0001628280-22-023439.txt : 20220822 0001628280-22-023439.hdr.sgml : 20220822 20220822175222 ACCESSION NUMBER: 0001628280-22-023439 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220818 FILED AS OF DATE: 20220822 DATE AS OF CHANGE: 20220822 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dang Luan CENTRAL INDEX KEY: 0001290255 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37862 FILM NUMBER: 221184671 MAIL ADDRESS: STREET 1: 1967 PORT PROVENCE PLACE CITY: NEWPORT BEACH STATE: CA ZIP: 92660 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Phunware, Inc. CENTRAL INDEX KEY: 0001665300 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7800 SHOAL CREEK BLVD STREET 2: SUITE 230-S CITY: AUSTIN STATE: X1 ZIP: 78757 BUSINESS PHONE: 512-693-4199 MAIL ADDRESS: STREET 1: 7800 SHOAL CREEK BLVD STREET 2: SUITE 230-S CITY: AUSTIN STATE: X1 ZIP: 78757 FORMER COMPANY: FORMER CONFORMED NAME: Stellar Acquisition III Inc. DATE OF NAME CHANGE: 20160128 4 1 wf-form4_166120512518291.xml FORM 4 X0306 4 2022-08-18 0 0001665300 Phunware, Inc. PHUN 0001290255 Dang Luan C/O PHUNWARE, INC. 7800 SHOAL CREEK BLVD, SUITE 230-S AUSTIN TX 78757 0 1 0 0 Chief Technology Officer Common Stock 2022-08-18 4 M 0 14583 0 A 1618527 D Common Stock 2022-08-19 4 F 0 5473 1.4325 D 1613054 D Common Stock 43750 I See footnote Restricted Stock Units 2022-08-18 4 M 0 14583 0 D Common Stock 14583.0 29166 D Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan. The shares were sold in multiple transactions with prices ranging from $1.3834 to $1.4348. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4. The shares are held of record by Curo Capital Appreciation Fund I, LLC (Fund 1, Fund 2 and Fund 3) for which the Reporting Person serves as co-president. Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock. The restricted stock units (RSUs) represent the amount of RSUs that vested on the date notated in Table I, Box 2 above for a RSU grant previously awarded to the Reporting Person. The RSUs will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date. /s/ Matt Aune, Attorney-in-Fact 2022-08-22