0001013594-12-000186.txt : 20120319 0001013594-12-000186.hdr.sgml : 20120319 20120319105527 ACCESSION NUMBER: 0001013594-12-000186 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20120319 DATE AS OF CHANGE: 20120319 EFFECTIVENESS DATE: 20120319 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Dunbar Capital Management I L L C CENTRAL INDEX KEY: 0001292295 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-65964 FILM NUMBER: 12699533 BUSINESS ADDRESS: STREET 1: 65 EAST 55TH STREET STREET 2: 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 871-7100 MAIL ADDRESS: STREET 1: 65 EAST 55TH STREET STREET 2: 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 D/A 1 primary_doc.xml X0704 D/A LIVE 0001292295 Dunbar Capital Management I L L C 65 East 55th Street 35th Floor NEW YORK NY NEW YORK 10022 (212) 871-7100 DELAWARE None None Limited Liability Company true Rochelle Stern Major 65 East 55th Street 35th Floor New York NY NEW YORK 10022 Executive Officer Mrs. Stern Major is the CEO of each of Dunbar Capital Investors, LLC and Dunbar Capital Advisors, LLC, the Issuer's managing members (the "Managing Members"). Eugene Major 65 East 55th Street 35th Floor New York NY NEW YORK 10022 Executive Officer Mr. Major is the CIO of each of the Issuer's Managing Members. Pooled Investment Fund Hedge Fund false Decline to Disclose 06 3C 3C.7 true 0001013594-11-000229 2003-07-01 true true true false 100000 Lincoln Financial Advisors Corp. 3978 None None 350 Church Street MLFI Hartford CT CONNECTICUT 06103 All States false Summit Equities, Inc. 11039 None None 4 Campus Drive Parsippany NJ NEW JERSEY 07054 SC SOUTH CAROLINA RI RHODE ISLAND VA VIRGINIA NC NORTH CAROLINA NY NEW YORK LA LOUISIANA NH NEW HAMPSHIRE GA GEORGIA DC DISTRICT OF COLUMBIA MT MONTANA WI WISCONSIN CO COLORADO OH OHIO OK OKLAHOMA MN MINNESOTA NV NEVADA MD MARYLAND MI MICHIGAN TX TEXAS KY KENTUCKY WA WASHINGTON VT VERMONT AZ ARIZONA IL ILLINOIS OR OREGON NM NEW MEXICO IN INDIANA MA MASSACHUSETTS DE DELAWARE AL ALABAMA UT UTAH CA CALIFORNIA HI HAWAII PA PENNSYLVANIA FL FLORIDA CT CONNECTICUT KS KANSAS NJ NEW JERSEY SD SOUTH DAKOTA AK ALASKA ME MAINE TN TENNESSEE MO MISSOURI false FSC Securities Corporation 7461 None None 2300 Windy Ridge Parkway Suite 1100 Atlanta GA GEORGIA 30339 All States false LPL Financial Services 6413 None None One Beacon Street 22nd Floor Boston MA MASSACHUSETTS 02108 All States false AXA Advisors, LLC 6627 None None 1290 Avenue of the Americas New York NY NEW YORK 10104 All States false Securities America Inc. 10205 None None 12325 Port Grace Boulevard La Vista NE NEBRASKA 68128 All States false Sanders Morris Harris 20580 None None 5700 JP Morgan Chase Tower 600 Travis, Suite 5800 Houston TX TEXAS 77002 All States false Donald K. Gross 1913749 None None 20 Hill and Dale Road Lebanon NJ NEW JERSEY 08833 SC SOUTH CAROLINA VA VIRGINIA NC NORTH CAROLINA NY NEW YORK CA CALIFORNIA TX TEXAS NJ NEW JERSEY NH NEW HAMPSHIRE PA PENNSYLVANIA FL FLORIDA CT CONNECTICUT MA MASSACHUSETTS false Commonwealth Financial Network 8032 None None 29 Sawyer Road Waltham MA MASSACHUSETTS 02453 All States false First Heartland Capital, Inc. 32460 None None 1839 Lake Saint Louis Boulevard Lake St. Louis MO MISSOURI 63367 All States false Triad Advisors, Inc. 25803 None None 5185 Peachtree Parkway Suite 280 Norcross GA GEORGIA 30092 All States false First Allied Securities, Inc. 32444 None None 655 West Broadway 12th Floor San Diego CA CALIFORNIA 92101 All States false Global Equity Holdings, LLC 111348 None None 20 Hill and Dale Road Lebanon NJ NEW JERSEY 08833 NY NEW YORK CA CALIFORNIA NJ NEW JERSEY SD SOUTH DAKOTA PA PENNSYLVANIA DC DISTRICT OF COLUMBIA FL FLORIDA CT CONNECTICUT false Capital Analysts, Incorporated 5478 None None 303 Broadway Suite 1500 Cincinnati OH OHIO 45202 All States false Indefinite 138110789 Indefinite false 345 0 5495222 true 0 true Dunbar Capital Advisors LLC receives an annual management fee ranging from 0%-2% of the Issuer's net asset value. false Dunbar Capital Management I L L C /s/ Rochelle Stern Major Rochelle Stern Major CEO of the Managing Members 2012-03-19