-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CUf9XgHAJLJQZ8XF0cWy6VsEfMg38puCf1DKHSdzTLUdArcS5ySY9CLs8xnFiscR fW74CGctpWBZBv71EvWpxw== 0001137638-02-000019.txt : 20020903 0001137638-02-000019.hdr.sgml : 20020902 20020830192545 ACCESSION NUMBER: 0001137638-02-000019 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020830 FILED AS OF DATE: 20020903 COMPANY DATA: COMPANY CONFORMED NAME: SWAIN DAVID O CENTRAL INDEX KEY: 0001026015 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT [3721] OFFICER STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: BOEING CO STREET 2: 100 N N RIVERSIDE PLAZA M/C 5003-5499 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3125442600 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BOEING CO CENTRAL INDEX KEY: 0000012927 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT [3721] IRS NUMBER: 910425694 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00442 FILM NUMBER: 02754721 BUSINESS ADDRESS: STREET 1: P O BOX 3707 MS 1F 31 CITY: SEATTLE STATE: WA ZIP: 98124 BUSINESS PHONE: 2066552121 MAIL ADDRESS: STREET 1: 100 N RIVERSIDE PLZ CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: BOEING AIRPLANE CO DATE OF NAME CHANGE: 19730725 4 1 swa303.htm VOLUNTARY FORM 4 SEC Form 4
FORM 4

[ ] Check this box if no longer
subject to Section 16. Form 4 or Form
5 obligations may continue.
See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility
Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
OMB APPROVAL



OMB Number: 3235-0287
Expires: January 31, 2005
Estimated average burden
hours per response. . . . . 0.5
1. Name and Address of Reporting Person*
Swain, David     O.

(Last)                      (First)                      (Middle)
100 N. Riverside Plaza
M/C 5003-1001

(Street)
Chicago, IL     60606

(City)                      (State)                      (Zip)

2. Issuer Name and Ticker
    or Trading Symbol

The Boeing Company   BA

3. I.R.S. Identification
    Number of Reporting
    Person, if an entity
    (voluntary)
4. Statement for
    (Month/Year)

    August 29, 2002


5. If Amendment,
    Date of Original
    (Month/Year)
6. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

                        Director                           10% Owner
           X          Officer                             Other

Officer/Other
Description           Senior Vice President Engineering and Technology & Chief Technical Officer

7. Individual or Joint/Group
    Filing (Check Applicable Line)

X   Individual Filing
      Joint/Group Filing
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security
    (Instr. 3)

2. Transaction Date
    (Month/Day/Year)
3. Transaction
    Code
    and
    Voluntary
    Code
    (Instr. 8)



Code  |  V    
4. Securities Acquired (A) or Disposed (D) Of
    (Instr. 3, 4, and 5)





        Amount      |         A/D         |         Price          
5. Amount of
    Securities
    Beneficially
    Owned at
    End ofMonth

    (Instr. 3 and 4)
6. Owner-
    ship
    Form:
    Direct(D)
    or
    Indirect (I)

    (Instr. 4)
7. Nature of
     Indirect
     Beneficial
     Ownership

    (Instr. 4)
Common
02/25/2002
   A | V  
1,833.00   |           A           |                    
7,724.28 (1)
I
Career Shares
Common


3,721.00
D

Common


27,314.69
I
Boeing 401(k) Plan
Common


155.13
I
By PAYSOP
Common


49,379.00
I
By Trust







Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

(over)
SEC 1474 (3-99)

Swain, David O. - August 2002
Form 4 (continued)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
    (Instr. 3)
2. Conver-
    sion or
    Exercise
    Price of
    Deri-
    vative
    Security
3. Transaction
    Date

    (Month/
    Day/
    Year)
4. Transaction
    Code
    and
    Voluntary (V)
    Code
    (Instr.8)



Code | V    
5. Number of Derivative
    Securities Acquired (A)
    or Disposed (D) Of

    (Instr. 3,4 and 5)
6. Date Exercisable(DE) and
    Expiration Date(ED)
    (Month/Day/Year)






  (DE)     |     (ED)  
7. Title and Amount of
    Underlying Securities
    (Instr. 3 and 4)
8. Price
    of
    Derivative
    Security
    (Instr.5)
9. Number of
    Derivative
    Securities
    Beneficially
    Owned
    at End of
    Month
    (Instr.4)
10.
Owner-
ship
Form of
Deriv-
ative
Security:
Direct
(D)
or
Indirect
(I)
11. Nature of
      Indirect
      Beneficial
      Ownership
      (Instr.4)
2002 Performance Shares
$0.0000 02/25/2002
   A | V  
    (A) 41,249.0000
Common - 41,249.0000
41,412.9900 (1)
D

Boeing Stock Units (2)
$0.0000 03/08/2002
   A | V  
    (A) 3,694.0400
(2) |
Common - 3,694.0400
15,186.1600 (1)
D

Deferred Compensation Units
$0.0000 03/14/2002
   A | V  
    (A) 29.1200 (3)
Common - 0.0000

I
Deferred Compensation Stock Program
Deferred Compensation Units
$0.0000 03/14/2002
   A | V  
    (A) 116.5000 (4)
Common - 0.0000 $48.2850
I
Deferred Compensation Stock Program
Deferred Compensation Units
$0.0000 03/28/2002
   A | V  
    (A) 122.3200 (4)
Common - 0.0000 $48.1100
I
Deferred Compensation Stock Program
Deferred Compensation Units
$0.0000 03/28/2002
   A | V  
    (A) 30.5800 (3)
Common - 0.0000

