0001567619-20-013486.txt : 20200720 0001567619-20-013486.hdr.sgml : 20200720 20200720162252 ACCESSION NUMBER: 0001567619-20-013486 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200716 FILED AS OF DATE: 20200720 DATE AS OF CHANGE: 20200720 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Arnold Zimmerman CENTRAL INDEX KEY: 0001673331 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37763 FILM NUMBER: 201036643 BUSINESS ADDRESS: STREET 1: 925 PARK AVE STREET 2: 2A CITY: NEW YORK STATE: NY ZIP: 10028 BUSINESS PHONE: 2124266185 MAIL ADDRESS: STREET 1: 925 PARK AVE STREET 2: 2A CITY: NEW YORK STATE: NY ZIP: 10028 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Turning Point Brands, Inc. CENTRAL INDEX KEY: 0001290677 STANDARD INDUSTRIAL CLASSIFICATION: TOBACCO PRODUCTS [2100] IRS NUMBER: 133961898 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5201 INTERCHANGE WAY CITY: LOUISVILLE STATE: KY ZIP: 40229 BUSINESS PHONE: (502) 778-4421 MAIL ADDRESS: STREET 1: 5201 INTERCHANGE WAY CITY: LOUISVILLE STATE: KY ZIP: 40229 FORMER COMPANY: FORMER CONFORMED NAME: North Atlantic Holding Company, Inc. DATE OF NAME CHANGE: 20040517 4 1 doc1.xml FORM 4 X0306 4 2020-07-16 0 0001290677 Turning Point Brands, Inc. TPB 0001673331 Arnold Zimmerman 5201 INTERCHANGE WAY LOUISVILLE KY 40229 1 0 0 0 Common Stock 2020-07-16 4 A 0 2265 A 2265 D Common Stock 62592 I By the Arnold Zimmerman Revocable Trust On April 8, 2020, the Issuer entered into an Agreement and Plan of Reorganization (the "Merger Agreement") with Standard Diversified, Inc ("SDI"). Only July 16, 2020 (the "Effective Time"), SDI merged with and into the Issuer. These shares were received in exchange for 4,346 shares of SDI's Class A Common Stock. Mr. Zimmerman as Trustee for Arnold Zimmerman Revocable Trust. An immediate family member is a beneficiary of the Trust. /s/ Arnold Zimmerman 2020-07-20