0001567619-21-009172.txt : 20210506
0001567619-21-009172.hdr.sgml : 20210506
20210506065601
ACCESSION NUMBER: 0001567619-21-009172
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210504
FILED AS OF DATE: 20210506
DATE AS OF CHANGE: 20210506
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Usher Stephen
CENTRAL INDEX KEY: 0001853908
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37763
FILM NUMBER: 21895681
MAIL ADDRESS:
STREET 1: 5201 INTERCHANGE WAY
CITY: LOUISVILLE
STATE: KY
ZIP: 40229
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Turning Point Brands, Inc.
CENTRAL INDEX KEY: 0001290677
STANDARD INDUSTRIAL CLASSIFICATION: TOBACCO PRODUCTS [2100]
IRS NUMBER: 133961898
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5201 INTERCHANGE WAY
CITY: LOUISVILLE
STATE: KY
ZIP: 40229
BUSINESS PHONE: (502) 778-4421
MAIL ADDRESS:
STREET 1: 5201 INTERCHANGE WAY
CITY: LOUISVILLE
STATE: KY
ZIP: 40229
FORMER COMPANY:
FORMER CONFORMED NAME: North Atlantic Holding Company, Inc.
DATE OF NAME CHANGE: 20040517
4
1
doc1.xml
FORM 4
X0306
4
2021-05-04
0
0001290677
Turning Point Brands, Inc.
TPB
0001853908
Usher Stephen
5201 INTERCHANGE WAY
LOUISVILLE
KY
40229
1
0
0
0
Common Stock
611
D
Restricted Stock Units (2021)
47.86
2021-05-04
4
A
0
1464
0
A
2022-05-04
2022-05-04
Common Stock
1464
1464
D
The Reporting Person is a partner of Standard General but does not exercise investment or voting discretion over, and disclaims beneficial ownership of, securities of the Issuer held by the private investment funds for which Standard General serves as investment manager. Section 16 reports relating to such shares are filed separately by Standard General.
Granted pursuant to the issuer's 2021 Equity Incentive Plan.
/s/ Stephen Usher
2021-05-06