-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TSIo/NmiZiWj6OtMt0OSkwJPxYLhxoT6z+/DRZUihYI8azJj0refnAZYwYABSrej 6/519s5uCg/erizP+0jD0w== 0001292278-07-000060.txt : 20071022 0001292278-07-000060.hdr.sgml : 20071022 20071022155515 ACCESSION NUMBER: 0001292278-07-000060 CONFORMED SUBMISSION TYPE: N-Q/A PUBLIC DOCUMENT COUNT: 7 CONFORMED PERIOD OF REPORT: 20061031 FILED AS OF DATE: 20071022 DATE AS OF CHANGE: 20071022 EFFECTIVENESS DATE: 20071022 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Old Mutual Advisor Funds CENTRAL INDEX KEY: 0001292278 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: N-Q/A SEC ACT: 1940 Act SEC FILE NUMBER: 811-21587 FILM NUMBER: 071183228 BUSINESS ADDRESS: STREET 1: 4643 SOUTH ULSTER STREET STREET 2: SUITE 600 CITY: DENVER STATE: CO ZIP: 80237 BUSINESS PHONE: 720-200-7600 MAIL ADDRESS: STREET 1: 4643 SOUTH ULSTER STREET STREET 2: SUITE 600 CITY: DENVER STATE: CO ZIP: 80237 0001292278 S000005107 Old Mutual Clay Finlay China Fund C000013922 A OMNAX C000013923 C OMNCX C000013924 I OMINX C000013925 Z OMNZX N-Q/A 1 nqa20061031omaf1.htm OMAF1 AMEND FORM N-Q 10/31/2006 FOR XBRL

 

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM N-Q

 

QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number 811-21587

 

Old Mutual Advisor Funds

(Exact name of registrant as specified in charter)

________

 

4643 South Ulster Street, Suite 600

Denver, CO 80237

(Address of principal executive offices)

 

Julian F. Sluyters

4643 South Ulster Street, Suite 600, Denver, CO 80237

(Name and address of agent for service)

 

Copies to:

 

Jay G. Baris, Esq.

Andra C. Ozols, Esq.

Kramer Levin Naftalis & Frankel LLP

Old Mutual Capital, Inc.

1177 Avenue of the Americas

4643 South Ulster Street, Suite 600

New York, New York 10036

Denver, CO 80237

(212) 715-7515

(720) 200-7725

 

Registrant’s telephone number, including area code: 1-888-772-2888

 

Date of fiscal year end: July 31

 

Date of reporting period: October 31, 2006

 

Attached as Exhibit 100 are the portfolio holdings of Old Mutual Advisor Funds for the quarter ended October 31, 2006 formatted in eXtensible Business Reporting Language (“XBRL”) (“XBRL-Related Document”). The financial information contained in the XBRL-Related Document is unaudited. The purpose of submitting the XBRL-Related Document is to test the XBRL format and technology and, as a result, investors and other users should continue to rely on the report on Form N-Q for the quarter ended October 31, 2006 filed with the SEC on EDGAR on December 29, 2006, SEC Accession No. 0001135428-06-000568, and not rely on the XBRL-Related Document in making investment decisions.

 

In accordance with Rule 402 of Regulation S-T, the XBRL-Related Document is not deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “1934 Act”), or Section 34(b) of the Investment Company Act of 1940, as amended (the “1940 Act”), or otherwise subject to the liabilities of those sections. The XBRL-Related Document is not deemed incorporated by reference into any registration statement or other document filed under the Securities Act of 1933, as amended, the 1940 Act, or the 1934 Act.

 

The certification requirements pursuant to Rule 30a-2 of the 1940 Act and Sections 13(a) or 15(d) of the 1934 Act do not apply to the XBRL-Related Document.

 

 

Exhibit List.

 

EX-100.INS

XBRL INSTANCE DOCUMENT

EX-100.SCH

XBRL TAXONOMY EXTENSION SCHEMA

EX-100.CAL

XBRL TAXONOMY EXTENSION CALCULATION LINKBASE

EX-100.LAB

XBRL TAXONOMY EXTENSION LABEL LINKBASE

EX-100.PRE

XBRL TAXONOMY EXTENSION PRESENTATION LINKBASE

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

OLD MUTUAL ADVISOR FUNDS

 

 

By:

/s/ Julian F. Sluyters

 

 

Julian F. Sluyters, President

 

 

 

 

Date:

October 22, 2007

 

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.

 

 

By:

/s/ Julian F. Sluyters

 

 

Julian F. Sluyters, Principal Executive Officer

 

 

 

Date:

October 22, 2007

 

 

 

By:

/s/ Robert T. Kelly

 

 

Robert T. Kelly, Principal Financial Officer

 

 

 

Date:

October 22, 2007

 

 

 

 

