0001567619-20-013486.txt : 20200720
0001567619-20-013486.hdr.sgml : 20200720
20200720162252
ACCESSION NUMBER: 0001567619-20-013486
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200716
FILED AS OF DATE: 20200720
DATE AS OF CHANGE: 20200720
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Arnold Zimmerman
CENTRAL INDEX KEY: 0001673331
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37763
FILM NUMBER: 201036643
BUSINESS ADDRESS:
STREET 1: 925 PARK AVE
STREET 2: 2A
CITY: NEW YORK
STATE: NY
ZIP: 10028
BUSINESS PHONE: 2124266185
MAIL ADDRESS:
STREET 1: 925 PARK AVE
STREET 2: 2A
CITY: NEW YORK
STATE: NY
ZIP: 10028
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Turning Point Brands, Inc.
CENTRAL INDEX KEY: 0001290677
STANDARD INDUSTRIAL CLASSIFICATION: TOBACCO PRODUCTS [2100]
IRS NUMBER: 133961898
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5201 INTERCHANGE WAY
CITY: LOUISVILLE
STATE: KY
ZIP: 40229
BUSINESS PHONE: (502) 778-4421
MAIL ADDRESS:
STREET 1: 5201 INTERCHANGE WAY
CITY: LOUISVILLE
STATE: KY
ZIP: 40229
FORMER COMPANY:
FORMER CONFORMED NAME: North Atlantic Holding Company, Inc.
DATE OF NAME CHANGE: 20040517
4
1
doc1.xml
FORM 4
X0306
4
2020-07-16
0
0001290677
Turning Point Brands, Inc.
TPB
0001673331
Arnold Zimmerman
5201 INTERCHANGE WAY
LOUISVILLE
KY
40229
1
0
0
0
Common Stock
2020-07-16
4
A
0
2265
A
2265
D
Common Stock
62592
I
By the Arnold Zimmerman Revocable Trust
On April 8, 2020, the Issuer entered into an Agreement and Plan of Reorganization (the "Merger Agreement") with Standard Diversified, Inc ("SDI"). Only July 16, 2020 (the "Effective Time"), SDI merged with and into the Issuer.
These shares were received in exchange for 4,346 shares of SDI's Class A Common Stock.
Mr. Zimmerman as Trustee for Arnold Zimmerman Revocable Trust. An immediate family member is a beneficiary of the Trust.
/s/ Arnold Zimmerman
2020-07-20