The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ACADIA PHARMACEUTICALS INC | COM | 004225108 | 321 | 19,613 | SH | DFND | 19,613 | 0 | 0 | ||
| ACM RESH INC | COM CL A | 00108J109 | 874 | 70,119 | SH | DFND | 70,119 | 0 | 0 | ||
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 770 | 9,626 | SH | DFND | 9,626 | 0 | 0 | ||
| ALLOT LTD | SHS | M0854Q105 | 6,888 | 1,757,225 | SH | DFND | 0 | 1,757,225 | 0 | ||
| ANTERIX INC | COM | 03676C100 | 18,001 | 503,941 | SH | DFND | 503,941 | 0 | 0 | ||
| APPHARVEST INC | *W EXP 01/30/202 | 03783T111 | 170 | 500,000 | SH | DFND | 500,000 | 0 | 0 | ||
| ARGENX SE | SPONSORED ADR | 04016X101 | 11,473 | 32,498 | SH | DFND | 32,498 | 0 | 0 | ||
| BAIDU INC | SPON ADR REP A | 056752108 | 611 | 5,200 | SH | DFND | 5,200 | 0 | 0 | ||
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 12,803 | 47,946 | SH | DFND | 47,946 | 0 | 0 | ||
| BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 375 | 4,429 | SH | DFND | 4,429 | 0 | 0 | ||
| CARNIVAL CORP | NOTE 5.750% 4/0 | 143658BE1 | 16,723 | 16,000,000 | PRN | DFND | 16,000,000 | 0 | 0 | ||
| CHESAPEAKE ENERGY CORP | COM | 165167735 | 17,363 | 184,299 | SH | DFND | 184,299 | 0 | 0 | ||
| CLOVIS ONCOLOGY INC | COM | 189464100 | 4,195 | 3,525,000 | SH | DFND | 3,525,000 | 0 | 0 | ||
| CLOVIS ONCOLOGY INC | NOTE 4.500% 8/0 | 189464AE0 | 12,750 | 21,000,000 | PRN | DFND | 21,000,000 | 0 | 0 | ||
| CLOVIS ONCOLOGY INC | COM | 189464100 | 601 | 505,000 | SH | Put | DFND | 505,000 | 0 | 0 | |
| EAGLE BULK SHIPPING INC | NOTE 5.000% 8/0 | 269442AB5 | 7,053 | 4,850,000 | PRN | DFND | 4,850,000 | 0 | 0 | ||
| FRANCHISE GROUP INC | COM | 35180X105 | 3,162 | 130,120 | SH | DFND | 130,120 | 0 | 0 | ||
| GDS HLDGS LTD | SPONSORED ADS | 36165L108 | 313 | 17,700 | SH | DFND | 17,700 | 0 | 0 | ||
| GDS HLDGS LTD | NOTE 2.000% 6/0 | 36165LAB4 | 14,947 | 16,000,000 | PRN | DFND | 16,000,000 | 0 | 0 | ||
| GOLDMAN SACHS GROUP INC | COM | 38141G104 | 14,051 | 47,949 | SH | DFND | 47,949 | 0 | 0 | ||
| GRAY TELEVISION INC | COM | 389375106 | 4,174 | 291,452 | SH | DFND | 291,452 | 0 | 0 | ||
| H WORLD GROUP LTD | NOTE 0.375%11/0 | 16949NAC3 | 4,739 | 4,780,000 | PRN | DFND | 4,780,000 | 0 | 0 | ||
| ILLUMINA INC | COM | 452327109 | 10,350 | 54,250 | SH | DFND | 54,250 | 0 | 0 | ||
| ILLUMINA INC | COM | 452327109 | 27,893 | 146,200 | SH | Call | DFND | 146,200 | 0 | 0 | |
| IMMUNOGEN INC | COM | 45253H101 | 6,577 | 1,375,900 | SH | DFND | 1,375,900 | 0 | 0 | ||
| INSTIL BIO INC | COM | 45783C101 | 477 | 98,644 | SH | DFND | 98,644 | 0 | 0 | ||
| IOVANCE BIOTHERAPEUTICS INC | COM | 462260100 | 6,501 | 678,564 | SH | DFND | 678,564 | 0 | 0 | ||
| IQIYI INC | NOTE 2.000% 4/0 | 46267XAD0 | 22,229 | 25,279,000 | PRN | DFND | 25,279,000 | 0 | 0 | ||
