0001209191-15-061412.txt : 20150717 0001209191-15-061412.hdr.sgml : 20150717 20150717125706 ACCESSION NUMBER: 0001209191-15-061412 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150715 FILED AS OF DATE: 20150717 DATE AS OF CHANGE: 20150717 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RUCKUS WIRELESS INC CENTRAL INDEX KEY: 0001294016 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 542072041 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 350 WEST JAVA DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 650-265-4200 MAIL ADDRESS: STREET 1: 350 WEST JAVA DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: Video54 Technologies Inc DATE OF NAME CHANGE: 20040616 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Burstein Barton M. CENTRAL INDEX KEY: 0001559564 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35734 FILM NUMBER: 15993305 MAIL ADDRESS: STREET 1: C/O RUCKUS WIRELESS, INC. STREET 2: 350 WEST JAVA DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-07-15 0 0001294016 RUCKUS WIRELESS INC RKUS 0001559564 Burstein Barton M. C/O RUCKUS WIRELESS, INC. 350 WEST JAVA DRIVE SUNNYVALE CA 94089 0 1 0 0 Sr. V.P. Field Op and Bus Dev Common Stock 2015-07-15 4 M 0 5000 2.01 A 25356 D Common Stock 2015-07-15 4 S 0 5000 10.3223 D 20356 D Common Stock 2015-07-15 4 M 0 830 5.71 A 21186 D Common Stock 2015-07-15 4 S 0 830 10.2872 D 20356 D Common Stock 2015-07-16 4 M 0 5000 2.01 A 25356 D Common Stock 2015-07-16 4 S 0 5000 10.4351 D 20356 D Common Stock 2015-07-16 4 M 0 830 5.71 A 21186 D Common Stock 2015-07-16 4 S 0 830 10.4413 D 20356 D Stock Option (Right to Buy) 2.01 2015-07-15 4 M 0 5000 0.00 D 2021-06-20 Common Stock 5000 5332 D Stock Option (Right to Buy) 5.71 2015-07-15 4 M 0 830 0.00 D 2022-06-27 Common Stock 830 51080 D Stock Option (Right to Buy) 2.01 2015-07-16 4 M 0 5000 0.00 D 2021-06-20 Common Stock 5000 332 D Stock Option (Right to Buy) 5.71 2015-07-16 4 M 0 830 0.00 D 2022-06-27 Common Stock 830 50250 D The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 20, 2014. This sale price represents the weighted average sale price of the shares sold ranging from $10.14 to $10.525 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. This sale price represents the weighted average sale price of the shares sold ranging from $10.14 to $10.475 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. This sale price represents the weighted average sale price of the shares sold ranging from $10.32 to $10.63 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. This sale price represents the weighted average sale price of the shares sold ranging from $10.325 to $10.60 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Includes restricted stock units granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock. The Option is fully vested as of June 21, 2015. The Option shares shall vest as follows: 10% of the total Option shall vest in the first 12 months following June 28, 2012 at a rate of 1/12th of 10% of the total Option, 20% of total Option shall vest in months 13 through 24 following June 28, 2012 at a rate of 1/12th of 20% of total Option, 30% of total Option shall vest in months 25 through 36 following June 28, 2012 at a rate of 1/12th of 30% of total Option, and 40% of total Option shall vest in months 37 through 48 following June 28, 2012 at a rate of 1/12th of 40% of total Option, subject to Reporting Person's Continuous Service (as defined in the Issuer's 2012 Equity Incentive Plan) as of each date. /s/ Seamus Hennessy, as attorney in fact 2015-07-16