The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ACADIA PHARMACEUTICALS INC | COM | 004225108 | 706 | 19,613 | SH | DFND | 19,613 | 0 | 0 | ||
| ACCELERON PHARMA INC | COM | 00434H108 | 7,546 | 190,977 | SH | DFND | 190,977 | 0 | 0 | ||
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 14,474 | 86,551 | SH | DFND | 86,551 | 0 | 0 | ||
| ANTERIX INC | COM | 03676C100 | 11,285 | 311,738 | SH | DFND | 311,738 | 0 | 0 | ||
| ARGENX SE | SPONSORED ADR | 04016X101 | 7,307 | 64,115 | SH | DFND | 64,115 | 0 | 0 | ||
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 9,974 | 47,946 | SH | DFND | 47,946 | 0 | 0 | ||
| BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 299 | 4,429 | SH | DFND | 4,429 | 0 | 0 | ||
| BITAUTO HLDGS LTD | SPONSORED ADS | 091727107 | 4,987 | 333,100 | SH | DFND | 333,100 | 0 | 0 | ||
| BLUEBIRD BIO INC | COM | 09609G100 | 320 | 3,487 | SH | DFND | 3,487 | 0 | 0 | ||
| BRF SA | SPONSORED ADR | 10552T107 | 6,433 | 702,294 | SH | DFND | 702,294 | 0 | 0 | ||
| CAL MAINE FOODS INC | COM NEW | 128030202 | 2,142 | 53,613 | SH | DFND | 53,613 | 0 | 0 | ||
| DOCUSIGN INC | COM | 256163106 | 12,380 | 200,000 | SH | Call | DFND | 200,000 | 0 | 0 | |
| EQT CORP | COM | 26884L109 | 391 | 36,720 | SH | DFND | 36,720 | 0 | 0 | ||
| EQUITRANS MIDSTREAM CORPORAT | COM | 294600101 | 427 | 29,375 | SH | DFND | 29,375 | 0 | 0 | ||
| EURONAV NV ANTWERPEN | SHS | B38564108 | 16,871 | 1,833,765 | SH | DFND | 1,833,765 | 0 | 0 | ||
| EURONET WORLDWIDE INC | COM | 298736109 | 9,876 | 67,508 | SH | DFND | 67,508 | 0 | 0 | ||
| EURONET WORLDWIDE INC | COM | 298736109 | 34,527 | 236,000 | SH | Call | DFND | 236,000 | 0 | 0 | |
| FACEBOOK INC | CL A | 30303M102 | 2,959 | 16,617 | SH | DFND | 16,617 | 0 | 0 | ||
| GDS HLDGS LTD | SPONSORED ADS | 36165L108 | 3,826 | 95,451 | SH | DFND | 95,451 | 0 | 0 | ||
| GDS HLDGS LTD | NOTE 2.000% 6/0 | 36165LAB4 | 9,400 | 9,000,000 | PRN | DFND | 9,000,000 | 0 | 0 | ||
| GOLDMAN SACHS GROUP INC | COM | 38141G104 | 3,935 | 18,990 | SH | DFND | 18,990 | 0 | 0 | ||
| GRAY TELEVISION INC | COM | 389375106 | 3,196 | 195,850 | SH | DFND | 195,850 | 0 | 0 | ||
| GRINDROD SHIPPING HOLDINGS L | SHS | Y28895103 | 6,058 | 1,301,975 | SH | DFND | 1,301,975 | 0 | 0 | ||
| HERBALIFE NUTRITION LTD | COM SHS | G4412G101 | 4,172 | 110,200 | SH | DFND | 110,200 | 0 | 0 | ||
| HOME DEPOT INC | COM | 437076102 | 6,920 | 29,826 | SH | DFND | 29,826 | 0 | 0 | ||
| ILLUMINA INC | COM | 452327109 | 8,685 | 28,548 | SH | DFND | 28,548 | 0 | 0 | ||
| ILLUMINA INC | COM | 452327109 | 24,338 | 80,000 | SH | Call | DFND | 80,000 | 0 | 0 | |
