-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S98TYTmPKs5kIBQlj4PxeiLQE9TomCPqJE6B1cg/xtDoVkiePB0TY/10ZQDMvf4Z gi0zrq2DFzPVG1pFYl7amw== 0000909654-08-000836.txt : 20080430 0000909654-08-000836.hdr.sgml : 20080430 20080430094853 ACCESSION NUMBER: 0000909654-08-000836 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080429 FILED AS OF DATE: 20080430 DATE AS OF CHANGE: 20080430 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Naugatuck Valley Financial Corp CENTRAL INDEX KEY: 0001293413 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 000000000 STATE OF INCORPORATION: X1 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 CHURCH STREET CITY: NAUGATUCK STATE: CT ZIP: 06770 BUSINESS PHONE: 203-720-5000 MAIL ADDRESS: STREET 1: 333 CHURCH STREET CITY: NAUGATUCK STATE: CT ZIP: 06770 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Batista Carlos S CENTRAL INDEX KEY: 0001296132 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50876 FILM NUMBER: 08788104 BUSINESS ADDRESS: BUSINESS PHONE: 203-720-5000 MAIL ADDRESS: STREET 1: 333 CHURCH STREET CITY: NAUGATUCK STATE: CT ZIP: 06770 4 1 bat86.xml X0202 4 2008-04-29 0 0001293413 Naugatuck Valley Financial Corp NVSL 0001296132 Batista Carlos S 333 CHURCH STREET NAUGATUCK CT 06770 1 0 0 0 Common Stock 2008-04-29 4 P 0 815 9.2877 A 2314 I By IRA Common Stock 13981 D Common Stock 100 I By Spouse UTMA cust. for granddaughter 1 Common Stock 100 I By Spouse UTMA cust. for granddaughter 2 Common Stock 100 I By Spouse UTMA cust. for granddaughter 3 Common Stock 4471 I By Stock Award Stock Options (right to buy) 11.10 2006-07-26 2015-07-26 Common Stock 18630 18630 D Since the reporting person's last report 1,490 shares previously held through Stock Award vested to direct ownership. Stock Awards granted pursuant to the Naugatuck Valley Financial Corporation 2005 Equity Incentive Plan vest in five equal annual installments commencing on July 26, 2006. By: /s/ John C. Roman, Power of Attorney 2008-04-29 -----END PRIVACY-ENHANCED MESSAGE-----