0001181431-12-045487.txt : 20120814 0001181431-12-045487.hdr.sgml : 20120814 20120814170539 ACCESSION NUMBER: 0001181431-12-045487 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120811 FILED AS OF DATE: 20120814 DATE AS OF CHANGE: 20120814 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KALOBIOS PHARMACEUTICALS INC CENTRAL INDEX KEY: 0001293310 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 770557236 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 260 EAST GRAND AVE CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 BUSINESS PHONE: 650.243.3100 MAIL ADDRESS: STREET 1: 260 EAST GRAND AVE CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GBS Bioventures II A/C CENTRAL INDEX KEY: 0001542843 STATE OF INCORPORATION: C3 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54735 FILM NUMBER: 121034100 BUSINESS ADDRESS: STREET 1: LEVEL 5 STREET 2: 71 COLLINS ST CITY: MELBOURNE STATE: C3 ZIP: VIC 3000 BUSINESS PHONE: 61386509921 MAIL ADDRESS: STREET 1: LEVEL 5 STREET 2: 71 COLLINS ST CITY: MELBOURNE STATE: C3 ZIP: VIC 3000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GBS Venture Partners Pty, Ltd CENTRAL INDEX KEY: 0001542845 STATE OF INCORPORATION: C3 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54735 FILM NUMBER: 121034101 BUSINESS ADDRESS: STREET 1: LEVEL 5 STREET 2: 71 COLLINS ST CITY: MELBOURNE STATE: C3 ZIP: VIC 3000 BUSINESS PHONE: 61386509921 MAIL ADDRESS: STREET 1: LEVEL 5 STREET 2: 71 COLLINS ST CITY: MELBOURNE STATE: C3 ZIP: VIC 3000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Genesis Fund CENTRAL INDEX KEY: 0001556185 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54735 FILM NUMBER: 121034102 BUSINESS ADDRESS: STREET 1: LEVEL 5, 71 COLLINS STREET STREET 2: MELBOURNE CITY: VICTORIA STATE: C3 ZIP: 3000 BUSINESS PHONE: 650-577-6717 MAIL ADDRESS: STREET 1: LEVEL 5, 71 COLLINS STREET STREET 2: MELBOURNE CITY: VICTORIA STATE: C3 ZIP: 3000 3 1 rrd352978.xml FORM 3 X0206 3 2012-08-11 0 0001293310 KALOBIOS PHARMACEUTICALS INC NONE 0001542845 GBS Venture Partners Pty, Ltd LEVEL 5 71 COLLINS ST. MELBOURNE C3 VIC 3000 AUSTRALIA 0 0 1 0 0001542843 GBS Bioventures II A/C LEVEL 5 71 COLLINS ST MELBOURNE C3 VIC 3000 AUSTRALIA 0 0 1 0 0001556185 Genesis Fund LEVEL 5 71 COLLINS ST MELBOURNE C3 VIC 3000 AUSTRALIA 0 0 1 0 Series B-2 Preferred Stock Common Stock 1736109 D Series C Preferred Stock Common Stock 300611 D Series D Preferred Stock Common Stock 769230 D Each share of Preferred Stock is convertible at any time, at the election of the holder, into one fully paid and nonassessable share of Common Stock, subject to certain anti-dilution adjustments. No expiration. The shares are held as follows: 1,215,277 shares by GBS Bioventures II A/C ("Bioscience") and 520,832 shares by GBS Genesis Fund ("Genesis"). GBS Venture Partners Pty Ltd ("Venture Partners") is the manager of Bioscience and Genesis. The shares are held as follows: 210,427 shares by Bioscience and 90,184 shares by Genesis. The shares are held as follows: 607,650 shares by Bioscience and 161,580 shares by Genesis. All Reporting Persons disclaim beneficial ownership of shares of KaloBios Pharmaceuticals, Inc. stock held by the other Reporting Persons herein, except to the extent of their respective pecuniary interest therein, if any. The filing of this statement shall not be deemed an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, or otherwise, any of the Reporting Persons are the beneficial owners of all of the equity securities covered by this statement. /s/ Brigitte Smith, Managing Director of GBS Venture Partners Pty Ltd 2012-08-10 /s/ Brigitte Smith, Managing Director of GBS Venture Partners Pty Ltd, the manager of GBS Bioventures II A/C 2012-08-10 /s/ Brigitte Smith, Managing Director of GBS Venture Partners Pty Ltd, the manager of GBS Genesis Fund 2012-08-10