| JD.COM INC | SPON ADR CL A | 47215P106 | 3,247 | 64,548 | SH | DFND | 64,548 | 0 | 0 | ||
| JOYY INC | NOTE 0.750% 6/1 | 98426TAD8 | 932 | 1,000,000 | PRN | DFND | 1,000,000 | 0 | 0 | ||
| LIBERTY GLOBAL PLC | SHS CL A | G5480U104 | 3,785 | 242,800 | SH | DFND | 242,800 | 0 | 0 | ||
| LIBERTY LATIN AMERICA LTD | COM CL C | G9001E128 | 10,759 | 1,749,467 | SH | DFND | 1,749,467 | 0 | 0 | ||
| MAKEMYTRIP LIMITED MAURITIUS | SHS | V5633W109 | 15,073 | 490,981 | SH | DFND | 490,981 | 0 | 0 | ||
| MAKEMYTRIP LIMITED MAURITIUS | NOTE 2/1 | 56087FAB0 | 6,811 | 6,500,000 | PRN | DFND | 6,500,000 | 0 | 0 | ||
| MERSANA THERAPEUTICS INC | COM | 59045L106 | 424 | 62,657 | SH | DFND | 62,657 | 0 | 0 | ||
| MICROSTRATEGY INC | CL A NEW | 594972408 | 3,495 | 16,465 | SH | DFND | 16,465 | 0 | 0 | ||
| MICROSTRATEGY INC | NOTE 0.750%12/1 | 594972AC5 | 15,307 | 20,000,000 | PRN | DFND | 20,000,000 | 0 | 0 | ||
| MICROSTRATEGY INC | CL A NEW | 594972408 | 9,891 | 46,600 | SH | Put | DFND | 46,600 | 0 | 0 | |
| MP MATERIALS CORP | COM CL A | 553368101 | 372,789 | 13,655,280 | SH | DFND | 13,655,280 | 0 | 0 | ||
| NELNET INC | CL A | 64031N108 | 16,999 | 214,665 | SH | DFND | 214,665 | 0 | 0 | ||
| NEW YORK TIMES CO | CL A | 650111107 | 9,112 | 316,947 | SH | DFND | 316,947 | 0 | 0 | ||
| NEXSTAR MEDIA GROUP INC | COMMON STOCK | 65336K103 | 27,653 | 165,735 | SH | DFND | 165,735 | 0 | 0 | ||
| NIO INC | NOTE 4.500% 2/0 | 62914VAB2 | 38,440 | 21,500,000 | PRN | DFND | 21,500,000 | 0 | 0 | ||
| NIO INC | SPON ADS | 62914V106 | 4,731 | 300,000 | SH | Call | DFND | 300,000 | 0 | 0 | |
| NOBLE CORP NEW | SHS | G6610J209 | 7,611 | 257,294 | SH | DFND | 257,294 | 0 | 0 | ||
| NUSCALE PWR CORP | *W EXP 05/02/202 | 67079K118 | 619 | 299,000 | SH | DFND | 299,000 | 0 | 0 | ||
| PALO ALTO NETWORKS INC | NOTE 0.750% 7/0 | 697435AD7 | 27,849 | 15,000,000 | PRN | DFND | 15,000,000 | 0 | 0 | ||
| PARAMOUNT GLOBAL | CLASS B COM | 92556H206 | 11,431 | 600,381 | SH | DFND | 600,381 | 0 | 0 | ||
| REDFIN CORP | NOTE 1.750% 7/1 | 75737FAA6 | 4,561 | 5,000,000 | PRN | DFND | 5,000,000 | 0 | 0 | ||
| ROIVANT SCIENCES LTD | SHS | G76279101 | 416,648 | 129,393,817 | SH | DFND | 129,393,817 | 0 | 0 | ||
| SAREPTA THERAPEUTICS INC | COM | 803607100 | 345 | 3,117 | SH | DFND | 3,117 | 0 | 0 | ||
| SEA LTD | NOTE 0.250% 9/1 | 81141RAG5 | 10,439 | 15,000,000 | PRN | DFND | 15,000,000 | 0 | 0 | ||
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 169,660 | 475,000 | SH | Put | DFND | 475,000 | 0 | 0 | |
| STRIDE INC | NOTE 1.125% 9/0 | 86333MAA6 | 10,216 | 10,000,000 | PRN | DFND | 10,000,000 | 0 | 0 | ||
| TEEKAY TANKERS LTD | CL A | Y8565N300 | 5,059 | 183,700 | SH | DFND | 183,700 | 0 | 0 | ||
| VERTEX ENERGY INC | COM | 92534K107 | 2,819 | 452,500 | SH | Put | DFND | 452,500 | 0 | 0 | |