0001209191-14-049007.txt : 20140725
0001209191-14-049007.hdr.sgml : 20140725
20140725160245
ACCESSION NUMBER: 0001209191-14-049007
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140723
FILED AS OF DATE: 20140725
DATE AS OF CHANGE: 20140725
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TUBEMOGUL INC
CENTRAL INDEX KEY: 0001449278
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 510633881
STATE OF INCORPORATION: CA
BUSINESS ADDRESS:
STREET 1: 1250 53RD STREET, SUITE 6
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
BUSINESS PHONE: 510-653-0677
MAIL ADDRESS:
STREET 1: 1250 53RD STREET, SUITE 6
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TVL Management CORP
CENTRAL INDEX KEY: 0001290448
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36543
FILM NUMBER: 14994294
BUSINESS ADDRESS:
STREET 1: C/O TRINITY VENTURES
STREET 2: 3000 SAND HILL ROAD, BLDG. 4, SUITE 160
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-854-9500
MAIL ADDRESS:
STREET 1: C/O TRINITY VENTURES
STREET 2: 3000 SAND HILL ROAD, BLDG. 4, SUITE 160
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mehandru Karan
CENTRAL INDEX KEY: 0001606271
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36543
FILM NUMBER: 14994295
MAIL ADDRESS:
STREET 1: 3000 SAND HILL ROAD, SUITE 4-160
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Labatt Nina C.
CENTRAL INDEX KEY: 0001605660
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36543
FILM NUMBER: 14994296
MAIL ADDRESS:
STREET 1: 3000 SAND HILL ROAD
STREET 2: BUILDING 4, SUITE 160
CITY: MENLO PARK
STATE: CA
ZIP: 94025
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-07-23
0
0001449278
TUBEMOGUL INC
TUBE
0001605660
Labatt Nina C.
2480 SAND HILL ROAD
SUITE 200
MENLO PARK
CA
94025
0
0
1
0
0001606271
Mehandru Karan
2480 SAND HILL ROAD
SUITE 200
MENLO PARK
CA
94025
0
0
1
0
0001290448
TVL Management CORP
2480 SAND HILL ROAD
SUITE 200
MENLO PARK
CA
94025
0
0
1
0
Common Stock
2014-07-23
4
C
0
99646
A
458215
I
By Trinity Ventures X, L.P.
Common Stock
2014-07-23
4
C
0
3378826
A
3837041
I
By Trinity Ventures X, L.P.
Common Stock
2014-07-23
4
C
0
1115746
A
4952787
I
By Trinity Ventures X, L.P.
Common Stock
2014-07-23
4
C
0
840571
A
5793358
I
By Trinity Ventures X, L.P.
Common Stock
2014-07-23
4
C
0
701085
A
6494443
I
By Trinity Ventures X, L.P.
Common Stock
2014-07-23
4
C
0
930
A
4214
I
By Trinity X Entrepreneurs' Fund, L.P.
Common Stock
2014-07-23
4
C
0
30867
A
35081
I
By Trinity X Enterpreneurs Fund, L.P.
Common Stock
2014-07-23
4
C
0
11102
A
46183
I
By Trinity X Enterpreneurs Fund, L.P.
Common Stock
2014-07-23
4
C
0
7783
A
53966
I
By Trinity X Enterpreneurs Fund, L.P.
Common Stock
2014-07-23
4
C
0
8836
A
62802
I
By Trinity X Enterpreneurs Fund, L.P.
Common Stock
2014-07-23
4
C
0
565
A
2325
I
By Trinity X Side-By-Side Fund, L.P.
Common Stock
2014-07-23
4
C
0
19892
A
22217
I
By Trinity X Side-By-Side Fund, L.P.
Common Stock
2014-07-23
4
C
0
6004
A
28221
I
By Trinity X Side-By-Side Fund, L.P.
Common Stock
2014-07-23
4
C
0
4192
A
32413
I
By Trinity X Side-By-Side Fund, L.P.
Common Stock
2014-07-23
4
C
0
4364
A
36777
I
By Trinity X Side-By-Side Fund, L.P.
Series A Preferred Stock (Convertible)
2014-07-23
4
C
0
99646
0.00
D
Common Stock
99646
0
I
By Trinity Ventures X, L.P.
Series A-1 Preferred Stock (Convertible)
2014-07-23
4
C
0
3378826
0.00
D
Common Stock
3378826
0
I
By Trinity Ventures X, L.P.
Series B Preferred Stock (Convertible)
2014-07-23
4
C
0
1115746
0.00
D
Common Stock
1115746
0
I
By Trinity Ventures X, L.P.
Series C Preferred Stock (Convertible)
2014-07-23
4
C
0
840571
0.00
D
Common Stock
840571
0
I
By Trinity Ventures X, L.P.
Series A Preferred Stock (Convertible)
2014-07-23
4
C
0
930
0.00
D
Common Stock
930
0
I
By Trinity X Entrepreneurs' Fund, L.P.
Series A-1 Preferred Stock (Convertible)
2014-07-23
4
C
0
30867
0.00
D
Common Stock
30867
0
I
By Trinity X Entrepreneurs' Fund, L.P.
Series B Preferred Stock (Convertible)
2014-07-23
4
C
0
11102
0.00
D
Common Stock
11102
0
I
By Trinity X Entrepreneurs' Fund, L.P.
Series C Preferred Stock (Convertible)
2014-07-23
4
C
0
7783
0.00
D
Common Stock
7783
0
I
By Trinity X Entrepreneurs' Fund, L.P.
Series A Preferred Stock (Convertible)
2014-07-23
4
C
0
565
0.00
D
Common Stock
565
0
I
By Trinity X Side-By-Side Fund, L.P.
Series A-1 Preferred Stock (Convertible)
2014-07-23
4
C
0
19892
0.00
D
Common Stock
19892
0
I
By Trinity X Side-By-Side Fund, L.P.
Series B Preferred Stock (Convertible)
2014-07-23
4
C
0
6004
0.00
D
Common Stock
6004
0
I
By Trinity X Side-By-Side Fund, L.P.
Series C Preferred Stock (Convertible)
2014-07-23
4
C
0
4192
0.00
D
Common Stock
4192
0
I
By Trinity X Side-By-Side Fund, L.P.
Each share of Issuer's Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering and has no expiration date.
Trinity TVL X, LLC is the general partner of Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. and has sole voting and investment power with respect to the shares held by Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. The reporting person is a management member of Trinity TVL X, LLC, and may be deemed to share voting and investment power over the shares owned by Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. The reporting person disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.
Lawrence K. Orr, Noel J. Fenton, Augustus O. Tai, Fred Wang, Patricia Nakache, Ajay Chopra, TVL Management Corporation, Karan Mehandru, Daniel Scholnick and Nina C. Labatt are management members of Trinity TVL X, LLC, and may be deemed to share voting and investment power over the shares owned by Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. Each of the management members of Trinity TVL X, LLC disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his, her or its respective pecuniary interest therein. Mr. Chopra is a director of the Issuer and, accordingly, files separate Section 16 reports.
Filing 2 of 2
/s/ Nina C. Labatt
2014-07-25
/s/ Karan Mehandru
2014-07-25
/s/ Nina C. Labatt for TVL Management Corporation
2014-07-25