0001290677-23-000010.txt : 20230503 0001290677-23-000010.hdr.sgml : 20230503 20230503204444 ACCESSION NUMBER: 0001290677-23-000010 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230501 FILED AS OF DATE: 20230503 DATE AS OF CHANGE: 20230503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Diao H.C. Charles CENTRAL INDEX KEY: 0001591159 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37763 FILM NUMBER: 23886023 MAIL ADDRESS: STREET 1: 1775 TYSONS BOULEVARD CITY: TYSONS STATE: VA ZIP: 22102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Turning Point Brands, Inc. CENTRAL INDEX KEY: 0001290677 STANDARD INDUSTRIAL CLASSIFICATION: TOBACCO PRODUCTS [2100] IRS NUMBER: 133961898 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5201 INTERCHANGE WAY CITY: LOUISVILLE STATE: KY ZIP: 40229 BUSINESS PHONE: (502) 778-4421 MAIL ADDRESS: STREET 1: 5201 INTERCHANGE WAY CITY: LOUISVILLE STATE: KY ZIP: 40229 FORMER COMPANY: FORMER CONFORMED NAME: North Atlantic Holding Company, Inc. DATE OF NAME CHANGE: 20040517 4 1 form4.xml X0407 4 2023-05-01 0001290677 Turning Point Brands, Inc. TPB 0001591159 Diao H.C. Charles 5201 INTERCHANGE WAY LOUISVILLE KY 40229 true false Common Stock 2023-05-01 4 F 0 478 23.65 D 7194 D Common Stock 2023-05-01 4 A 0 13 23.65 A 7207 D The reported transaction involves shares withheld for the payment of taxes related to restricted stock units that have vested on 5/1/2023. The reported transaction involves shares received as dividends related to restricted stock units that have vested on 5/1/2023. /s/ H.C. Charles Diao 2023-05-03