0001013594-20-000709.txt : 20200922
0001013594-20-000709.hdr.sgml : 20200922
20200922180225
ACCESSION NUMBER: 0001013594-20-000709
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200918
FILED AS OF DATE: 20200922
DATE AS OF CHANGE: 20200922
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Chappell Dale
CENTRAL INDEX KEY: 0001379459
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35798
FILM NUMBER: 201190470
MAIL ADDRESS:
STREET 1: C/O OPUS EQUUM INC.
STREET 2: PO BOX 788
CITY: DOLORES
STATE: CO
ZIP: 81323
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HUMANIGEN, INC
CENTRAL INDEX KEY: 0001293310
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 770557236
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 533 AIRPORT BLVD.
STREET 2: SUITE 400
CITY: BURLINGAME
STATE: CA
ZIP: 94010
BUSINESS PHONE: 650.243.3100
MAIL ADDRESS:
STREET 1: 533 AIRPORT BLVD.
STREET 2: SUITE 400
CITY: BURLINGAME
STATE: CA
ZIP: 94010
FORMER COMPANY:
FORMER CONFORMED NAME: KALOBIOS PHARMACEUTICALS INC
DATE OF NAME CHANGE: 20040609
4
1
form4.xml
X0306
4
2020-09-18
0001293310
HUMANIGEN, INC
HGEN
0001379459
Chappell Dale
C/O OPUS EQUUM INC.
PO BOX 788
DOLORES
CO
81323
true
true
Chief Scientific Officer
Stock Option (right to buy)
9.65
2020-09-18
4
A
0
133760
9.65
A
2020-12-31
2030-09-17
Common Stock, $0.001 par value
133760
133760
D
Stock option issued to Dale Chappell. This option vests and becomes exercisable with respect to 1/12th of the shares of common stock subject to this option on December 31, 2020, with the remainder vesting in the same number of shares on the first day of each quarter thereafter, subject to acceleration and/or forfeiture under certain circumstances set forth in the Stock Option Agreement.
/s/ Dale Chappell
2020-09-22