-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BzDgIoajJxmoV+fiSBxZ1hqmQhwy/cJ0alSz8fXG0LJZYm2J50PlluQeW/ZhpoxB XzbXhFfZ4iZ+bbI/Gw1+mQ== 0000921895-08-001944.txt : 20080630 0000921895-08-001944.hdr.sgml : 20080630 20080630184200 ACCESSION NUMBER: 0000921895-08-001944 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080626 FILED AS OF DATE: 20080630 DATE AS OF CHANGE: 20080630 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Witt James Lee CENTRAL INDEX KEY: 0001406324 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33700 FILM NUMBER: 08927236 BUSINESS ADDRESS: BUSINESS PHONE: 212 445-6262 MAIL ADDRESS: STREET 1: 75 ROCKEFELLER PLAZA, 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GlobalOptions Group, Inc. CENTRAL INDEX KEY: 0001294649 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT CONSULTING SERVICES [8742] IRS NUMBER: 300342273 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 75 ROCKEFELLER PLAZA STREET 2: 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-445-6262 MAIL ADDRESS: STREET 1: 75 ROCKEFELLER PLAZA STREET 2: 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: Creative Solutions With Art, Inc. DATE OF NAME CHANGE: 20040619 4 1 wit123.xml X0303 4 2008-06-26 0 0001294649 GlobalOptions Group, Inc. GLOI 0001406324 Witt James Lee 75 ROCKEFELLER PLAZA, 27TH FLOOR NEW YORK NY 10019 0 1 0 0 CEO, Preparedness Svcs. unit Common Stock 2008-06-26 4 A 0 37500 A 93533 D Common Stock 802318 I James L. Witt Revocable Trust Stock option (right to buy) 7.2400 2008-06-26 4 D 0 112500 D 2012-09-28 Common Stock 112500 0 D Pursuant to an exchange offer by the Company, the Reporting Person disposed of options to purchase the Company's common stock in exchange for restricted stock units of the Company (RSUs) at a ratio of three options to one RSU. Each RSU represents one share of the Company's common stock to be issued in the future. The RSUs will become vested in three equal annual installments starting on the first anniversary of the grant date, June 26, 2009. The reporting person will not have any of the rights or privileges of a stockholder with respect to shares of common stock underlying the RSUs, such as the rights to vote and dispose of such shares, unless and until the RSUs vest and certificates representing such shares are deliverable. Mr. Witt is the trustee of James L. Witt Revocable Trust U/A/D 12/28/05. 1/3 of the options will vest on September 28, 2008. An additional 1/3 of the options will vest on September 28, 2009. The remaining 1/3 of the options will vest on September 28, 2010. /s/ Witt, James Lee 2008-06-27 -----END PRIVACY-ENHANCED MESSAGE-----