0000012933-14-000014.txt : 20141203
0000012933-14-000014.hdr.sgml : 20141203
20141203114953
ACCESSION NUMBER: 0000012933-14-000014
CONFORMED SUBMISSION TYPE: MA
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20141203
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BOENNING & SCATTERGOOD, INC.
CENTRAL INDEX KEY: 0000012933
IRS NUMBER: 231720062
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA
SEC ACT: 1934 Act
SEC FILE NUMBER: 867-01153
FILM NUMBER: 141262604
BUSINESS ADDRESS:
STREET 1: 4 TOWER BRIDGE-200 BARR HARBOR DR-NO.300
CITY: WEST CONSHOHOCKEN
STATE: PA
ZIP: 19428-2979
BUSINESS PHONE: 610 684 5425
MAIL ADDRESS:
STREET 1: 4 TOWER BRIDGE-200 BARR HARBOR DR-NO.300
CITY: WEST CONSHOHOCKEN
STATE: PA
ZIP: 19428-2979
FORMER COMPANY:
FORMER CONFORMED NAME: BOENNING & SCATTERGOOD INC /BD
DATE OF NAME CHANGE: 20020124
FORMER COMPANY:
FORMER CONFORMED NAME: BOENNING & CO
DATE OF NAME CHANGE: 19700129
MA
1
primary_doc.xml
MA
0000012933
XXXXXXXX
Eliot Duhan
610-832-5214
eduhan@boenninginc.com
emurray@boenninginc.com
BOENNING & SCATTERGOOD, INC.
000000100
23-1720062
866-00544-00
008-155-43
000000100
801-68111
000000100
000000100
AL
AK
AZ
AR
CA
CO
CT
DE
DC
FL
GA
HI
ID
IL
IN
IA
KS
KY
LA
ME
MD
MA
MI
MN
MS
MO
MT
NE
NV
NH
NJ
NM
NY
NC
ND
OH
OK
OR
PA
PR
RI
SC
SD
TN
TX
UT
VT
VI
VA
WA
WV
WI
200 Barr Harbor Drive
West Conshohocken
PA
19428
610-832-1212
610-832-1232
Y
200 Barr Harbor Rs.
W. Conshohocken
PA
19428
http://www.boenninginc.com/
Eliot
D
Duhan
200 Barr Harbor
West Conshohocken
PA
19420
610832-1212
610-832-1212
eduhan@boenninginc.com
Ed
.Robert
Murray
200 Barr Harbor Drive
West Conshohocken
PA
19428
610-684-5402
610-832-1232
emurray@boenninginc.com
Add
First Clearing, LLC
One North Jefferson Avenue
St. Louis
MO
63103
8883222532
FC is Boenning's clearing firm and, as such, holds portions of the firm's financial, trading, and position records.
December
PA
09-26-2014
N
160
4
4
0
0
5
Municipal Entities
Non-profit organizations
0
0
0
Not Applicable
Contingent Fees
Not Applicable
Advice Insurance Of MS
Y
Y
Y
Y
N
0
N
N
N
N
N
N
N
N
N
N
N
N
Y
N
N
N
N
N
Y
N
Y
Y
N
Y
N
Y
N
N
Y
N
Y
N
Y
N
N
N
N
N
N
Boenning and Scattergood Holdings
N
20-5811385
Holding Company
11-23-2005
E
Y
Harold
Francis
Scattergood
CEO
07-01-1985
D
Y
000412133
Michael
Anthony
Galantino
Corporate Vice President
11-01-2008
NA
Y
001277218
CHRISTINA
NMN
CHROBOCINSKI
Secretary
09-01-2012
NA
Y
001535752
Dale
Robert
Weigand
CFO
08-01-2006
NA
Y
001374549
Stacey
Jean
Rivkin
Chief Compliance Officer
01-01-2014
NA
Y
003137874
Kathy
Marie
Wilhelm
Corporate Vice President
06-01-1984
NA
Y
001247737
Eliot
Daniel
Duhan
Chief Compliance Officer
11-21-2013
NA
Y
004705354
Boenning and Scattergood Holdings, Inc.
Harold
Francis
Scattergood
Chariman
11-23-2005
D
Y
000412133
Add
Boenning and Scattergood Holdings
N
20-5811385
Holding Company
11-23-2005
E
Y
Add
Harold
Francis
Scattergood
CEO
07-01-1985
D
Y
000412133
Add
Michael
Anthony
Galantino
Corporate Vice President
11-01-2008
NA
Y
001277218
Add
CHRISTINA
NMN
CHROBOCINSKI
Secretary
09-01-2012
NA
Y
001535752
Add
Dale
Robert
Weigand
CFO
08-01-2006
NA
Y
001374549
Add
Stacey
Jean
Rivkin
Chief Compliance Officer
01-01-2014
NA
Y
003137874
Add
Kathy
Marie
Wilhelm
Corporate Vice President
06-01-1984
NA
Y
001247737
Add
Eliot
Daniel
Duhan
Chief Compliance Officer
11-21-2013
NA
Y
004705354
Add
Boenning and Scattergood Holdings
Harold
Francis
Scattergood
Chairman
01-01-2007
D
Y
000412133
9-E2
Boenning and Scattergood
000000100
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000000100
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9-E2
Boenning and Scattergood
000000100
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9-E2
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000000100
1357270
Thomas
JOhn
Chancler
N
000044417
Boenning and Scattergood
000000100
1357270
James
NMN
Still
N
005083890
Boenning and Scattergood
000000100
1357270
9-E2
Boenning and Scattergood
000000100
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9-C2
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9-E2
Boenning and Scattergood
000000100
91396
1
9-E2
Boenning and Scattergood
000000100
91395
Henry
Doerr
Boenning
N
000024724
Boenning and Scattergood
000000100
91395
9-E2
Boenning and Scattergood
000000100
91393
9-E2
Boenning and Scattergood
000000100
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9-D2
9-D4
Boenning and scattergood
000000100
91391
1
9-E2
Boenning and Scattergood
000000100
91390
Harold
Francis
Scattergood
Jr.
N
000412133
Boenning and Scattergood
000000100
91390
9-E2
Boenning and Scattergood
000000100
91389
9-E2
Boenning and Scattergood
000000100
91388
9-E2
Boenning and Scattergood
000000100
91387
9-E2
Boenning and Scattergood
000000100
91386
9-E2
Boenning and Scattergood
000000100
91385
1
9-E2
Boenning and Scattergood
000000100
91384
Thomas
John
Chancler
N
000044417
Boenning and Scattergood
000000100
91384
eliot duhan
Eliot Duhan
Chief Compliance Officer
09-26-2014
004705354
N
N
N
N
N
Y
N
N
Y
N
Y
N
N
N
N
N
N
N
Y
N