0000012933-22-000009.txt : 20220614 0000012933-22-000009.hdr.sgml : 20220614 20220614140250 ACCESSION NUMBER: 0000012933-22-000009 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 CROTTY,ROBERT,SEAN, FILED AS OF DATE: 20220614 DATE AS OF CHANGE: 20220614 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BOENNING & SCATTERGOOD, INC. CENTRAL INDEX KEY: 0000012933 IRS NUMBER: 231720062 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04194 FILM NUMBER: 221014220 BUSINESS ADDRESS: STREET 1: 4 TOWER BRIDGE-200 BARR HARBOR DR-NO.300 CITY: WEST CONSHOHOCKEN STATE: PA ZIP: 19428-2979 BUSINESS PHONE: 610-832-5309 MAIL ADDRESS: STREET 1: 4 TOWER BRIDGE-200 BARR HARBOR DR-NO.300 CITY: WEST CONSHOHOCKEN STATE: PA ZIP: 19428-2979 FORMER COMPANY: FORMER CONFORMED NAME: BOENNING & SCATTERGOOD INC /BD DATE OF NAME CHANGE: 20020124 FORMER COMPANY: FORMER CONFORMED NAME: BOENNING & CO DATE OF NAME CHANGE: 19700129 MA-I/A 1 primary_doc.xml MA-I/A 0000012933 XXXXXXXX Glenn Essert 16108325309 gessert@boenninginc.com gessert@boenninginc.com N 0000012933-15-000012 Y Robert Sean Crotty 6224640 N 1 0000012933 BOENNING & SCATTERGOOD, INC. 07-01-2015 N 867-011-53 LOCATED 07-01-2015 9922 Brewster Lane Powell OH 43065 07-2015 Boenning and Scattergood Inc Powell OH 43065 Y Y Vice President 09-2014 06-2015 Unemployed Columbus OH 43212 N N none 07-2013 09-2014 Lancaster Pollard Inc Columbus OH 43212 N Y Associate 06-2011 05-2013 University of North Carolina Chapel Hill NC 27517 N N Student 05-2012 08-2012 Lancaster Pollard Inc Columbus OH 43212 N Y Summer Intern 05-2011 05-2012 Unemployed Chapel Hill NC 27517 N N None 12-2010 04-2011 Fierce Entertainment Los Angeles CA 90034 N N Film Distribution Intern 01-2006 09-2010 Sony Pictures Culver City CA 90231 N N Title Manager 01-2005 01-2006 SDI Media Los Angeles CA 90034 N N Account Representative N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 06-14-2022 Glenn Edward Essert Chief Compliance Officer