutions With Art, Inc. DATE OF NAME CHANGE: 20040619 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Del Mar Asset Management, LP CENTRAL INDEX KEY: 0001350639 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33700 FILM NUMBER: 14637308 BUSINESS ADDRESS: STREET 1: ONE GRAND CENTRAL PLACE, 60 EAST 42ND ST STREET 2: SUITE 450 CITY: NEW YORK STATE: NY ZIP: 10165 BUSINESS PHONE: 212-328-7137 MAIL ADDRESS: STREET 1: ONE GRAND CENTRAL PLACE, 60 EAST 42ND ST STREET 2: SUITE 450 CITY: NEW YORK STATE: NY ZIP: 10165 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DEL MAR MASTER FUND, LTD. CENTRAL INDEX KEY: 0001418980 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33700 FILM NUMBER: 14637307 BUSINESS ADDRESS: STREET 1: ONE GRAND CENTRAL PLACE, 60 EAST 42ND ST STREET 2: SUITE 450 CITY: NEW YORK STATE: NY ZIP: 10165 BUSINESS PHONE: 212 328 7137 MAIL ADDRESS: STREET 1: ONE GRAND CENTRAL PLACE, 60 EAST 42ND ST STREET 2: SUITE 450 CITY: NEW YORK STATE: NY ZIP: 10165 FORMER NAME: FORMER CONFORMED NAME: DEL MAR MASTER FUND, LRD. DATE OF NAME CHANGE: 20071119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DEL MAR MANAGEMENT, LLC CENTRAL INDEX KEY: 0001418981 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33700 FILM NUMBER: 14637306 BUSINESS ADDRESS: STREET 1: ONE GRAND CENTRAL PLACE, 60 EAST 42ND ST STREET 2: SUITE 450 CITY: NEW YORK STATE: NY ZIP: 10165 BUSINESS PHONE: 212 328 7137 MAIL ADDRESS: STREET 1: ONE GRAND CENTRAL PLACE, 60 EAST 42ND ST STREET 2: SUITE 450 CITY: NEW YORK STATE: NY ZIP: 10165 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FREELOVE DAVID CENTRAL INDEX KEY: 0001418982 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33700 FILM NUMBER: 14637305 MAIL ADDRESS: STREET 1: ONE GRAND CENTRAL PLACE, 60 EAST 42ND ST STREET 2: SUITE 450 CITY: NEW YORK STATE: NY ZIP: 10165 3 1 v369321_3.xml OWNERSHIP DOCUMENT X0206 3 2014-02-13 0 0001294649 Patent Properties, Inc. PPRO 0001350639 Del Mar Asset Management, LP ONE GRAND CENTRAL PLACE, 60 EAST 42ND STREET SUITE 450 NEW YORK NY 10165 0 0 1 0 0001418980 DEL MAR MASTER FUND, LTD. ONE GRAND CENTRAL PLACE, 60 EAST 42ND STREET SUITE 450 NEW YORK NY 10165 0 0 1 0 0001418981 DEL MAR MANAGEMENT, LLC ONE GRAND CENTRAL PLACE, 60 EAST 42ND STREET SUITE 450 NEW YORK NY 10165 0 0 1 0 0001418982 FREELOVE DAVID ONE GRAND CENTRAL PLACE, 60 EAST 42ND STREET SUITE 450 NEW YORK NY 10165 0 0 1 0 Common Stock, $0.001 par value (the "Common Stock") 2028900 D Common Stock 333333 I See footnote Warrants (Right to Buy) 3.00 2013-09-18 2016-09-18 Common Stock 166667 D Warrants (Right to Buy) 3.00 2013-09-18 2016-09-18 Common Stock 166667 I See footnote Common Stock and Warrants held by RockMaple Concetrated Alphs Trust , a Cayman Islands exempt company ("RockMaple"). Mr. David Freelove has sole voting or investment control over RockMaple. Mr. David Freelove is also the managing member of Del Mar Management, LLC, a Delaware limited liability company (the "GP"). The GP is the general partner of Del Mar Asset Management, LP, a Delaware limited liability company ("DMAM"), and as such, directs DMAM's operations. DMAM serves as the investment manager of Del Mar Master Fund, Ltd., a Cayman Islands exempted company (the "Master Fund"). /s/ Del Mar Asset Management, LP; By its general partner Del Mar Management, LLC.; By its managing member David Freelove 2014-02-20 /s/ Del Mar Master Fund, Ltd.; By its investment manager Del Mar Asset Management, LP; By its general partner Del Mar Management, LLC.; By its managing member David Freelove 2014-02-20 /s/ Del Mar Management LLC.; By its managing member David Freelove 2014-02-20 /s/ David Freelove 2014-02-20