0000921895-24-001661.txt : 20240801 0000921895-24-001661.hdr.sgml : 20240801 20240801122632 ACCESSION NUMBER: 0000921895-24-001661 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240423 FILED AS OF DATE: 20240801 DATE AS OF CHANGE: 20240801 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lazar David E. CENTRAL INDEX KEY: 0001932843 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-37367 FILM NUMBER: 241165411 MAIL ADDRESS: STREET 1: 30B, TOWER 200 THE TOWERS STREET 2: WINSTON CHURCHILL SAN FRANCISCO PAITILLA CITY: PANAMA CITY STATE: R1 ZIP: 07196 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OPGEN INC CENTRAL INDEX KEY: 0001293818 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 061614015 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9717 KEY WEST AVENUE STREET 2: SUITE 100 CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: 301-869-9683 MAIL ADDRESS: STREET 1: 9717 KEY WEST AVENUE STREET 2: SUITE 100 CITY: ROCKVILLE STATE: MD ZIP: 20850 4/A 1 form4a1122270170425_07262024.xml OWNERSHIP DOCUMENT X0508 4/A 2024-04-23 2024-04-25 0 0001293818 OPGEN INC OPGN 0001932843 Lazar David E. 30B, TOWER 200 THE TOWERS WINSTON CHURCHILL SAN FRANCISCO PAITILLA PANAMA CITY R1 07196 PANAMA 1 1 1 0 Chief Executive Officer 0 Series E Convertible Preferred Stock 2024-04-23 4 A 0 150000 1.00 A 2024-04-23 Common Stock 360000 550000 D On March 25, 2024, David E. Lazar (the "Reporting Person") and OpGen, Inc. (the "Company"), entered into a securies purchase agreement pursuant to which the Reporting Person will acquire an aggregate of 3,000,000 shares of the Company's Series E Convertible Preferred Stock (the "Series E Preferred Stock") at a price of $1.00 per share. Each share of Series E Preferred Stock is convertible into 24 shares of the Company's Common Stock at any time, subject to certain ownership limitations. The initial closing took place on March 25, 2024, whereby the Reporting Person acquired 200,000 shares of Series E Preferred Stock for a total purchase price of $200,000. On April 23, 2024, the Reporting Person acquired an additional 150,000 shares of Series E Preferred Stock for a total purchase price of $150,000. The Reporting Person will acquire additional shares of Series E Preferred Stock at subsequent closings, subject to certain conditions being satisfied. The shares of Series E Preferred Stock are convertible at the option of the Reporting Person for no additional consideration. This Form 4/A is being filed solely to change the transaction code previously provided to identify the transaction reported as exempt from Section 16(b) pursuant to Rule 16b-3 The Series E Preferred Stock is perpetual and therefore has no expiration date. The reported number of shares of Common Stock underlying the shares of Series E Preferred Stock has been adjusted to reflect a reverse stock split of the Company's Common Stock effective as of May 20, 2024. /s/ David E. Lazar 2024-08-01