0001209191-15-061412.txt : 20150717
0001209191-15-061412.hdr.sgml : 20150717
20150717125706
ACCESSION NUMBER: 0001209191-15-061412
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150715
FILED AS OF DATE: 20150717
DATE AS OF CHANGE: 20150717
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RUCKUS WIRELESS INC
CENTRAL INDEX KEY: 0001294016
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577]
IRS NUMBER: 542072041
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 350 WEST JAVA DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 650-265-4200
MAIL ADDRESS:
STREET 1: 350 WEST JAVA DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
FORMER COMPANY:
FORMER CONFORMED NAME: Video54 Technologies Inc
DATE OF NAME CHANGE: 20040616
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Burstein Barton M.
CENTRAL INDEX KEY: 0001559564
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35734
FILM NUMBER: 15993305
MAIL ADDRESS:
STREET 1: C/O RUCKUS WIRELESS, INC.
STREET 2: 350 WEST JAVA DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-07-15
0
0001294016
RUCKUS WIRELESS INC
RKUS
0001559564
Burstein Barton M.
C/O RUCKUS WIRELESS, INC.
350 WEST JAVA DRIVE
SUNNYVALE
CA
94089
0
1
0
0
Sr. V.P. Field Op and Bus Dev
Common Stock
2015-07-15
4
M
0
5000
2.01
A
25356
D
Common Stock
2015-07-15
4
S
0
5000
10.3223
D
20356
D
Common Stock
2015-07-15
4
M
0
830
5.71
A
21186
D
Common Stock
2015-07-15
4
S
0
830
10.2872
D
20356
D
Common Stock
2015-07-16
4
M
0
5000
2.01
A
25356
D
Common Stock
2015-07-16
4
S
0
5000
10.4351
D
20356
D
Common Stock
2015-07-16
4
M
0
830
5.71
A
21186
D
Common Stock
2015-07-16
4
S
0
830
10.4413
D
20356
D
Stock Option (Right to Buy)
2.01
2015-07-15
4
M
0
5000
0.00
D
2021-06-20
Common Stock
5000
5332
D
Stock Option (Right to Buy)
5.71
2015-07-15
4
M
0
830
0.00
D
2022-06-27
Common Stock
830
51080
D
Stock Option (Right to Buy)
2.01
2015-07-16
4
M
0
5000
0.00
D
2021-06-20
Common Stock
5000
332
D
Stock Option (Right to Buy)
5.71
2015-07-16
4
M
0
830
0.00
D
2022-06-27
Common Stock
830
50250
D
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 20, 2014.
This sale price represents the weighted average sale price of the shares sold ranging from $10.14 to $10.525 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
This sale price represents the weighted average sale price of the shares sold ranging from $10.14 to $10.475 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
This sale price represents the weighted average sale price of the shares sold ranging from $10.32 to $10.63 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
This sale price represents the weighted average sale price of the shares sold ranging from $10.325 to $10.60 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
Includes restricted stock units granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.
The Option is fully vested as of June 21, 2015.
The Option shares shall vest as follows: 10% of the total Option shall vest in the first 12 months following June 28, 2012 at a rate of 1/12th of 10% of the total Option, 20% of total Option shall vest in months 13 through 24 following June 28, 2012 at a rate of 1/12th of 20% of total Option, 30% of total Option shall vest in months 25 through 36 following June 28, 2012 at a rate of 1/12th of 30% of total Option, and 40% of total Option shall vest in months 37 through 48 following June 28, 2012 at a rate of 1/12th of 40% of total Option, subject to Reporting Person's Continuous Service (as defined in the Issuer's 2012 Equity Incentive Plan) as of each date.
/s/ Seamus Hennessy, as attorney in fact
2015-07-16