The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ACADIA PHARMACEUTICALS INC | COM | 004225108 | 829 | 19,613 | SH | DFND | 19,613 | 0 | 0 | ||
| ACCELERON PHARMA INC | COM | 00434H108 | 10,808 | 120,264 | SH | DFND | 120,264 | 0 | 0 | ||
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 11,679 | 60,051 | SH | DFND | 60,051 | 0 | 0 | ||
| ANTERIX INC | COM | 03676C100 | 14,237 | 311,738 | SH | DFND | 311,738 | 0 | 0 | ||
| ARGENX SE | SPONSORED ADR | 04016X101 | 6,031 | 45,781 | SH | DFND | 45,781 | 0 | 0 | ||
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 8,766 | 47,946 | SH | DFND | 47,946 | 0 | 0 | ||
| BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 374 | 4,429 | SH | DFND | 4,429 | 0 | 0 | ||
| BITAUTO HLDGS LTD | SPONSORED ADS | 091727107 | 4,873 | 468,970 | SH | DFND | 468,970 | 0 | 0 | ||
| CAL MAINE FOODS INC | COM NEW | 128030202 | 2,358 | 53,613 | SH | DFND | 53,613 | 0 | 0 | ||
| CTRIP COM INTL LTD | NOTE 1.000% 7/0 | 22943FAF7 | 4,883 | 5,000,000 | PRN | DFND | 5,000,000 | 0 | 0 | ||
| CTRIP COM INTL LTD | DBCV | 22943FAH3 | 17,752 | 18,038,000 | PRN | DFND | 18,038,000 | 0 | 0 | ||
| CYPRESS SEMICONDUCTOR CORP | NOTE 4.500% 1/1 | 232806AM1 | 29,510 | 17,000,000 | PRN | DFND | 17,000,000 | 0 | 0 | ||
| DHT HOLDINGS INC | SHS NEW | Y2065G121 | 1,881 | 245,211 | SH | DFND | 245,211 | 0 | 0 | ||
| DOCUSIGN INC | COM | 256163106 | 7,392 | 80,000 | SH | Call | DFND | 80,000 | 0 | 0 | |
| EURONAV NV ANTWERPEN | SHS | B38564108 | 21,134 | 1,873,550 | SH | DFND | 1,873,550 | 0 | 0 | ||
| EURONET WORLDWIDE INC | COM | 298736109 | 18,858 | 220,000 | SH | Call | DFND | 220,000 | 0 | 0 | |
| FACEBOOK INC | CL A | 30303M102 | 2,772 | 16,617 | SH | DFND | 16,617 | 0 | 0 | ||
| GDS HLDGS LTD | NOTE 2.000% 6/0 | 36165LAB4 | 11,534 | 9,000,000 | PRN | DFND | 9,000,000 | 0 | 0 | ||
| GOGO INC | NOTE 6.000% 5/1 | 38046CAD1 | 3,132 | 5,000,000 | PRN | DFND | 5,000,000 | 0 | 0 | ||
| GOGO INC | COM | 38046C109 | 636 | 300,000 | SH | Put | DFND | 300,000 | 0 | 0 | |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 | 10,269 | 66,429 | SH | DFND | 66,429 | 0 | 0 | ||
| GRAY TELEVISION INC | COM | 389375106 | 3,130 | 291,452 | SH | DFND | 291,452 | 0 | 0 | ||
| GRINDROD SHIPPING HOLDINGS L | SHS | Y28895103 | 3,318 | 1,301,975 | SH | DFND | 1,301,975 | 0 | 0 | ||
| HOME DEPOT INC | COM | 437076102 | 5,569 | 29,826 | SH | DFND | 29,826 | 0 | 0 | ||
| ILLUMINA INC | COM | 452327109 | 32,774 | 120,000 | SH | Call | DFND | 120,000 | 0 | 0 | |
| IMMUNOGEN INC | COM | 45253H101 | 4,692 | 1,375,900 | SH | DFND | 1,375,900 | 0 | 0 | ||
| IMMUNOMEDICS INC | COM | 452907108 | 5,547 | 411,500 | SH | DFND | 411,500 | 0 | 0 | ||
| INTERCEPT PHARMACEUTICALS IN | COM | 45845P108 | 237 | 3,763 | SH | DFND | 3,763 | 0 | 0 | ||
| IOVANCE BIOTHERAPEUTICS INC | COM | 462260100 | 19,300 | 644,728 | SH | DFND | 644,728 | 0 | 0 | ||
| ISHARES TR | NASDAQ BIOTECH | 464287556 | 21,057 | 195,440 | SH | DFND | 195,440 | 0 | 0 | ||
| JPMORGAN CHASE & CO | COM | 46625H100 | 3,559 | 39,530 | SH | DFND | 39,530 | 0 | 0 | ||
| MAKEMYTRIP LIMITED MAURITIUS | SHS | V5633W109 | 6,707 | 560,981 | SH | DFND | 560,981 | 0 | 0 | ||
| MICROCHIP TECHNOLOGY INC | NOTE 1.625% 2/1 | 595017AD6 | 32,832 | 22,897,000 | PRN | DFND | 22,897,000 | 0 | 0 | ||
| MOHAWK INDS INC | COM | 608190104 | 3,800 | 49,842 | SH | DFND | 49,842 | 0 | 0 | ||
| NEW YORK TIMES CO | CL A | 650111107 | 10,785 | 351,187 | SH | DFND | 351,187 | 0 | 0 | ||
| NEXSTAR MEDIA GROUP INC | CL A | 65336K103 | 9,568 | 165,735 | SH | DFND | 165,735 | 0 | 0 | ||
| NIO INC | NOTE 4.500% 2/0 | 62914VAB2 | 7,911 | 16,000,000 | PRN | DFND | 16,000,000 | 0 | 0 | ||
| NIO INC | SPON ADS | 62914V106 | 1,473 | 530,000 | SH | Call | DFND | 530,000 | 0 | 0 | |
| PREVAIL THERAPEUTICS INC | COM | 74140Y101 | 1,630 | 133,690 | SH | DFND | 133,690 | 0 | 0 | ||
| SAREPTA THERAPEUTICS INC | COM | 803607100 | 305 | 3,117 | SH | DFND | 3,117 | 0 | 0 | ||
| SCULPTOR CAP MGMT | COM CL A | 811246107 | 1,098 | 81,068 | SH | DFND | 81,068 | 0 | 0 | ||
| SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 5,107 | 245,309 | SH | DFND | 245,309 | 0 | 0 | ||
| SHIP FIN INTL LTD | NOTE 4.875% 5/0 | 824689AG8 | 3,493 | 3,955,000 | PRN | DFND | 3,955,000 | 0 | 0 | ||
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 26,961 | 104,603 | SH | DFND | 104,603 | 0 | 0 | ||
| WELLS FARGO CO NEW | COM | 949746101 | 1,470 | 51,231 | SH | DFND | 51,231 | 0 | 0 | ||
| WESTERN DIGITAL CORP. | COM | 958102105 | 254 | 6,112 | SH | DFND | 6,112 | 0 | 0 | ||
| WESTERN DIGITAL CORP. | COM | 958102105 | 2,497 | 60,000 | SH | Call | DFND | 60,000 | 0 | 0 | |
| WORKDAY INC | NOTE 1.500% 7/1 | 98138HAD3 | 23,808 | 14,893,000 | PRN | DFND | 14,893,000 | 0 | 0 | ||