0001290677-24-000039.txt : 20240403
0001290677-24-000039.hdr.sgml : 20240403
20240403181039
ACCESSION NUMBER: 0001290677-24-000039
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240401
FILED AS OF DATE: 20240403
DATE AS OF CHANGE: 20240403
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wigginton Brian
CENTRAL INDEX KEY: 0001734429
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37763
FILM NUMBER: 24820604
MAIL ADDRESS:
STREET 1: 5201 INTERCHANGE WAY
CITY: LOUISVILLE
STATE: KY
ZIP: 40229
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Turning Point Brands, Inc.
CENTRAL INDEX KEY: 0001290677
STANDARD INDUSTRIAL CLASSIFICATION: TOBACCO PRODUCTS [2100]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 133961898
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5201 INTERCHANGE WAY
CITY: LOUISVILLE
STATE: KY
ZIP: 40229
BUSINESS PHONE: (502) 778-4421
MAIL ADDRESS:
STREET 1: 5201 INTERCHANGE WAY
CITY: LOUISVILLE
STATE: KY
ZIP: 40229
FORMER COMPANY:
FORMER CONFORMED NAME: North Atlantic Holding Company, Inc.
DATE OF NAME CHANGE: 20040517
4
1
form4.xml
X0508
4
2024-04-01
0001290677
Turning Point Brands, Inc.
TPB
0001734429
Wigginton Brian
5201 INTERCHANGE WAY
LOUISVILLE
KY
40229
true
Sr VP Finance & CAO
false
Common Stock
2024-04-01
4
F
0
380
29.12
D
10981
D
Options
30.46
2032-03-14
Common Stock
2500
2500
D
Options
45.05
2031-05-17
Common Stock
2500
2500
D
Options
51.75
2031-02-18
Common Stock
1750
1750
D
Options
14.85
2030-03-18
Common Stock
2500
2500
D
Options
47.58
2029-03-20
Common Stock
400
400
D
Options
21.21
2028-03-07
Common Stock
400
400
D
Options
15.41
2027-05-15
Common Stock
750
750
D
Granted pursuant to the issuer's 2015 Equity Incentive Plan
The options vest and become exercisable as to 34% of the underlying shares on January 1, 2020, 33% of the underlying shares on January 1, 2021 and 33% of the underlying shares on January 1, 2022.
The options vest and become exercisable as to 34% of the underlying shares on January 1, 2019, 33% of the underlying shares on January 1, 2020 and 33% of the underlying shares on January 1, 2021.
The options vest and become exercisable as to 34% of the underlying shares on January 1, 2018, 33% of the underlying shares on January 1, 2019 and 33% of the underlying shares on January 1, 2020.
The options vest and become exercisable as to 34% of the underlying shares on January 1, 2021, 33% of the underlying shares on January 1, 2022 and 33% of the underlying shares on January 1, 2023.
The options vest and become exercisable as to 34% of the underlying shares on January 1, 2022, 33% of the underlying shares on January 1, 2023 and 33% of the underlying shares on January 1, 2024.
Granted pursuant to the issuer's 2021 Equity Incentive Plan.
The options vest and become exercisable as to 34% of the underlying shares on January 1, 2023, 33% of the underlying shares on January 1, 2024 and 33% of the underlying shares on January 1, 2025.
The reported transaction involves shares withheld for the payment of taxes related to restricted stock units that have vested on 4/1/2024.
The total reported in Column 5 includes 7,464 awarded restricted stock units and 3,517 shares of common stock.
/s/ Brian Wigginton
2024-04-03