0001013594-20-000709.txt : 20200922 0001013594-20-000709.hdr.sgml : 20200922 20200922180225 ACCESSION NUMBER: 0001013594-20-000709 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200918 FILED AS OF DATE: 20200922 DATE AS OF CHANGE: 20200922 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chappell Dale CENTRAL INDEX KEY: 0001379459 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35798 FILM NUMBER: 201190470 MAIL ADDRESS: STREET 1: C/O OPUS EQUUM INC. STREET 2: PO BOX 788 CITY: DOLORES STATE: CO ZIP: 81323 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HUMANIGEN, INC CENTRAL INDEX KEY: 0001293310 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 770557236 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 533 AIRPORT BLVD. STREET 2: SUITE 400 CITY: BURLINGAME STATE: CA ZIP: 94010 BUSINESS PHONE: 650.243.3100 MAIL ADDRESS: STREET 1: 533 AIRPORT BLVD. STREET 2: SUITE 400 CITY: BURLINGAME STATE: CA ZIP: 94010 FORMER COMPANY: FORMER CONFORMED NAME: KALOBIOS PHARMACEUTICALS INC DATE OF NAME CHANGE: 20040609 4 1 form4.xml X0306 4 2020-09-18 0001293310 HUMANIGEN, INC HGEN 0001379459 Chappell Dale C/O OPUS EQUUM INC. PO BOX 788 DOLORES CO 81323 true true Chief Scientific Officer Stock Option (right to buy) 9.65 2020-09-18 4 A 0 133760 9.65 A 2020-12-31 2030-09-17 Common Stock, $0.001 par value 133760 133760 D Stock option issued to Dale Chappell. This option vests and becomes exercisable with respect to 1/12th of the shares of common stock subject to this option on December 31, 2020, with the remainder vesting in the same number of shares on the first day of each quarter thereafter, subject to acceleration and/or forfeiture under certain circumstances set forth in the Stock Option Agreement. /s/ Dale Chappell 2020-09-22