0001209191-13-058220.txt : 20131220 0001209191-13-058220.hdr.sgml : 20131220 20131220164732 ACCESSION NUMBER: 0001209191-13-058220 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131219 FILED AS OF DATE: 20131220 DATE AS OF CHANGE: 20131220 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INVIVO THERAPEUTICS HOLDINGS CORP. CENTRAL INDEX KEY: 0001292519 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 000000000 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE KENDALL SQUARE STREET 2: BUILDING 1400 EAST 4TH FLOOR CITY: CAMBRIDGE STATE: MA ZIP: 02139 BUSINESS PHONE: 617-863-5524 MAIL ADDRESS: STREET 1: ONE KENDALL SQUARE STREET 2: BUILDING 1400 EAST 4TH FLOOR CITY: CAMBRIDGE STATE: MA ZIP: 02139 FORMER COMPANY: FORMER CONFORMED NAME: Design Source, Inc. DATE OF NAME CHANGE: 20040602 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HESS BRIAN CENTRAL INDEX KEY: 0001559300 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52089 FILM NUMBER: 131292089 MAIL ADDRESS: STREET 1: C/O INVIVO THERAPEUTICS HOLDINGS CORP. STREET 2: ONE KENDALL SQUARE, SUITE B14402 CITY: CAMBRIDGE STATE: MA ZIP: 02139 4 1 c648012_4x0.xml MAIN DOCUMENT DESCRIPTION X0306 4 2013-12-19 0001292519 INVIVO THERAPEUTICS HOLDINGS CORP. NVIV 0001559300 HESS BRIAN C/O INVIVO THERAPEUTICS HOLDINGS CORP. ONE KENDALL SQUARE, SUITE B14402 CAMBRIDGE MA 02139 0 1 0 0 Chief Technology Officer STOCK OPTION (RIGHT TO BUY) 1.95 2013-12-19 4 A 0 75000 0 A 2023-12-18 COMMON STOCK 75000 75000 D The option is exercisable as to 25% of the shares on the first anniversary of the date of grant, and the remaining shares vest thereafter on a monthly basis in 36 equal monthly installments. /S/ ELIZABETH FRASER, AS ATTORNEY IN FACT 2013-12-20