0000950123-21-015655.txt : 20211116
0000950123-21-015655.hdr.sgml : 20211116
20211116060519
ACCESSION NUMBER: 0000950123-21-015655
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210930
FILED AS OF DATE: 20211116
DATE AS OF CHANGE: 20211116
EFFECTIVENESS DATE: 20211116
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: QVT Financial LP
CENTRAL INDEX KEY: 0001290162
IRS NUMBER: 113694008
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11172
FILM NUMBER: 211413988
BUSINESS ADDRESS:
STREET 1: 444 MADISON AVENUE
STREET 2: 21ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-705-8800
MAIL ADDRESS:
STREET 1: 444 MADISON AVENUE
STREET 2: 21ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
primary_doc.xml
13F-HR
LIVE
0001290162
XXXXXXXX
09-30-2021
09-30-2021
false
QVT Financial LP
444 Madison Avenue
21st Floor
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-11172
N
Meg Eisner
Authorized Signatory
(212) 705-8888
/s/ Meg Eisner
New York
NY
11-15-2021
0
61
1348416
false
INFORMATION TABLE
2
7628.xml
INFORMATION TABLE FOR FORM 13F
51JOB INC
SPONSORED ADS
316827104
17372
249852
SH
DFND
249852
0
0
ACADIA PHARMACEUTICALS INC
COM
004225108
326
19613
SH
DFND
19613
0
0
ACCELERON PHARMA INC
COM
00434H108
12218
70996
SH
DFND
70996
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
2861
19326
SH
DFND
19326
0
0
ALLOT LTD
SHS
M0854Q105
9180
617742
SH
DFND
0
617742
0
ANTERIX INC
COM
03676C100
21654
356738
SH
DFND
356738
0
0
APPHARVEST INC
*W EXP 01/30/202
03783T111
675
500000
SH
DFND
500000
0
0
ARGENX SE
SPONSORED ADR
04016X101
9814
32498
SH
DFND
32498
0
0
BAIDU INC
SPON ADR REP A
056752108
1599
10400
SH
DFND
10400
0
0
BAOZUN INC
NOTE 1.625% 5/0
06684LAB9
2820
3000000
PRN
DFND
3000000
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
13086
47946
SH
DFND
47946
0
0
BEST INC
NOTE 1.750%10/0
08653CAB2
11089
18927000
PRN
DFND
18927000
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
342
4429
SH
DFND
4429
0
0
CAL MAINE FOODS INC
COM NEW
128030202
1939
53613
SH
DFND
53613
0
0
CLOVIS ONCOLOGY INC
NOTE 4.500% 8/0
189464AE0
13520
15000000
PRN
DFND
15000000
0
0
EAGLE BULK SHIPPING INC
NOTE 5.000% 8/0
269442AB5
6987
4850000
PRN
DFND
4850000
0
0
EURONAV NV
SHS
B38564108
15309
1568517
SH
DFND
1568517
0
0
FACEBOOK INC
CL A
30303M102
5640
16617
SH
DFND
16617
0
0
FISKER INC
CL A COM STK
33813J106
3443
235000
SH
DFND
235000
0
0
FISKER INC
CL A COM STK
33813J106
5860
400000
SH
Put
DFND
400000
0
0
GDS HLDGS LTD
NOTE 2.000% 6/0
36165LAB4
15060
11500000
PRN
DFND
11500000
0
0
GOLAR LNG LTD
NOTE 2.750% 2/1
38046YAB7
996
1000000
PRN
DFND
1000000
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
