X0303 4 2010-10-01 0000053669 JOHNSON CONTROLS INC JCI 0001292878 Edwards Jeffrey S 5757 N. GREEN BAY AVENUE P.O. BOX 591 MILWAUKEE WI 53201-0591 0 1 0 0 Vice President Common Stock 72871.841 D Common Stock 10847.632 I By 401(k) Plan Trust Employee Stock Option (Right to Buy) 30.54 2010-10-01 4 A 0 33000 0 A 2012-10-01 2020-10-01 Common Stock 33000 33000 D Phantom Stock Units - Retirement Restoration Plan Common Stock 1282.961 1282.961 D Phantom Stock Units - Annual Incentive Plan Common Stock 12747.413 12747.413 D Phantom Stock Units - Restricted Stock Plan Common Stock 339.095 339.095 D Employee Stock Option (Right to Buy) 17.5167 2005-11-19 2013-11-19 Common Stock 60000 60000 D Employee Stock Option (Right to Buy) 20.5633 2006-11-17 2014-11-17 Common Stock 90000 90000 D Employee Stock Option (Right to Buy) 22.5617 2007-11-16 2015-11-16 Common Stock 150000 150000 D Employee Stock Option (Right to Buy) 23.965 2008-10-02 2016-10-02 Common Stock 60000 60000 D Employee Stock Option (Right to Buy) 40.21 2009-10-01 2017-10-01 Common Stock 36000 36000 D Employee Stock Option (Right to Buy) 28.79 2010-10-01 2018-10-01 Common Stock 45000 45000 D Employee Stock Option (Right to Buy) 24.87 2011-10-01 2019-10-01 Common Stock 45000 45000 D Includes restricted stock awards as follows: 4,500 shares on November 1, 2011; 1,500 on November 2, 2011, and 1,500 shares on November 2, 2013, subject to continuous employment with the issuer. The reporting person's holdings include 7.034 shares acquired under the issuer's dividend reinvestment and common stock purchase plan since the reporting person's last report. These shares were acquired pursuant to the employee stock purchase plan provisions of the dividend reinvestment and common stock purchase plan, which acquisitions are exempt from Section 16. The number of underlying securities is based on the stock fund balance on September 30, 2010. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on a September, 2010, stock fund price of $30.50 per share. Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date. Each share of phantom stock is the economic equivalent of one share of Johnson Controls common stock. The phantom stock units were accrued under the Johnson Controls Retirement Restoration Plan and are to be settled 100% in cash upon the reporting person's termination of service with the issuer and may be transferred into an alternative investment account. Includes 5.478 phantom stock units acquired through the reinvestment of dividends on October 4, 2010 at $30.32 per phantom stock unit. The phantom stock units were accrued under the Johnson Controls Annual Incentive Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or other termination of service with the issuer and may be transferred into an alternative investment account. Includes 54.423 phantom stock units acquired through the reinvestment of dividends on October 4, 2010 at $30.32 per phantom stock unit. The restricted stock units were accrued under the Johnson Controls Restricted Stock Plan. The units represent the reinvestment of dividends and are to be settled 100% in cash upon the vesting of the reporting person's Restricted Stock Grant. Includes 33.467 phantom stock units acquired through the reinvestment of dividends on October 4, 2010 at $30.32 per phantom stock unit. Angela M. Blair, Attorney-in-Fact for Jeffrey S. Edwards 2010-10-05