| IMMUNOGEN INC | COM | 45253H101 | 3,330 | 1,375,900 | SH | DFND | 1,375,900 | 0 | 0 | ||
| IMMUNOMEDICS INC | COM | 452907108 | 5,456 | 411,500 | SH | DFND | 411,500 | 0 | 0 | ||
| INTERCEPT PHARMACEUTICALS IN | COM | 45845P108 | 250 | 3,763 | SH | DFND | 3,763 | 0 | 0 | ||
| IOVANCE BIOTHERAPEUTICS INC | COM | 462260100 | 18,589 | 1,021,361 | SH | DFND | 1,021,361 | 0 | 0 | ||
| ISHARES TR | NASDAQ BIOTECH | 464287556 | 8,396 | 84,386 | SH | DFND | 84,386 | 0 | 0 | ||
| JPMORGAN CHASE & CO | COM | 46625H100 | 4,652 | 39,530 | SH | DFND | 39,530 | 0 | 0 | ||
| KEANE GROUP INC | COM | 48669A108 | 6,254 | 1,032,004 | SH | DFND | 1,032,004 | 0 | 0 | ||
| MAKEMYTRIP LIMITED MAURITIUS | SHS | V5633W109 | 14,143 | 623,312 | SH | DFND | 623,312 | 0 | 0 | ||
| MICROCHIP TECHNOLOGY INC | NOTE 1.625% 2/1 | 595017AD6 | 49,351 | 25,897,000 | PRN | DFND | 25,897,000 | 0 | 0 | ||
| MOHAWK INDS INC | COM | 608190104 | 7,730 | 62,303 | SH | DFND | 62,303 | 0 | 0 | ||
| NEW YORK TIMES CO | CL A | 650111107 | 10,002 | 351,187 | SH | DFND | 351,187 | 0 | 0 | ||
| NEXSTAR MEDIA GROUP INC | CL A | 65336K103 | 13,976 | 136,608 | SH | DFND | 136,608 | 0 | 0 | ||
| NIO INC | SPON ADS | 62914V106 | 2,496 | 1,600,000 | SH | Call | DFND | 1,600,000 | 0 | 0 | |
| NXP SEMICONDUCTORS N V | NOTE 1.000% 12/0 | 62952QAB6 | 57,483 | 52,500,000 | PRN | DFND | 52,500,000 | 0 | 0 | ||
| PATTERSON UTI ENERGY INC | COM | 703481101 | 1,753 | 205,060 | SH | DFND | 205,060 | 0 | 0 | ||
| PURE ACQUISITION CORP | CL A | 74621Q106 | 5,125 | 500,000 | SH | DFND | 500,000 | 0 | 0 | ||
| PURE ACQUISITION CORP | *W EXP 04/17/202 | 74621Q114 | 262 | 250,000 | SH | DFND | 250,000 | 0 | 0 | ||
| SAREPTA THERAPEUTICS INC | COM | 803607100 | 235 | 3,117 | SH | DFND | 3,117 | 0 | 0 | ||
| SCULPTOR CAP MGMT | COM CL A | 811246107 | 1,451 | 74,495 | SH | DFND | 74,495 | 0 | 0 | ||
| SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 4,001 | 142,824 | SH | DFND | 142,824 | 0 | 0 | ||
| SHIP FIN INTL LTD | NOTE 4.875% 5/0 | 824689AG8 | 4,345 | 3,955,000 | PRN | DFND | 3,955,000 | 0 | 0 | ||
| SO YOUNG INTERNATIONAL INC | SPONSORED ADS | 83356Q108 | 808 | 87,500 | SH | DFND | 87,500 | 0 | 0 | ||
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 31,045 | 104,603 | SH | DFND | 104,603 | 0 | 0 | ||
| STAR BULK CARRIERS CORP | SHS PAR | Y8162K204 | 1,851 | 183,800 | SH | DFND | 183,800 | 0 | 0 | ||
| WELLS FARGO CO NEW | COM | 949746101 | 2,584 | 51,231 | SH | DFND | 51,231 | 0 | 0 | ||
| WORKDAY INC | NOTE 1.500% 7/1 | 98138HAD3 | 17,659 | 8,462,000 | PRN | DFND | 8,462,000 | 0 | 0 | ||