X0202 5 2007-12-31 0 0 0 0001117045 Trycera Financial, Inc. TRYF 0001290255 Dang Luan 1967 PORT PROVENCE PLACE NEWPORT BEACH CA 92660 1 0 1 0 Common stock, par value $.001 635000 D Common stock, par value $.001 70000 I by LLC Options 0.25 2005-05-27 2014-05-27 Common stock 50000 50000 D Options 0.75 2006-05-27 2015-05-27 Common Stock 50000 50000 D Options 1 2007-05-27 2016-05-27 Common stock 50000 50000 D Options 1.03 2017-05-27 Common stock 50000 50000 D Warrants 2005-12-19 2012-12-31 Common stock 25000 25000 D Warrants 2006-05-03 2013-06-30 Common stock 10000 10000 D Warrants 2007-03-01 2014-02-28 Common stock 32500 32500 D Warrants 2007-10-01 2014-12-31 Common stock 35000 35000 I by LLC These options were granted May 27, 2007, of which 25,000 are available for exercise as of the date of this report. Vesting schedule: 1/4th of the total options granted at the end of each three-month period, which initial period shall commence on the day of the grant, and immediately in the event of a Corporate Transaction, as defined in the Issuer's Stock Option/Stock Issuance Plan. The warrants are exercisable at $1.25 per share with certain incentives to exercise early. The incentives are: (i) exercisable after December 31, 2007, through December 31, 2009, at $1.125 per share (10% discount); and (ii) after December 31, 2009, the warrants are exercisable at $1.25 per share. The warrants are exercisable at $1.25 per share with certain incentives to exercise early. The incentives are: (i) exercisable at $1.00 per share (20% discount) from the date of purchase through June 30, 2008; (ii) exercisable after June 30, 2008, through June 30, 2010, at $1.125 per share (10% discount); and (iii) after June 30, 2010, the warrants are exercisable at $1.25 per share. The warrants are exercisable at $1.25 per share with certain incentives to exercise early. The incentives are: (i) exercisable at $1.00 per share (20% discount) from the date of purchase through February 28, 2009; (ii) exercisable after February 28, 2009, through February 28, 2011, at $1.125 per share (10% discount); and (iii) after February 28, 2011, the warrants are exercisable at $1.25 per share. The warrants are exercisable at $.3125 per share with certain incentives to exercise early. The incentives are: (i) exercisable at $.25 per share (20% discount) from the date of purchase through December 31, 2009; (ii) exercisable after December 31, 2009, through December 31, 2011, at $.28125 per share (10% discount); and (iii) after December 31, 2011, the warrants are exercisable at $.3125 per share. /s/ Luan Dang 2008-02-14