0001209191-14-049007.txt : 20140725 0001209191-14-049007.hdr.sgml : 20140725 20140725160245 ACCESSION NUMBER: 0001209191-14-049007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140723 FILED AS OF DATE: 20140725 DATE AS OF CHANGE: 20140725 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TUBEMOGUL INC CENTRAL INDEX KEY: 0001449278 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 510633881 STATE OF INCORPORATION: CA BUSINESS ADDRESS: STREET 1: 1250 53RD STREET, SUITE 6 CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: 510-653-0677 MAIL ADDRESS: STREET 1: 1250 53RD STREET, SUITE 6 CITY: EMERYVILLE STATE: CA ZIP: 94608 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TVL Management CORP CENTRAL INDEX KEY: 0001290448 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36543 FILM NUMBER: 14994294 BUSINESS ADDRESS: STREET 1: C/O TRINITY VENTURES STREET 2: 3000 SAND HILL ROAD, BLDG. 4, SUITE 160 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-854-9500 MAIL ADDRESS: STREET 1: C/O TRINITY VENTURES STREET 2: 3000 SAND HILL ROAD, BLDG. 4, SUITE 160 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mehandru Karan CENTRAL INDEX KEY: 0001606271 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36543 FILM NUMBER: 14994295 MAIL ADDRESS: STREET 1: 3000 SAND HILL ROAD, SUITE 4-160 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Labatt Nina C. CENTRAL INDEX KEY: 0001605660 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36543 FILM NUMBER: 14994296 MAIL ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BUILDING 4, SUITE 160 CITY: MENLO PARK STATE: CA ZIP: 94025 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-07-23 0 0001449278 TUBEMOGUL INC TUBE 0001605660 Labatt Nina C. 2480 SAND HILL ROAD SUITE 200 MENLO PARK CA 94025 0 0 1 0 0001606271 Mehandru Karan 2480 SAND HILL ROAD SUITE 200 MENLO PARK CA 94025 0 0 1 0 0001290448 TVL Management CORP 2480 SAND HILL ROAD SUITE 200 MENLO PARK CA 94025 0 0 1 0 Common Stock 2014-07-23 4 C 0 99646 A 458215 I By Trinity Ventures X, L.P. Common Stock 2014-07-23 4 C 0 3378826 A 3837041 I By Trinity Ventures X, L.P. Common Stock 2014-07-23 4 C 0 1115746 A 4952787 I By Trinity Ventures X, L.P. Common Stock 2014-07-23 4 C 0 840571 A 5793358 I By Trinity Ventures X, L.P. Common Stock 2014-07-23 4 C 0 701085 A 6494443 I By Trinity Ventures X, L.P. Common Stock 2014-07-23 4 C 0 930 A 4214 I By Trinity X Entrepreneurs' Fund, L.P. Common Stock 2014-07-23 4 C 0 30867 A 35081 I By Trinity X Enterpreneurs Fund, L.P. Common Stock 2014-07-23 4 C 0 11102 A 46183 I By Trinity X Enterpreneurs Fund, L.P. Common Stock 2014-07-23 4 C 0 7783 A 53966 I By Trinity X Enterpreneurs Fund, L.P. Common Stock 2014-07-23 4 C 0 8836 A 62802 I By Trinity X Enterpreneurs Fund, L.P. Common Stock 2014-07-23 4 C 0 565 A 2325 I By Trinity X Side-By-Side Fund, L.P. Common Stock 2014-07-23 4 C 0 19892 A 22217 I By Trinity X Side-By-Side Fund, L.P. Common Stock 2014-07-23 4 C 0 6004 A 28221 I By Trinity X Side-By-Side Fund, L.P. Common Stock 2014-07-23 4 C 0 4192 A 32413 I By Trinity X Side-By-Side Fund, L.P. Common Stock 2014-07-23 4 C 0 4364 A 36777 I By Trinity X Side-By-Side Fund, L.P. Series A Preferred Stock (Convertible) 2014-07-23 4 C 0 99646 0.00 D Common Stock 99646 0 I By Trinity Ventures X, L.P. Series A-1 Preferred Stock (Convertible) 2014-07-23 4 C 0 3378826 0.00 D Common Stock 3378826 0 I By Trinity Ventures X, L.P. Series B Preferred Stock (Convertible) 2014-07-23 4 C 0 1115746 0.00 D Common Stock 1115746 0 I By Trinity Ventures X, L.P. Series C Preferred Stock (Convertible) 2014-07-23 4 C 0 840571 0.00 D Common Stock 840571 0 I By Trinity Ventures X, L.P. Series A Preferred Stock (Convertible) 2014-07-23 4 C 0 930 0.00 D Common Stock 930 0 I By Trinity X Entrepreneurs' Fund, L.P. Series A-1 Preferred Stock (Convertible) 2014-07-23 4 C 0 30867 0.00 D Common Stock 30867 0 I By Trinity X Entrepreneurs' Fund, L.P. Series B Preferred Stock (Convertible) 2014-07-23 4 C 0 11102 0.00 D Common Stock 11102 0 I By Trinity X Entrepreneurs' Fund, L.P. Series C Preferred Stock (Convertible) 2014-07-23 4 C 0 7783 0.00 D Common Stock 7783 0 I By Trinity X Entrepreneurs' Fund, L.P. Series A Preferred Stock (Convertible) 2014-07-23 4 C 0 565 0.00 D Common Stock 565 0 I By Trinity X Side-By-Side Fund, L.P. Series A-1 Preferred Stock (Convertible) 2014-07-23 4 C 0 19892 0.00 D Common Stock 19892 0 I By Trinity X Side-By-Side Fund, L.P. Series B Preferred Stock (Convertible) 2014-07-23 4 C 0 6004 0.00 D Common Stock 6004 0 I By Trinity X Side-By-Side Fund, L.P. Series C Preferred Stock (Convertible) 2014-07-23 4 C 0 4192 0.00 D Common Stock 4192 0 I By Trinity X Side-By-Side Fund, L.P. Each share of Issuer's Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering and has no expiration date. Trinity TVL X, LLC is the general partner of Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. and has sole voting and investment power with respect to the shares held by Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. The reporting person is a management member of Trinity TVL X, LLC, and may be deemed to share voting and investment power over the shares owned by Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. The reporting person disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Lawrence K. Orr, Noel J. Fenton, Augustus O. Tai, Fred Wang, Patricia Nakache, Ajay Chopra, TVL Management Corporation, Karan Mehandru, Daniel Scholnick and Nina C. Labatt are management members of Trinity TVL X, LLC, and may be deemed to share voting and investment power over the shares owned by Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. Each of the management members of Trinity TVL X, LLC disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his, her or its respective pecuniary interest therein. Mr. Chopra is a director of the Issuer and, accordingly, files separate Section 16 reports. Filing 2 of 2 /s/ Nina C. Labatt 2014-07-25 /s/ Karan Mehandru 2014-07-25 /s/ Nina C. Labatt for TVL Management Corporation 2014-07-25