I
Deferred Compensation Stock Program
Deferred Compensation Units
$0.0000 04/11/2002
   A | V  
    (A) 30.4100 (3)
Common - 0.0000

I
Deferred Compensation Stock Program
Deferred Compensation Units
$0.0000 04/11/2002
   A | V  
    (A) 121.6400 (4)
Common - 0.0000 $49.3300
I
Deferred Compensation Stock Program
Deferred Compensation Units
$0.0000 04/25/2002
   A | V  
    (A) 35.7100 (3)
Common - 0.0000

I
Deferred Compensation Stock Program
Deferred Compensation Units
$0.0000 04/25/2002
   A | V  
    (A) 142.8600 (4)
Common - 0.0000 $42.0000
I
Deferred Compensation Stock Program
Deferred Compensation Units
$0.0000 05/09/2002
   A | V  
    (A) 33.4300 (3)
Common - 0.0000

I
Deferred Compensation Stock Program
Deferred Compensation Units
$0.0000 05/09/2002
   A | V  
    (A) 133.7200 (4)
Common - 0.0000 $44.8700
I
Deferred Compensation Stock Program
Deferred Compensation Units
$0.0000 05/23/2002
   A | V  
    (A) 34.1300 (3)
Common - 0.0000

I
Deferred Compensation Stock Program
Deferred Compensation Units
$0.0000 05/23/2002
   A | V  
    (A) 136.5300 (4)
Common - 0.0000 $43.9450
I
Deferred Compensation Stock Program
Deferred Compensation Units
$0.0000 06/06/2002
   A | V  
    (A) 141.6900 (4)
Common - 0.0000 $42.3450
I
Deferred Compensation Stock Program
Deferred Compensation Units
$0.0000 06/06/2002
   A | V  
    (A) 35.4200 (3)
Common - 0.0000

I
Deferred Compensation Stock Program
Deferred Compensation Units
$0.0000 06/20/2002
   A | V  
    (A) 137.1300 (4)
Common - 0.0000 $43.7550
I
Deferred Compensation Stock Program
Deferred Compensation Units
$0.0000 06/20/2002
   A | V  
    (A) 34.2800 (3)
Common - 0.0000

I
Deferred Compensation Stock Program
Deferred Compensation Units
$0.0000 07/03/2002
   A | V  
    (A) 136.9600 (4)
Common - 0.0000 $43.8100
I
Deferred Compensation Stock Program
Deferred Compensation Units
$0.0000 07/03/2002
   A | V  
    (A) 34.2400 (3)
Common - 0.0000

I
Deferred Compensation Stock Program
Deferred Compensation Units
$0.0000 07/18/2002
   A | V  
    (A) 142.3000 (4)
Common - 0.0000 $42.1650
I
Deferred Compensation Stock Program
Deferred Compensation Units
$0.0000 07/18/2002
   A | V  
    (A) 35.5700 (3)
Common - 0.0000

I
Deferred Compensation Stock Program
Deferred Compensation Units
$0.0000 08/01/2002
   A | V  
    (A) 146.7900 (4)
Common - 0.0000 $40.8750
I
Deferred Compensation Stock Program
Deferred Compensation Units
$0.0000 08/01/2002
   A | V  
    (A) 36.7000 (3)
Common - 0.0000

I
Deferred Compensation Stock Program
Deferred Compensation Units
$0.0000 08/15/2002
   A | V  
    (A) 163.6000 (4)
Common - 0.0000 $36.6750
I
Deferred Compensation Stock Program
Deferred Compensation Units
$0.0000 08/15/2002
   A | V  
    (A) 40.9000 (3)
Common - 0.0000

I
Deferred Compensation Stock Program
Deferred Compensation Units
$0.0000 08/29/2002
   A | V  
    (A) 161.8800 (4)
Common - 0.0000 $37.0650
I
Deferred Compensation Stock Program
Deferred Compensation Units
$0.0000 08/29/2002
   A | V  
    (A) 40.4700 (3)
Common - 0.0000
62,733.0900 (1)
I
Deferred Compensation Stock Program











Explanation of Responses :


** Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
        See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note:   File three copies of this Form, one of which must be manually signed. If space is insufficient,
            See Instruction 6 for procedure.

Potential persons who are to respond to the collection of information contained in this form are not
required to respond unless the form displays a currently valid OMB number.
By: James C. Johnson by POA
________________________________            08-30-2002    
** Signature of Reporting Person                         Date


Power of Attorney

Page 2
SEC 1474 (3-99)

Swain, David O. - August 2002
Form 4 (continued)
FOOTNOTE Descriptions for The Boeing Company BA

Form 4 - August 2002

David O. Swain
100 N. Riverside Plaza
M/C 5003-1001
Chicago, IL 60606

Explanation of responses:

(1)   Includes adjustments for dividends accrued
(2)   Phantom stock units allocated to the reporting persons Boeing Stock Unit (BSUs) account under the Incentive Compensation Plan. BSUs vest and are payable in cash or stock three years after the award.
(3)   Salary match shares of phantom stock allocated to the reporting person's account under the Company's Deferred Compensation Plan.
(4)   Phantom stock units acquired under the company's Deferred Compensation Plan through salary deferral.
Page 3
-----END PRIVACY-ENHANCED MESSAGE-----