0000919574-12-004263.txt : 20120710
0000919574-12-004263.hdr.sgml : 20120710
20120710170112
ACCESSION NUMBER: 0000919574-12-004263
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120705
FILED AS OF DATE: 20120710
DATE AS OF CHANGE: 20120710
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ZIMMERMAN, JAMIE
CENTRAL INDEX KEY: 0001453443
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33443
FILM NUMBER: 12956437
MAIL ADDRESS:
STREET 1: C/O LITESPEED MANAGEMENT LLC
STREET 2: 237 PARK AVENUE, SUITE 900
CITY: NEW YORK
STATE: NY
ZIP: 10017
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DYNEGY INC.
CENTRAL INDEX KEY: 0001379895
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 205653152
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1000 LOUISIANA STREET, SUITE 5800
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: (713) 507-6400
MAIL ADDRESS:
STREET 1: 1000 LOUISIANA STREET, SUITE 5800
CITY: HOUSTON
STATE: TX
ZIP: 77002
FORMER COMPANY:
FORMER CONFORMED NAME: Dynegy Inc..
DATE OF NAME CHANGE: 20070404
FORMER COMPANY:
FORMER CONFORMED NAME: Dynegy Acquisition, Inc..
DATE OF NAME CHANGE: 20070403
FORMER COMPANY:
FORMER CONFORMED NAME: Dynegy Acquisition, Inc.
DATE OF NAME CHANGE: 20061102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Litespeed Management, L.L.C.
CENTRAL INDEX KEY: 0001292975
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33443
FILM NUMBER: 12956438
BUSINESS ADDRESS:
STREET 1: 237 PARK AVENUE
STREET 2: SUITE 900
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-808-7420
MAIL ADDRESS:
STREET 1: 237 PARK AVENUE
STREET 2: SUITE 900
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER NAME:
FORMER CONFORMED NAME: Litespeed Management LLC
DATE OF NAME CHANGE: 20040607
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LITESPEED MASTER FUND, LTD.
CENTRAL INDEX KEY: 0001453444
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33443
FILM NUMBER: 12956436
BUSINESS ADDRESS:
STREET 1: C/O LITESPEED MANAGEMENT LLC
STREET 2: 237 PARK AVENUE, SUITE 900
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-808-7420
MAIL ADDRESS:
STREET 1: C/O LITESPEED MANAGEMENT LLC
STREET 2: 237 PARK AVENUE, SUITE 900
CITY: NEW YORK
STATE: NY
ZIP: 10017
4
1
p1304344.xml
OWNERSHIP DOCUMENT
X0306
4
2012-07-05
0
0001379895
DYNEGY INC.
DYNIQ
0001292975
Litespeed Management, L.L.C.
237 PARK AVENUE, SUITE 900
NEW YORK
NY
10017
0
0
1
0
0001453443
ZIMMERMAN, JAMIE
C/O LITESPEED MANAGEMENT, L.L.C.
237 PARK AVENUE, SUITE 900
NEW YORK
NY
10017
0
0
1
0
0001453444
LITESPEED MASTER FUND, LTD.
C/O OGIER FIDUCIARY SVCS (CAYMAN) LTD
89 NEXUS WAY, CAMANA BAY
GRAND CAYMAN
E9
KY1-9007
CAYMAN ISLANDS
0
0
1
0
Common Stock
2012-07-05
4
P
0
542854
.5886
A
29050145
D
Common Stock
29050145
I
See foonote
Common Stock
2012-07-06
4
P
0
1800000
.5520
A
30850145
D
Common Stock
30850145
I
See footnote
Common Stock
2012-07-09
4
P
0
1159000
.4808
A
32009145
D
Common Stock
32009145
I
See footnote
The reported securities are directly owned by Litespeed Master Fund, Ltd., which is a reporting person. Litespeed Management, L.L.C. and Jamie Zimmerman may be deemed to indirectly beneficially own the securities directly held by Litespeed Master Fund, Ltd. See footnote 2.
The reported securities may be deemed indirectly beneficially owned by Litespeed Management, L.L.C. as investment manager of Litespeed Master Fund, Ltd. The reported securities may also be deemed indirectly beneficially owned by Jamie Zimmerman as Managing Member of Litespeed Management, L.L.C. Litespeed Management, L.L.C. and Jamie Zimmerman disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Represents the weighted average price of shares purchased in multiple same-day transactions at prices ranging from $0.5437 to $0.5646 per share.
Represents the weighted average price of shares purchased in multiple same-day transactions at prices ranging from $0.4544 to $0.5031 per share.
Litespeed Management, L.L.C., By: /s/ Jamie Zimmerman, Managing Member
2012-07-10
/s/ Jamie Zimmerman
2012-07-10
Litespeed Master Fund, Ltd., By: /s/ Jamie Zimmerman, Director
2012-07-10