0000012933-14-000012.txt : 20141203 0000012933-14-000012.hdr.sgml : 20141203 20141203121215 ACCESSION NUMBER: 0000012933-14-000012 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20141003 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BOENNING & SCATTERGOOD, INC. CENTRAL INDEX KEY: 0000012933 IRS NUMBER: 231720062 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04194 FILM NUMBER: 141262654 BUSINESS ADDRESS: STREET 1: 4 TOWER BRIDGE-200 BARR HARBOR DR-NO.300 CITY: WEST CONSHOHOCKEN STATE: PA ZIP: 19428-2979 BUSINESS PHONE: 610 684 5425 MAIL ADDRESS: STREET 1: 4 TOWER BRIDGE-200 BARR HARBOR DR-NO.300 CITY: WEST CONSHOHOCKEN STATE: PA ZIP: 19428-2979 FORMER COMPANY: FORMER CONFORMED NAME: BOENNING & SCATTERGOOD INC /BD DATE OF NAME CHANGE: 20020124 FORMER COMPANY: FORMER CONFORMED NAME: BOENNING & CO DATE OF NAME CHANGE: 19700129 MA-I 1 primary_doc.xml MA-I 0000012933 XXXXXXXX Eliot Duhan 610-832-5214 eduhan@boenninginc.com emurray@boenninginc.com N William James CArlin Jr. 001280173 Y 1 0000012933 BOENNING & SCATTERGOOD, INC. 04-14-2014 N 09-26-2014 0000012933 LOCATED SUPERVISED 10-03-2014 4 TOWER BRIDGE-200 BARR HARBOR DR-NO.300 WEST CONSHOHOCKEN PA 19428-2979 04-2014 Boenning and Scattergood West Conshohocken PA 19428 Y Y Managing Director 03-2013 03-2014 Public Financial Management Malvern PA 19355 Y Y Financial Advisor 09-2012 03-2013 unemployed Radnor PA 00000 N N unemployed 04-2008 08-2012 PNC Capital Markets Philadelphia PA 19103 Y Y Public Finance Broker 11-2007 04-2008 Wachovia Capital Markets Philadelphia PA 19109 Y Y Public Finance Broker 08-2005 04-2008 A.G. Edwards Phildelphia PA 19103 Y Y Public Finance Broker 05-2005 08-2005 Legg Mason Wood Walker Philadelphia PA 19103 Y Y Public Finance Broker 04-1980 05-2005 Janney Montgomery Scott Philadelphia PA 19103 Y Y Public Finance Broker Y 01-1982 Parametric Garage Assoc. 255 Southg 17th St Philadelphia PA 19103 N N Auto parking limited partner 0 none, pasiive investment 09-2014 PA Muni Bond Museum 2547 Yelllow Springs Road Malvern PA 19053 N N Not for profit museum Board member 0 Board meetings during non work hours N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N Y N N N N N N N 10-03-2014 Eliot Duhan CCO William Carlin 001280173 36481160 6J(1)