0001013594-15-000156.txt : 20150220 0001013594-15-000156.hdr.sgml : 20150220 20150220104902 ACCESSION NUMBER: 0001013594-15-000156 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20150220 DATE AS OF CHANGE: 20150220 EFFECTIVENESS DATE: 20150220 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Providence MBS Fund, Ltd. CENTRAL INDEX KEY: 0001291380 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-65744 FILM NUMBER: 15634246 BUSINESS ADDRESS: STREET 1: 500 EXCHANGE STREET STREET 2: SUITE 1200 CITY: PROVIDENCE STATE: RI ZIP: 02903 BUSINESS PHONE: 401-456-1530 MAIL ADDRESS: STREET 1: 500 EXCHANGE STREET STREET 2: SUITE 1200 CITY: PROVIDENCE STATE: RI ZIP: 02903 FORMER COMPANY: FORMER CONFORMED NAME: Providence MBS Offshore Fund, Ltd. DATE OF NAME CHANGE: 20100224 FORMER COMPANY: FORMER CONFORMED NAME: Providence MBS Offshore Fund Ltd DATE OF NAME CHANGE: 20040521 D/A 1 primary_doc.xml X0707 D/A LIVE 0001291380 Providence MBS Fund, Ltd. 500 EXCHANGE STREET SUITE 1200 PROVIDENCE RI RHODE ISLAND 02903 401-456-1530 CAYMAN ISLANDS Providence MBS Offshore Fund, Ltd. Providence MBS Offshore Fund Ltd Corporation true Russell Joseph Jeffrey c/o Providence Investment Management, LP 500 Exchange Street, Suite 1200 Providence RI RHODE ISLAND 02903 Executive Officer Director David Bree dms House 20 Genesis Close Grand Cayman E9 CAYMAN ISLANDS KY1-1208 Director Donald Seymour dms House 20 Genesis Close Grand Cayman E9 CAYMAN ISLANDS KY1-1208 Director Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001013594-14-000212 2004-05-01 true true true false 1000000 Vantage Securities Inc. 112386 None None 150 Fayetteville Street Suite 1130 Raleigh NC NORTH CAROLINA 27601 NY NEW YORK false Laureate Wealth Management, LLC 150751 None None 10 South Wacker Drive Suite 2250 Chicago IL ILLINOIS 60606 TX TEXAS false Direct Access Partners, LLC 120950 None None 40 Wall Street 42nd Floor New York NY NEW YORK 10005 CT CONNECTICUT MN MINNESOTA NJ NEW JERSEY NC NORTH CAROLINA false First Liberties Securities, Inc. 14432 None None 369 Lexington Avenue Suite 311 New York NY NEW YORK 10017 NY NEW YORK false LJS Capital, LLC 148869 None None 4027 Guadeloupe Street Boulder CO COLORADO 80301 NY NEW YORK false Indefinite 1209391000 Indefinite false 102 0 0 true Finders receive a share of Investment Manager's management and incentive fees. 0 true The Investment Manager receives a management fee of 1.5% per annum of Issuer's net asset value. false Providence MBS Fund, Ltd. /s/ Russell J. Jeffrey Russell J. Jeffrey Chief Executive Officer 2015-02-20