0001179110-16-017957.txt : 20160122 0001179110-16-017957.hdr.sgml : 20160122 20160122193439 ACCESSION NUMBER: 0001179110-16-017957 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160122 DATE AS OF CHANGE: 20160122 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INVIVO THERAPEUTICS HOLDINGS CORP. CENTRAL INDEX KEY: 0001292519 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 000000000 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE KENDALL SQUARE STREET 2: BUILDING 1400 EAST 4TH FLOOR CITY: CAMBRIDGE STATE: MA ZIP: 02139 BUSINESS PHONE: 617-863-5524 MAIL ADDRESS: STREET 1: ONE KENDALL SQUARE STREET 2: BUILDING 1400 EAST 4TH FLOOR CITY: CAMBRIDGE STATE: MA ZIP: 02139 FORMER COMPANY: FORMER CONFORMED NAME: Design Source, Inc. DATE OF NAME CHANGE: 20040602 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ulich Thomas R CENTRAL INDEX KEY: 0001291960 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37350 FILM NUMBER: 161357268 MAIL ADDRESS: STREET 1: C/O INVIVO THERAPEUTICS HOLDINGS CORP. STREET 2: ONE KENDALL SQUARE, SUITE B14402 CITY: CAMBRIDGE STATE: MA ZIP: 02139 5 1 edgar.xml FORM 5 - X0306 5 2015-12-31 0 0 0 0001292519 INVIVO THERAPEUTICS HOLDINGS CORP. NVIV 0001291960 Ulich Thomas R C/O INVIVO THERAPEUTICS HOLDINGS CORP. ONE KENDALL SQUARE, SUITE B14402 CAMBRIDGE MA 02139 0 1 0 0 Chief Scientific Officer Common Stock 2015-12-31 5 A 0 265 6.12 A 21693 D These shares were acquired under the Issuer's Employee Stock Purchase Plan. This transaction is exempt under both Rule 16b-3(d) and Rule 16b-3(c). /s/ Elizabeth W. Fraser, Attorney-in-Fact 2016-01-22