0001290677-24-000027.txt : 20240313
0001290677-24-000027.hdr.sgml : 20240313
20240313183116
ACCESSION NUMBER: 0001290677-24-000027
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240311
FILED AS OF DATE: 20240313
DATE AS OF CHANGE: 20240313
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Glazek David Edward
CENTRAL INDEX KEY: 0001616437
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37763
FILM NUMBER: 24747346
MAIL ADDRESS:
STREET 1: 767 FIFTH AVENUE 12TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10153
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Turning Point Brands, Inc.
CENTRAL INDEX KEY: 0001290677
STANDARD INDUSTRIAL CLASSIFICATION: TOBACCO PRODUCTS [2100]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 133961898
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5201 INTERCHANGE WAY
CITY: LOUISVILLE
STATE: KY
ZIP: 40229
BUSINESS PHONE: (502) 778-4421
MAIL ADDRESS:
STREET 1: 5201 INTERCHANGE WAY
CITY: LOUISVILLE
STATE: KY
ZIP: 40229
FORMER COMPANY:
FORMER CONFORMED NAME: North Atlantic Holding Company, Inc.
DATE OF NAME CHANGE: 20040517
4
1
form4.xml
X0508
4
2024-03-11
0001290677
Turning Point Brands, Inc.
TPB
0001616437
Glazek David Edward
5201 INTERCHANGE WAY
LOUISVILLE
KY
40229
true
true
Executive Chairman
false
Common Stock
2024-03-11
4
A
0
18389
27.19
A
105193
D
Options
27.19
2024-03-11
4
A
0
54289
0
A
2034-03-11
Common Stock
54289
54289
D
Options
20.71
2023-05-12
4
A
0
77519
0
A
2033-05-12
Common Stock
77519
77519
D
Options granted under the Turning Point Brands, Inc. 2021 Equity Incentive Plan. The options vest and become exercisable as to 25% of the underlying shares on the last day of each calendar quarter of the 2023 calendar year.
Options granted under the Turning Point Brands, Inc. 2021 Equity Incentive Plan. The options vest and become exercisable as to 25% of the underlying shares on the last day of each calendar quarter of the 2024 calendar year.
Represents grant of restricted stock units ("RSUs") pursuant to the issuer's 2021 Equity Incentive Plan. The RSUs vest 25% on the last day of each calendar quarter of 2024.
RSUs convert into shares of Common Stock on a 1-for-1 basis.
The total reported in Column 5 includes 50,623 RSUs and 54,570 shares of Common Stock
/s/ David Glazek
2024-03-13