0000899243-16-030819.txt : 20161004 0000899243-16-030819.hdr.sgml : 20161004 20161004163221 ACCESSION NUMBER: 0000899243-16-030819 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161001 FILED AS OF DATE: 20161004 DATE AS OF CHANGE: 20161004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rubicon Technology, Inc. CENTRAL INDEX KEY: 0001410172 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 364419301 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9931 FRANKLIN AVENUE CITY: FRANKLIN PARK STATE: IL ZIP: 60131 BUSINESS PHONE: (847) 295-7000 MAIL ADDRESS: STREET 1: 9931 FRANKLIN AVENUE CITY: FRANKLIN PARK STATE: IL ZIP: 60131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Spencer Raymond J CENTRAL INDEX KEY: 0001293854 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33834 FILM NUMBER: 161919398 MAIL ADDRESS: STREET 1: 6400 SHAFER COURT STREET 2: SUITE 100 CITY: ROSEMONT STATE: IL ZIP: 60018 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-10-01 0 0001410172 Rubicon Technology, Inc. RBCN 0001293854 Spencer Raymond J C/O RUBICON TECHNOLOGY, INC. 900 EAST GREEN ST., UNIT A BENSENVILLE IL 60106 1 0 0 0 Common Stock 2016-10-01 4 D 0 8772 0.00 D 139570 D /s/ Scott Glickson, Attorney-in-Fact for Raymond J. Spencer 2016-10-04