X0304 4/A 2011-10-07 2011-10-11 0000053669 JOHNSON CONTROLS INC JCI 0001292878 Edwards Jeffrey S 5757 N. GREEN BAY AVENUE P.O. BOX 591 MILWAUKEE WI 53201-0591 0 1 0 0 Vice President Common Stock 2011-10-07 4 A 0 2500 0 A 77075.291 D Common Stock 11398.598 I By 401(k) Plan Trust Employee Stock Option (Right to Buy) 28.54 2011-10-07 4 A 0 28000 0 A 2013-10-07 2021-10-07 Common Stock 28000 28000 D Phantom Stock Units - Retirement Restoration Plan Common Stock 1305.501 1305.501 D Phantom Stock Units - Annual Incentive Plan Common Stock 12971.378 12971.378 D Phantom Stock Units - Restricted Stock Plan Common Stock 518.989 518.989 D Employee Stock Option (Right to Buy) 17.5167 2005-11-19 2013-11-19 Common Stock 60000 60000 D Employee Stock Option (Right to Buy) 20.5633 2006-11-17 2014-11-17 Common Stock 90000 90000 D Employee Stock Option (Right to Buy) 22.5617 2007-11-16 2015-11-16 Common Stock 150000 150000 D Employee Stock Option (Right to Buy) 23.965 2008-10-02 2016-10-02 Common Stock 60000 60000 D Employee Stock Option (Right to Buy) 40.21 2009-10-01 2017-10-01 Common Stock 36000 36000 D Employee Stock Option (Right to Buy) 28.79 2010-10-01 2018-10-01 Common Stock 45000 45000 D Employee Stock Option (Right to Buy) 24.87 2011-10-01 2019-10-01 Common Stock 45000 45000 D Employee Stock Option (Right to Buy) 30.54 2012-10-01 2020-10-01 Common Stock 33000 33000 D The restricted stock grant was inadvertently added twice to the total holdings when originally reported. In addition, due to a processing error by our transfer agent, the number of dividends reinvested on October 4, 2011, was adjusted. This resulted in a decrease of 0.078 share. Includes 2,500 shares of restricted stock granted on October 7, 2011, of which 1,250 vest on October 7, 2013, and 1,250 vest on October 7, 2015, and the following previously granted shares of restricted stock: 4,500 which vest on November 1, 2011, 1,500 which vest on November 2, 2011, and 1,500 which vest on November 2, 2013. All vesting is subject to continuous employment with the issuer. The reporting person's holdings include 32.835 shares acquired under the issuer's dividend reinvestment and common stock purchase plan since the reporting person's last report. These shares were acquired pursuant to the employee stock purchase plan provisions of the dividend reinvestment and common stock purchase plan, which acquisitions are exempt from Section 16. Also includes 25.292 shares acquired via the reinvestment of dividends on January 4, April 4, July 5 and October 4, 2011 at prices ranging from $25.9255 to $42.3054 per share. The number of underlying securities is based on the stock fund balance on October 4, 2011. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on an October 4, 2011, stock fund price of $27.56 per share. Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date. Each share of phantom stock is the economic equivalent of one share of Johnson Controls common stock. The phantom stock units were accrued under the Johnson Controls Retirement Restoration Plan and are to be settled 100% in cash upon the reporting person's termination of service with the issuer and may be transferred into an alternative investment account. Includes 22.54 phantom stock units acquired through the reinvestment of dividends on January 4, April 4, July 5 and October 4, 2011 at prices ranging from $27.56 to $42.25 per phantom stock unit. The phantom stock units were accrued under the Johnson Controls Annual Incentive Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or other termination of service with the issuer and may be transferred into an alternative investment account. Includes 223.965 phantom stock units acquired through the reinvestment of dividends on January 4, April 4, July 5 and October 4, 2011 at prices ranging from $27.56 to $42.25 per phantom stock unit. The restricted stock units accrue under the Johnson Controls Restricted Stock Plan. The balance includes phantom stock units representing dividends which relate to unvested, non-deferred restricted stock awards, which will be settled 100% in cash upon vesting of the award. Includes 179.894 phantom stock units acquired through the reinvestment of dividends on January 4, April 4, July 5 and October 4, 2011 at prices ranging from $27.56 to $42.25 per phantom stock unit. Angela M. Blair, Attorney-in-Fact for Jeffrey S. Edwards 2011-11-03