0001209191-21-049484.txt : 20210803 0001209191-21-049484.hdr.sgml : 20210803 20210803195620 ACCESSION NUMBER: 0001209191-21-049484 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210730 FILED AS OF DATE: 20210803 DATE AS OF CHANGE: 20210803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bauerlein Alison CENTRAL INDEX KEY: 0001596080 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36309 FILM NUMBER: 211141784 MAIL ADDRESS: STREET 1: 326 BOLLAY DRIVE CITY: GOLETA STATE: CA ZIP: 93117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Inogen Inc CENTRAL INDEX KEY: 0001294133 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 326 BOLLAY DRIVE CITY: GOLETA STATE: CA ZIP: 93117 BUSINESS PHONE: 805-562-0500 MAIL ADDRESS: STREET 1: 326 BOLLAY DRIVE CITY: GOLETA STATE: CA ZIP: 93117 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-07-30 0 0001294133 Inogen Inc INGN 0001596080 Bauerlein Alison C/O INOGEN, INC. 301 COROMAR DRIVE GOLETA CA 93117 0 1 0 0 EVP, Finance, & CFO Common Stock 2021-07-30 4 M 0 8235 38.54 A 12014 D Common Stock 2021-07-30 4 S 0 8235 80.0149 D 3779 D Common Stock 2021-08-02 4 M 0 1397 38.54 A 5176 D Common Stock 2021-08-02 4 S 0 1397 80.3262 D 3779 D Stock Option (Right to Buy) 38.54 2021-07-30 4 M 0 8235 0.00 D 2022-05-15 Common Stock 8235 30292 D Stock Option (Right to Buy) 38.54 2021-08-02 4 M 0 1397 0.00 D 2022-05-15 Common Stock 1397 28895 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2020. Represents the weighted average share price of an aggregate total of 8,235 shares sold in the price range of $80.00 to $80.16 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Represents the weighted average share price of an aggregate total of 1,397 shares sold in the price range of $80.12 to $80.68 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Subject to the reporting person's continuing service, twenty-five percent (25%) of the shares subject to the option shall vest and become exercisable on the one year anniversary of the vesting commencement date, and thereafter, one forty-eighth (1/48th) of the total shares subject to the option shall vest each month on the same day as the vesting commencement date. The vesting commencement date for this option is May 1, 2015. /s/ Alison Bauerlein 2021-08-03