13510
35739
SH
DFND
35739
0
0
GRAY TELEVISION INC
COM
389375106
6651
291452
SH
DFND
291452
0
0
GRINDROD SHIPPING HOLDINGS L
SHS
Y28895103
11151
723140
SH
DFND
723140
0
0
HOME DEPOT INC
COM
437076102
9791
29826
SH
DFND
29826
0
0
ILLUMINA INC
COM
452327109
892
2200
SH
DFND
2200
0
0
ILLUMINA INC
COM
452327109
45023
111000
SH
Call
DFND
111000
0
0
IMMUNOGEN INC
COM
45253H101
7801
1375900
SH
DFND
1375900
0
0
INSTIL BIO INC
COM
45783C101
1763
98644
SH
DFND
98644
0
0
IOVANCE BIOTHERAPEUTICS INC
COM
462260100
16733
678564
SH
DFND
678564
0
0
JD.COM INC
SPON ADR CL A
47215P106
6960
96348
SH
DFND
96348
0
0
JOYY INC
NOTE 0.750% 6/1
98426TAD8
946
1000000
PRN
DFND
1000000
0
0
JPMORGAN CHASE & CO
COM
46625H100
8227
50262
SH
DFND
50262
0
0
LIBERTY GLOBAL PLC
SHS CL A
G5480U104
4020
134900
SH
DFND
134900
0
0
LIBERTY LATIN AMERICA LTD
COM CL C
G9001E128
13055
995040
SH
DFND
995040
0
0
MAKEMYTRIP LIMITED MAURITIUS
SHS
V5633W109
13615
500730
SH
DFND
500730
0
0
MERSANA THERAPEUTICS INC
COM
59045L106
591
62657
SH
DFND
62657
0
0
MICROSTRATEGY INC
CL A NEW
594972408
26953
46600
SH
Put
DFND
46600
0
0
MOHAWK INDS INC
COM
608190104
5924
33394
SH
DFND
33394
0
0
MP MATERIALS CORP
COM CL A
553368101
648738
20128393
SH
DFND
20128393
0
0
NELNET INC
CL A
64031N108
6296
79460
SH
DFND
79460
0
0
NEW YORK TIMES CO
CL A
650111107
15616
316947
SH
DFND
316947
0
0
NEXSTAR MEDIA GROUP INC
CL A
65336K103
25185
165735
SH
DFND
165735
0
0
NIO INC
NOTE 4.500% 2/0
62914VAB2
76153
20000000
PRN
DFND
20000000
0
0
NOBLE CORP NEW
SHS
G6610J209
5006
185000
SH
DFND
185000
0
0
QUDIAN INC
NOTE 1.000% 7/0
747798AB2
14574
16670000
PRN
DFND
16670000
0
0
RH
NOTE 6/1
74967XAA1
58208
16948000
PRN
DFND
16948000
0
0
SAREPTA THERAPEUTICS INC
COM
803607100
288
3117
SH
DFND
3117
0
0
SCULPTOR CAP MGMT
COM CL A
811246107
2261
81068
SH
DFND
81068
0
0
SEA LTD
NOTE 0.250% 9/1
81141RAG5
2026
2000000
PRN
DFND
2000000
0
0
SELECT SECTOR SPDR TR
FINANCIAL
81369Y605
4603
122655
SH
DFND
122655
0
0
SFL CORPORATION LTD
NOTE 4.875% 5/0
824689AG8
3992
3955000
PRN
DFND
3955000
0
0
SNOWFLAKE INC
CL A
833445109
2238
7400
SH
DFND
7400
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
22949
53476
SH
DFND
53476
0
0
STRIDE INC
NOTE 1.125% 9/0
86333MAA6
8008
8000000
PRN
DFND
8000000
0
0
TEEKAY TANKERS LTD
CL A
Y8565N300
2669
183700
SH
DFND
183700
0
0
TRILLIUM THERAPEUTICS INC
COM NEW
89620X506
9997
569333
SH
DFND
569333
0
0
VIACOMCBS INC
CL B
92556H206
13954
353165
SH
DFND
353165
0
0
VIPSHOP HOLDINGS LIMITED
SPONSORED ADS A
92763W103
1118
100400
SH
DFND
100400
0
0
WORKDAY INC
NOTE 0.250%10/0
98138HAF8
59141
34500000
PRN
DFND
34500000
0
0