0000950123-21-002669.txt : 20210216
0000950123-21-002669.hdr.sgml : 20210216
20210216150016
ACCESSION NUMBER: 0000950123-21-002669
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20201231
FILED AS OF DATE: 20210216
DATE AS OF CHANGE: 20210216
EFFECTIVENESS DATE: 20210216
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: QVT Financial LP
CENTRAL INDEX KEY: 0001290162
IRS NUMBER: 113694008
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11172
FILM NUMBER: 21636697
BUSINESS ADDRESS:
STREET 1: 444 MADISON AVENUE
STREET 2: 21ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-705-8800
MAIL ADDRESS:
STREET 1: 444 MADISON AVENUE
STREET 2: 21ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
primary_doc.xml
13F-HR
LIVE
0001290162
XXXXXXXX
12-31-2020
12-31-2020
false
QVT Financial LP
444 Madison Avenue
21st Floor
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-11172
N
Meg Eisner
Authorized Signatory
(212) 705-8888
/s/ Meg Eisner
New York
NY
02-15-2021
0
52
1806300
false
INFORMATION TABLE
2
3335.xml
INFORMATION TABLE FOR FORM 13F
51JOB INC
SPONSORED ADS
316827104
2030
29000
SH
DFND
29000
0
0
ACADIA PHARMACEUTICALS INC
COM
004225108
1049
19613
SH
DFND
19613
0
0
ACCELERON PHARMA INC
COM
00434H108
12973
101396
SH
DFND
101396
0
0
AGORA INC
ADS
00851L103
593
15000
SH
DFND
15000
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
13417
57651
SH
DFND
57651
0
0
ANTERIX INC
COM
03676C100
12303
327197
SH
DFND
327197
0
0
ARGENX SE
SPONSORED ADR
04016X101
9557
32498
SH
DFND
32498
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
11117
47946
SH
DFND
47946
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
388
4429
SH
DFND
4429
0
0
CAL MAINE FOODS INC
COM NEW
128030202
2013
53613
SH
DFND
53613
0
0
CARNIVAL CORP
UNIT 99/99/9999
143658300
1083
50000
SH
DFND
50000
0
0
CARNIVAL CORP
UNIT 99/99/9999
143658300
27075
1250000
SH
Put
DFND
1250000
0
0
CLOVIS ONCOLOGY INC
NOTE 4.500% 8/0
189464AE0
13304
15000000
PRN
DFND
15000000
0
0
EAGLE BULK SHIPPING INC
NOTE 5.000% 8/0
269442AB5
4025
4850000
PRN
DFND
4850000
0
0
EURONAV NV
SHS
B38564108
12548
1568517
SH
DFND
1568517
0
0
FACEBOOK INC
CL A
30303M102
4539
16617
SH
DFND
16617
0
0
GDS HLDGS LTD
NOTE 2.000% 6/0
36165LAB4
21815
11500000
PRN
DFND
11500000
0
0
GOGO INC
NOTE 6.000% 5/1
38046CAD1
3002
1750000
PRN
DFND
1750000
0
0
GOGO INC
COM
38046C109
2889
300000
SH
Put
DFND
300000
0
0
GOLAR LNG LTD
SHS
G9456A100
1280
132800
SH
DFND
132800
0
0
GOLAR LNG LTD
NOTE 2.750% 2/1
38046YAB7
2269
2500000
PRN
DFND
2500000
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
17518
66429
SH
DFND
66429
0
0
GRAY TELEVISION INC
COM
389375106
5214
291452
SH
DFND
291452
0
0
GRINDROD SHIPPING HOLDINGS L
SHS
Y28895103
4797
1268977
SH
DFND
1268977
0
0
HOME DEPOT INC
COM
437076102
7922
29826
SH
DFND
29826
0
0
ILLUMINA INC
NOTE 0.500% 6/1
452327AH2
17553
12000000
PRN
DFND
12000000
0
0
ILLUMINA INC
COM
452327109
2960
8000
SH
Call
DFND
8000
0
0
IMMUNOGEN INC
COM
45253H101
8875
1375900
SH
DFND
1375900
0
0
IOVANCE BIOTHERAPEUTICS INC
COM
462260100
24180
521120
SH
DFND
521120
0
0
JD.COM INC
SPON ADR CL A
47215P106
2707
30800
SH
DFND
30800
0
0
JPMORGAN CHASE & CO
COM
46625H100
6387
50262
SH
DFND
50262
0
0
LUMINAR TECHNOLOGIES INC
*W EXP 12/02/202
550424113
515
30000
SH
DFND
30000
0
0
MAKEMYTRIP LIMITED MAURITIUS
SHS
V5633W109
16566
560981
SH
DFND
560981
0
0
MICROCHIP TECHNOLOGY INC.
NOTE 1.625% 2/1
595017AD6
69621
22897000
PRN
DFND
22897000
0
0
MOHAWK INDS INC
COM
608190104
7025
49842
SH
DFND
49842
0
0
MP MATERIALS CORP
COM CL A
553368101
734210
22822806
SH
DFND
22822806
0
0
NEW YORK TIMES CO
CL A
650111107
18181
351187
SH
DFND
351187
0
0
NEXSTAR MEDIA GROUP INC
CL A
65336K103
18097
165735
SH
DFND
165735
0
0
NIO INC
NOTE 4.500% 2/0
62914VAB2
104142
20000000
PRN
DFND
20000000
0
0
NIO INC
SPON ADS
62914V106
87118
1787400
SH
Put
DFND
1787400
0
0
PREVAIL THERAPEUTICS INC
COM
74140Y101
3084
133690
SH
DFND
133690
0
0
QUDIAN INC
NOTE 1.000% 7/0
747798AB2
6204
8400000
PRN
DFND
8400000
0
0
SAREPTA THERAPEUTICS INC
COM
803607100
531
3117
SH
DFND
3117
0
0
SCULPTOR CAP MGMT
COM CL A
811246107
1232
81068
SH
DFND
81068
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
7232
245309
SH
DFND
245309
0
0
SHIP FIN INTL LTD
NOTE 4.875% 5/0
824689AG8
3518
3955000
PRN
DFND
3955000
0
0
SINA CORP
ORD
G81477104
12591
297100
SH
DFND
297100
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
45091
120603
SH
DFND
120603
0
0
TESLA INC
COM
88160R101
175820
249153
SH
DFND
249153
0
0
TESLA INC
COM
88160R101
194765
276000
SH
Put
DFND
276000
0
0
WELLS FARGO CO NEW
COM
949746101
1546
51231
SH
DFND
51231
0
0
WORKDAY INC
NOTE 0.250%10/0
98138HAF8
41829
25000000
PRN
DFND
25000000
0
0