0001567619-21-009172.txt : 20210506 0001567619-21-009172.hdr.sgml : 20210506 20210506065601 ACCESSION NUMBER: 0001567619-21-009172 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210504 FILED AS OF DATE: 20210506 DATE AS OF CHANGE: 20210506 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Usher Stephen CENTRAL INDEX KEY: 0001853908 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37763 FILM NUMBER: 21895681 MAIL ADDRESS: STREET 1: 5201 INTERCHANGE WAY CITY: LOUISVILLE STATE: KY ZIP: 40229 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Turning Point Brands, Inc. CENTRAL INDEX KEY: 0001290677 STANDARD INDUSTRIAL CLASSIFICATION: TOBACCO PRODUCTS [2100] IRS NUMBER: 133961898 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5201 INTERCHANGE WAY CITY: LOUISVILLE STATE: KY ZIP: 40229 BUSINESS PHONE: (502) 778-4421 MAIL ADDRESS: STREET 1: 5201 INTERCHANGE WAY CITY: LOUISVILLE STATE: KY ZIP: 40229 FORMER COMPANY: FORMER CONFORMED NAME: North Atlantic Holding Company, Inc. DATE OF NAME CHANGE: 20040517 4 1 doc1.xml FORM 4 X0306 4 2021-05-04 0 0001290677 Turning Point Brands, Inc. TPB 0001853908 Usher Stephen 5201 INTERCHANGE WAY LOUISVILLE KY 40229 1 0 0 0 Common Stock 611 D Restricted Stock Units (2021) 47.86 2021-05-04 4 A 0 1464 0 A 2022-05-04 2022-05-04 Common Stock 1464 1464 D The Reporting Person is a partner of Standard General but does not exercise investment or voting discretion over, and disclaims beneficial ownership of, securities of the Issuer held by the private investment funds for which Standard General serves as investment manager. Section 16 reports relating to such shares are filed separately by Standard General. Granted pursuant to the issuer's 2021 Equity Incentive Plan. /s/ Stephen Usher 2021-05-06