0001290677-24-000046.txt : 20240403
0001290677-24-000046.hdr.sgml : 20240403
20240403182045
ACCESSION NUMBER: 0001290677-24-000046
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240401
FILED AS OF DATE: 20240403
DATE AS OF CHANGE: 20240403
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Frein Summer
CENTRAL INDEX KEY: 0001820177
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37763
FILM NUMBER: 24820646
MAIL ADDRESS:
STREET 1: 111 PETER STREET, SUITE 300
CITY: TORONTO
STATE: A6
ZIP: M5V 2H1
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Turning Point Brands, Inc.
CENTRAL INDEX KEY: 0001290677
STANDARD INDUSTRIAL CLASSIFICATION: TOBACCO PRODUCTS [2100]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 133961898
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5201 INTERCHANGE WAY
CITY: LOUISVILLE
STATE: KY
ZIP: 40229
BUSINESS PHONE: (502) 778-4421
MAIL ADDRESS:
STREET 1: 5201 INTERCHANGE WAY
CITY: LOUISVILLE
STATE: KY
ZIP: 40229
FORMER COMPANY:
FORMER CONFORMED NAME: North Atlantic Holding Company, Inc.
DATE OF NAME CHANGE: 20040517
3
1
form3.xml
X0206
3
2024-04-01
0
0001290677
Turning Point Brands, Inc.
TPB
0001820177
Frein Summer
5201 INTERCHANGE WAY
LOUISVILLE
KY
40229
true
Chief Revenue Officer
Common Stock
14943
D
Options (2022)
31.39
2032-04-29
Common Stock
6273
D
The total reported in Column 2 includes 12,221 RSUs and 2,722 shares of Common Stock.
Options granted under the Turning Point Brands, Inc. 2021 Equity Incentive Plan. The options vest and become exercisable as to 34% of the underlying shares on January 1, 2023, 33% of the underlying shares on January 1, 2024 and 33% of the underlying shares on January 1, 2025.
/s/ Summer Frein
2024-04-03