0000932440-19-000062.txt : 20191031
0000932440-19-000062.hdr.sgml : 20191031
20191031194834
ACCESSION NUMBER: 0000932440-19-000062
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191030
FILED AS OF DATE: 20191031
DATE AS OF CHANGE: 20191031
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WERBLOWSKY HARVEY Z.
CENTRAL INDEX KEY: 0001291189
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35064
FILM NUMBER: 191184894
MAIL ADDRESS:
STREET 1: C/O EMERGENT CAPITAL, INC.
STREET 2: 5355 TOWN CENTER ROAD, SUITE 701
CITY: BOCA RATON
STATE: FL
ZIP: 33486
FORMER NAME:
FORMER CONFORMED NAME: Werblowsky Harvey Z
DATE OF NAME CHANGE: 20040520
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EMERGENT CAPITAL, INC.
CENTRAL INDEX KEY: 0001494448
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
IRS NUMBER: 300663473
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 5355 TOWN CENTER ROAD
STREET 2: SUITE 701
CITY: BOCA RATON
STATE: FL
ZIP: 33486
BUSINESS PHONE: 561-995-4200
MAIL ADDRESS:
STREET 1: 5355 TOWN CENTER ROAD
STREET 2: SUITE 701
CITY: BOCA RATON
STATE: FL
ZIP: 33486
FORMER COMPANY:
FORMER CONFORMED NAME: IMPERIAL HOLDINGS, INC.
DATE OF NAME CHANGE: 20141023
FORMER COMPANY:
FORMER CONFORMED NAME: Imperial Holdings, Inc.
DATE OF NAME CHANGE: 20110211
FORMER COMPANY:
FORMER CONFORMED NAME: Imperial Holdings, LLC
DATE OF NAME CHANGE: 20100617
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2019-10-30
0001494448
EMERGENT CAPITAL, INC.
EMGC
0001291189
WERBLOWSKY HARVEY Z.
C/O EMERGENT CAPITAL, INC.
5355 TOWN CENTER ROAD, SUITE 701
BOCA RATON
FL
33486
0
1
0
0
VP, CLO and GC
Common Stock
2019-10-30
4
M
0
250000
A
401823
D
Common Stock
2019-10-30
4
F
0
98176
.195
D
303647
D
Restricted Stock Units
2019-10-30
4
M
0
250000
0
D
Common Stock
250000
0
D
Each Restricted Stock Unit represents a contingent right to receive one share of Emergent Capital, Inc.'s common stock.
The Restricted Stock Units vested on October 29, 2018, as to 250,000 shares, and on Ocrtober 29, 2019 as to 250,000 shares.
/s/ Harvey Z. Werblowsky
2019-10-31