0001213900-21-045730.txt : 20210830 0001213900-21-045730.hdr.sgml : 20210830 20210830201859 ACCESSION NUMBER: 0001213900-21-045730 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200811 FILED AS OF DATE: 20210830 DATE AS OF CHANGE: 20210830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Herzog John E CENTRAL INDEX KEY: 0001291393 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39435 FILM NUMBER: 211225157 MAIL ADDRESS: STREET 1: C/O HERZOG & CO., INC. STREET 2: 824 HARBOR ROAD CITY: SOUTHPORT STATE: CT ZIP: 06890 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OLB GROUP, INC. CENTRAL INDEX KEY: 0001314196 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 133712553 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 PARK AVENUE STREET 2: SUITE 1700 CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 212-278-0900 MAIL ADDRESS: STREET 1: 200 PARK AVENUE STREET 2: SUITE 1700 CITY: NEW YORK STATE: NY ZIP: 10166 4 1 ownership.xml X0306 4 2020-08-11 0 0001314196 OLB GROUP, INC. OLB 0001291393 Herzog John E C/O HERZOG & CO., INC. 824 HARBOR ROAD SOUTHPORT CT 06890 0 0 1 0 Common Stock 2021-05-27 4 S 0 3333 4.95 D 12418 I By Herzog & Co., LLC Common Stock 2021-05-28 4 S 0 7889 5.30 D 4529 I By Herzog & Co., LLC Common Stock 2021-08-26 4 S 0 4529 3.54 D 0 I By Herzog & Co., LLC Common Stock 28524 I By John E. Herzog Revocable Trust u/a 02/07/2014By John E. Herzog Revocable Trust u/a 02/07/2014 Common Stock 2700 I Held in an Individual Retirement Account Common Stock 2085232 D Series A Convertible Preferred Stock 9 Common Stock 401333 3612 D Series A Warrants 9 2020-08-11 2025-08-11 Common Stock 802875 802875 D Series B Warrants 4.5 2020-08-11 2025-08-11 Common Stock 200719 200719 D These shares are held by Herzog & Co., LLC. The Reporting Person has sole voting and dispositive power with regard to the shares held by Herzog & Co., LLC. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest herein, if any. These shares are held by John E Herzog, Trustee, John E. Herzog Revocable Trust U/A/D 02/07/2014. The Reporting Person serves as a trustee of the John E. Herzog Revocable Trust U/A/D 02/07/2014. The Series A Preferred Stock are convertible into shares of Common Stock of the registrant, at the option of the reporting person, on or after the date on which certain of the registrant's long term indebtedness is repaid in full and there is no further outstanding obligations regarding such indebtedness. /s/ John E Herzog 2021-08-30