 EX-100.INS 2 omaf-20061031.xml XBRL INSTANCE DOCUMENT 0001292278 Clay_Finlay_China 2006-10-31 unaudited 0001292278 Clay_Finlay_China 2006-10-31 unaudited xbrli:shares xbrli:pure iso4217:USD Cellular Telecommunications 1792000 0.069 China Mobile China Mobile 220500 1792000 Building & Construction Products-Miscellaneous 427000 0.016 China National Building Material China National Building Material 770000 427000 Brewery 250000 0.010 Kingway Brewery Holdings Kingway Brewery Holdings 630000 250000 Auto-Cars/Light Trucks 460000 0.018 Great Wall Motor Great Wall Motor 549000 460000 Athletic Footwear 438000 0.017 Yue Yuen Industrial Holdings Yue Yuen Industrial Holdings 145000 438000 Applications Software 712000 0.027 Kingdee International Software Group Kingdee International Software Group 1402000 712000 Schools 451000 0.017 Raffles Education Raffles Education 264000 451000 Retail-Hypermarkets 235000 0.009 Wumart Stores Wumart Stores 252000 235000 Real Estate Operation/Development 2612000 0.10 Cheung Kong Holdings Cheung Kong Holdings 65000 706000 China Everbright International China Everbright International 3659000 498000 China Overseas Land & Investment China Overseas Land & Investment 346250 315000 Hang Lung Properties Hang Lung Properties 168000 365000 Shanghai Real Estate Shanghai Real Estate 1000000 253000 Shun TAK Holdings Shun TAK Holdings 360000 475000 Protection-Safety 320000 0.012 GST Holdings GST Holdings 830000 320000 Power Conversion/Supply Equipment 473000 0.018 Dongfang Electrical Machinery Dongfang Electrical Machinery 246000 473000 Paper & Related Products 1236000 0.047 Lee & Man Paper Manufacturing Lee & Man Paper Manufacturing 370000 751000 Nine Dragons Paper Holdings Nine Dragons Paper Holdings 382000 485000 Apparel Manufacturers 300000 0.012 China Ting Group Holdings China Ting Group Holdings 1296000 300000 Oil Companies-Integrated 2169000 0.083 China Petroleum & Chemical China Petroleum & Chemical 2124000 1473000 PetroChina ADR PetroChina ADR 6300 696000 Oil Companies-Exploration & Production 1288000 0.049 CNOOC CNOOC 1534000 1288000 Miscellaneous Manufacturing 449000 0.017 Peace Mark Holdings Peace Mark Holdings 660000 449000 Machinery-Material Handling 498000 0.019 Shanghai Zhenhua Port Machinery Shanghai Zhenhua Port Machinery 526000 498000 Life/Health Insurance 884000 0.034 China Life Insurance China Life Insurance 419000 884000 Intimate Apparel 346000 0.013 Top Form International Top Form International 1750000 346000 Hotels & Motels 245000 0.010 Home Inns & Hotels Mangement ADR Home Inns & Hotels Mangement ADR 10000 245000 Gas-Distribution 471000 0.018 Xinao Gas Holdings Xinao Gas Holdings 468000 471000 Footwear & Related Apparel 765000 0.029 Prime Success International Group Prime Success International Group 934000 765000 Food-Miscellaneous/Diversified 565000 0.022 FU JI Food and Catering Services Holdings FU JI Food and Catering Services Holdings 322000 565000 Airlines 186000 0.007 Air China Air China 372000 186000 Feminine Health Care Products 245000 0.009 Hengan International Group Hengan International Group 102000 245000 Electronic Components-Miscellaneous 1103000 0.042 AAC Acoustic Technology Holdings AAC Acoustic Technology Holdings 461000 534000 Hon Hai Precision GDR Hon Hai Precision GDR 43880 569000 Electric-Generation 1004000 0.039 China Power International Development China Power International Development 570000 272000 Huaneng Power International Huaneng Power International 932000 732000 Diversified Operations 518000 0.020 China Resources Enterprise China Resources Enterprise 224000 518000 Distribution/Wholesale 764000 0.029 Esprit Holdings Esprit Holdings 79000 764000 Disposable Medical Products 544000 0.021 Shandong Weigao Group Medical Polymer Shandong Weigao Group Medical Polymer 720000 544000 Computers-Peripheral Equipment 570000 0.022 TPV Technology TPV Technology 686000 570000 Commercial Banks 411000 0.016 China Merchants Bank China Merchants Bank 28000 44000 Industrial & Commercial Bank of China Industrial & Commercial Bank of China 820000 367000 Coal 648000 0.025 China Shenhua Energy China Shenhua Energy 369000 648000 Circuit Boards 409000 0.016 Elec & Eltek International Elec & Eltek International 152000 409000 REPURCHASE AGREEMENT 1052000 1052000 0.040 Morgan Stanley 2006-10-31 2006-11-01 0.0518 1052369000 Morgan Stanley U.S. Government obligation, 1052000 1052000 COMMON STOCK 24565000 21478000 0.942 Chemicals -Other 777000 0.030 Kingboard Chemical Holdings Kingboard Chemical Holdings 219000 777000 22530000 25617000 475000 0.018 26092000 At October 31, 2006, the tax basis cost of the Fund's investments was $22,530,474, and the unrealized appreciation and depreciation were $3,309,002 and $(222,723), respectively. Tri-party repurchase agreement Non-income producing security. EX-100.SCH 3 omaf-ssu_xbrl.xsd XBRL TAXONOMY EXTENSION SCHEMA EX-100.SCH 4 omaf-20061031.xsd XBRL TAXONOMY EXTENSION SCHEMA EX-100.CAL 5 omaf-20061031_cal.xml XBRL TAXONOMY EXTENSION CALCULATION LINKBASE EX-100.LAB 6 omaf-20061031_lab.xml XBRL TAXONOMY EXTENSION LABEL LINKBASE EX-100.PRE 7 omaf-20061031_pre.xml XBRL TAXONOMY EXTENSION PRESENTATION LINKBASE -----END PRIVACY-ENHANCED MESSAGE-----