0000012933-20-000002.txt : 20200415 0000012933-20-000002.hdr.sgml : 20200415 20200415172958 ACCESSION NUMBER: 0000012933-20-000002 CONFORMED SUBMISSION TYPE: MA-A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200331 DATE AS OF CHANGE: 20200415 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BOENNING & SCATTERGOOD, INC. CENTRAL INDEX KEY: 0000012933 IRS NUMBER: 231720062 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-A SEC ACT: 1934 Act SEC FILE NUMBER: 867-01153 FILM NUMBER: 20794516 BUSINESS ADDRESS: STREET 1: 4 TOWER BRIDGE-200 BARR HARBOR DR-NO.300 CITY: WEST CONSHOHOCKEN STATE: PA ZIP: 19428-2979 BUSINESS PHONE: 610-832-5214 MAIL ADDRESS: STREET 1: 4 TOWER BRIDGE-200 BARR HARBOR DR-NO.300 CITY: WEST CONSHOHOCKEN STATE: PA ZIP: 19428-2979 FORMER COMPANY: FORMER CONFORMED NAME: BOENNING & SCATTERGOOD INC /BD DATE OF NAME CHANGE: 20020124 FORMER COMPANY: FORMER CONFORMED NAME: BOENNING & CO DATE OF NAME CHANGE: 19700129 MA-A 1 primary_doc.xml MA-A 0000012933 XXXXXXXX Kristen Winsko 610-832-5214 kwinsko@boenninginc.com emurray@boenninginc.com 12-31-2019 N BOENNING & SCATTERGOOD, INC. 100 23-1720062 866-00544-00 008-155-43 100 801-68111 100 100 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA PR RI SC SD TN TX UT VT VI VA WA WV WI 200 Barr Harbor Drive West Conshohocken PA 19428 610-832-1212 610-832-1232 Y 200 Barr Harbor Rs. W. Conshohocken PA 19428 http://www.boenninginc.com/ William Ragnar Gearhart

200 Barr Harbor West Conshohocken PA 19428

610-832-1212 610-832-1212 rgearhart@boenninginc.com Ed .Robert Murray

200 Barr Harbor Drive West Conshohocken PA 19428

610-684-5402 610-832-1232 emurray@boenninginc.com Add First Clearing, LLC One North Jefferson Avenue St. Louis MO 63103 8883222532 FC is Boenning's clearing firm and, as such, holds portions of the firm's financial, trading, and position records. December PA 09-26-2014 N 150 0 0 0 0 0 Not Applicable 0 0 0 Other municipal entities Contingent Fees Contingent Fees Advice Insurance Of MS Y Y Y Y N 0 N N N N N N N N N N N N N Applicant has registered, but to date has not yet conducted and Municipal Advisory business. N N N N N Y N Y Y N Y N Y N N Y N Y N Y N N N N N N Boenning and Scattergood Holdings N 20-5811385 Holding Company 11-23-2005 E Y Harold Francis Scattergood CEO 07-01-1985 D Y 412133 CHRISTINA NMN CHROBOCINSKI Secretary 09-01-2012 NA Y 1535752 Dale Robert Weigand CFO 08-01-2006 NA Y 1374549 William Ragnar Gearhart CCO 03-27-2018 NA Y 5417044 Kristen Nolan Winsko General Counsel 04-17-2017 NA Y 2873430 George Michael Mara President 08-20-2018 NA Y 1574331 Boenning and Scattergood Holdings, Inc. Harold Francis Scattergood Chariman 11-23-2005 D Y 412133 Boenning and Scattergood Holdings N 20-5811385 Holding Company 11-23-2005 E Y Harold Francis Scattergood CEO 07-01-1985 D Y 412133 CHRISTINA NMN CHROBOCINSKI Secretary 09-01-2012 NA Y 1535752 Dale Robert Weigand CFO 08-01-2006 NA Y 1374549 William Ragnar Gearhart CCO 03-27-2018 NA Y 5417044 Kristen Nolan Winsko General Counsel 04-17-2017 NA Y 2873430 George Michael Mara President 08-20-2018 NA Y 1574331 Boenning and Scattergood Holdings, Inc. Harold Francis Scattergood Chariman 11-23-2005 D Y 412133 9-E2 Boenning and Scattergood 100 1687435 9-E2 Boenning and Scattergood 100 1650603 9-E2 Boenning and Scattergood 100 1525192 2 9-E2 Boenning and Scattergood 100 1357270 Thomas JOhn Chancler N 44417 Boenning and Scattergood 100 1357270 James NMN Still N 5083890 Boenning and Scattergood 100 1357270 9-E2 Boenning and Scattergood 100 640045 9-C2 9-C3 9-C4 Boenning and Scattergood 100 91398 9-C2 9-C3 9-C4 Boenning and Scattergood 100 91397 9-E2 Boenning and Scattergood 100 91396 1 9-E2 Boenning and Scattergood 100 91395 Henry Doerr Boenning N 24724 Boenning and Scattergood 100 91395 9-E2 Boenning and Scattergood 100 91393 9-E2 Boenning and Scattergood 100 01302 9-D2 9-D4 Boenning and scattergood 100 91391 1 9-E2 Boenning and Scattergood 100 91390 Harold Francis Scattergood Jr. N 412133 Boenning and Scattergood 100 91390 9-E2 Boenning and Scattergood 100 91389 9-E2 Boenning and Scattergood 100 91388 9-E2 Boenning and Scattergood 100 91387 9-E2 Boenning and Scattergood 100 91386 9-E2 Boenning and Scattergood 100 91385 1 9-E2 Boenning and Scattergood 100 91384 Thomas John Chancler N 44417 Boenning and Scattergood 100 91384 Kristen N. Winsko Kristen N. Winsko General Counsel 03-31-2020 100 N N N N N Y N N Y N Y N N N N N N N Y N N