0001209191-18-041266.txt : 20180703 0001209191-18-041266.hdr.sgml : 20180703 20180703174137 ACCESSION NUMBER: 0001209191-18-041266 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180702 FILED AS OF DATE: 20180703 DATE AS OF CHANGE: 20180703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Anderson Ray Benjamin M CENTRAL INDEX KEY: 0001331802 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36309 FILM NUMBER: 18938672 MAIL ADDRESS: STREET 1: 1100 NORTH WASHINGTON STREET CITY: DELPHI STATE: IN ZIP: 46923 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Inogen Inc CENTRAL INDEX KEY: 0001294133 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 326 BOLLAY DRIVE CITY: GOLETA STATE: CA ZIP: 93117 BUSINESS PHONE: 805-562-0500 MAIL ADDRESS: STREET 1: 326 BOLLAY DRIVE CITY: GOLETA STATE: CA ZIP: 93117 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-07-02 0 0001294133 Inogen Inc INGN 0001331802 Anderson Ray Benjamin M C/O INOGEN, INC. 326 BOLLAY DRIVE GOLETA CA 93117 1 0 0 0 Common Stock 2018-07-02 4 M 0 1000 43.21 A 1989 D Common Stock 2018-07-02 4 S 0 1000 184.88 D 989 D Common Stock 4516 I See Footnote Stock Option (right to buy) 43.21 2018-07-02 4 M 0 1000 0.00 D 2022-10-13 Common Stock 1000 7000 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2017. Shares held of record by the Benjamin M. Anderson-Ray Revocable Living Trust (the "Trust"), of which the reporting person and his spouse are the trustees and beneficiaries. The reporting person has shared voting and investment power with respect to the shares held of record by the Trust. Subject to reporting person's continuing to be a Service Provider (as defined in the 2014 Equity Incentive Plan), 1/12th of the total shares subject to the option shall vest monthly, beginning with the first month anniversary after the vesting commencement date, but vested fully on the date of the 2016 Annual Meeting of the Issuer's stockholders held after the vesting commencement date. The vesting commencement date for this option is October 14, 2015. /s/ Alison Bauerlein, as Attorney-in-Fact 2018-07-03