0001304183-18-000002.txt : 20180508
0001304183-18-000002.hdr.sgml : 20180508
20180508183244
ACCESSION NUMBER: 0001304183-18-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180501
FILED AS OF DATE: 20180508
DATE AS OF CHANGE: 20180508
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KAYNE RICHARD A
CENTRAL INDEX KEY: 0000884413
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-21593
FILM NUMBER: 18816195
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Kayne Anderson MLP Investment CO
CENTRAL INDEX KEY: 0001293613
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 717 TEXAS AVENUE - SUITE 3100
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: 713-493-2020
MAIL ADDRESS:
STREET 1: 717 TEXAS AVENUE - SUITE 3100
CITY: HOUSTON
STATE: TX
ZIP: 77002
FORMER COMPANY:
FORMER CONFORMED NAME: Kayne Anderson Midstream Investment CO
DATE OF NAME CHANGE: 20040614
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2018-05-01
0
0001293613
Kayne Anderson MLP Investment CO
KYN
0000884413
KAYNE RICHARD A
1800 AVENUE OF THE STARS, THIRD FLOOR
LOS ANGELES
CA
90067
0
0
0
1
Affiliate of Investment Adviso
Common Stock
2018-05-01
4
P
0
14265
17.5263
D
297164
I
See footnotes
Common Stock
176725
D
Negotiated transaction between KA Associates Inc., an affiliate of the investment advisor of the Issuer (see footnote 2), and Kevin S. McCarthy, Chairman of the Issuer. Price determined based on the 10-day VWAP for the period April 16-30, 2018.
A total of 285,929 shares are owned by Kayne Anderson Capital Advisors, L.P. ("KACALP"), Richard Kayne is the majority owner and chairman of KACALP. A total of 11,235 shares are owned by KA Associates, Inc. ("KAA"), a FINRA registered broker-dealer. Richard Kayne is the majority owner of KAA. Mr. Kayne disclaims beneficial ownership of all shares held or controlled by KACALP and KAA except to the extent of his pecuniary interest therein.
Richard A. Kayne
2018-05-08