X0202 4 2004-11-17 0000053669 JOHNSON CONTROLS INC JCI 0001293040 Sherrill Gregg M 5757 N. GREEN BAY AVENUE P.O. BOX 591 MILWAUKEE WI 53201 0 1 0 0 Vice President Common Stock 13347.003 D Common Stock 1026.73 I By 401(k) Plan Trust Phantom Stock Units - EICP Common Stock 4176.599 4176.599 D Phantom Stock Units - LTPP Common Stock 6634.355 6634.355 D Phantom Stock Units - Restricted Stock Plan Common Stock 205.008 205.008 D Stock Option 28.4219 2002-11-15 2010-11-15 Common Stock 11550 11550 D Stock Option 40.115 2003-11-14 2011-11-14 Common Stock 17600 17600 D Stock Option 40.2975 2004-11-20 2012-11-20 Common Stock 20000 20000 D Stock Option 52.55 2005-11-19 2013-11-19 Common Stock 20000 20000 D Stock Option 61.69 2004-11-17 4 A 0 30000 0 A 2006-11-17 2014-11-17 Common Stock 30000 30000 D Includes 11 shares acquired through the reinvestment of dividends on September 30, 2004, at prices of $56.078-$56.3182 per share. The number of underlying securities is based on the stock fund balance on November 17, 2004. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on the November 17, 2004 stock fund price of $61.81 per share. The phantom stock units convert to the common stock's cash value on a one-for-one basis. The phantom stock units were accrued under the Johnson Controls Executive Incentive Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement. Includes 16.476 phantom stock units acquired through the reinvestment of dividends on September 30, 2004, at a price of $56.81 per phantom unit. The phantom stock units were accrued under the Johnson Controls Long-Term Performance Plan and are to be settled 100% in cash upon the reporting person's retirement. Includes 3.709 phantom stock units acquired through the reinvestment of dividends on September 30, 2004, at a price of $56.81 per phantom unit. The restricted stock units were accrued under the Johnson Controls Restricted Stock Plan. The units represent the reinvestment of dividends and are to be settled 100% in cash upon the vesting of the reporting person's Restricted Stock. Includes 48.148 phantom stock units acquired through the reinvestment of dividends on September 30, 2004, at a price of $56.81 per phantom unit. Fifty percent of the options vest after two years and the remaining 50% vests after three years. Arlene D. Gumm, Attorney-in-Fact for Gregg M. Sherrill 2004-11-19