0001140361-17-005767.txt : 20170210 0001140361-17-005767.hdr.sgml : 20170210 20170210154210 ACCESSION NUMBER: 0001140361-17-005767 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170210 DATE AS OF CHANGE: 20170210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OPGEN INC CENTRAL INDEX KEY: 0001293818 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] IRS NUMBER: 061614015 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 708 QUINCE ORCHARD ROAD STREET 2: SUITE 205 CITY: GAITHERSBURG STATE: MD ZIP: 20878 BUSINESS PHONE: 240-813-1260 MAIL ADDRESS: STREET 1: 708 QUINCE ORCHARD ROAD STREET 2: SUITE 205 CITY: GAITHERSBURG STATE: MD ZIP: 20878 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DEC TIMOTHY C CENTRAL INDEX KEY: 0001194020 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37367 FILM NUMBER: 17592880 MAIL ADDRESS: STREET 1: C/O OPGEN, INC. STREET 2: 708 QUINCE ORCHARD ROAD, SUITE 205 CITY: GAITHERSBURG STATE: MD ZIP: 20878 5 1 doc1.xml FORM 5 X0306 5 2016-12-31 0 0 0 0001293818 OPGEN INC OPGN 0001194020 DEC TIMOTHY C C/O OPGEN, INC. 708 QUINCE ORCHARD ROAD GAITHERSBURG MD 20878 0 1 0 0 Chief Financial Officer Common Stock 2016-11-10 5 M 0 6250 0.00 A 53966 D Restricted Stock Units 0.00 2016-11-10 5 M 0 6250 0.00 D Common Stock 6250 18750 D On November 10, 2016, one-fourth of a restricted stock unit award granted on November 10, 2015 vested and was earned, but the transaction was not reported on a timely basis. The restricted stock units vest in four equal annual installments from the date of grant with the first installment having vested on November 10, 2016, with acceleration of vesting in certain circumstances associated with a change of control. /s/ Timothy C. Dec 2017-02-10