The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ACADIA PHARMACEUTICALS INC | COM | 004225108 | 238 | 14,732 | SH | DFND | 14,732 | 0 | 0 | |||
| ACCELERON PHARMA INC | COM | 00434H108 | 8,317 | 190,977 | SH | DFND | 190,977 | 0 | 0 | |||
| ADVANCED MICRO DEVICES INC | NOTE 2.125% 9/0 | 007903BD8 | 37,368 | 15,339,000 | PRN | DFND | 15,339,000 | 0 | 0 | |||
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 11,864 | 86,551 | SH | DFND | 86,551 | 0 | 0 | |||
| ARGENX SE | SPONSORED ADR | 04016X101 | 9,020 | 93,891 | SH | DFND | 93,891 | 0 | 0 | |||
| BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 624 | 7,329 | SH | DFND | 7,329 | 0 | 0 | |||
| BLUEBIRD BIO INC | COM | 09609G100 | 256 | 2,585 | SH | DFND | 2,585 | 0 | 0 | |||
| BRF SA | SPONSORED ADR | 10552T107 | 7,978 | 1,404,594 | SH | DFND | 1,404,594 | 0 | 0 | |||
| CAL MAINE FOODS INC | COM NEW | 128030202 | 2,268 | 53,613 | SH | DFND | 53,613 | 0 | 0 | |||
| CTRIP COM INTL LTD | NOTE 1.990% 7/0 | 22943FAH3 | 4,843 | 5,000,000 | PRN | DFND | 5,000,000 | 0 | 0 | |||
| EAGLE BULK SHIPPING INC | SHS NEW | Y2187A143 | 547 | 118,633 | SH | DFND | 118,633 | 0 | 0 | |||
| ELECTRONIC ARTS INC | COM | 285512109 | 3,006 | 38,100 | SH | DFND | 38,100 | 0 | 0 | |||
| EQT CORP | COM | 26884L109 | 694 | 36,720 | SH | DFND | 36,720 | 0 | 0 | |||
| EQUITRANS MIDSTREAM CORPORAT | COM | 294600101 | 588 | 29,375 | SH | DFND | 29,375 | 0 | 0 | |||
| EURONAV NV ANTWERPEN | SHS | B38564108 | 12,708 | 1,833,765 | SH | DFND | 1,833,765 | 0 | 0 | |||
| FACEBOOK INC | CL A | 30303M102 | 4,354 | 33,217 | SH | DFND | 33,217 | 0 | 0 | |||
| FTS INTERNATIONAL INC | COM | 30283W104 | 2,877 | 419,126 | SH | DFND | 419,126 | 0 | 0 | |||
| GDS HLDGS LTD | SPONSORED ADR | 36165L108 | 5,097 | 220,735 | SH | DFND | 220,735 | 0 | 0 | |||
| GOLDMAN SACHS GROUP INC | COM | 38141G104 | 3,172 | 18,990 | SH | DFND | 18,990 | 0 | 0 | |||
| GRAY TELEVISION INC | COM | 389375106 | 2,591 | 175,800 | SH | DFND | 175,800 | 0 | 0 | |||
| GRINDROD SHIPPING HOLDINGS L | SHS | Y28895103 | 6,344 | 1,145,053 | SH | DFND | 1,145,053 | 0 | 0 | |||
| HERBALIFE LTD | NOTE 2.000% 8/1 | 42703MAB9 | 17,413 | 12,524,000 | PRN | DFND | 12,524,000 | 0 | 0 | |||
| HOME DEPOT INC | COM | 437076102 | 5,125 | 29,826 | SH | DFND | 29,826 | 0 | 0 | |||
| ILLUMINA INC | NOTE 0.500% 6/1 | 452327AH2 | 10,569 | 8,036,000 | PRN | DFND | 8,036,000 | 0 | 0 | |||
| INTERCEPT PHARMACEUTICALS IN | COM | 45845P108 | 581 | 5,763 | SH | DFND | 5,763 | 0 | 0 | |||
| IOVANCE BIOTHERAPEUTICS INC | COM | 462260100 | 8,696 | 1,021,361 | SH | DFND | 1,021,361 | 0 | 0 | |||
| JPMORGAN CHASE & CO | COM | 46625H100 | 3,859 | 39,530 | SH | DFND | 39,530 | 0 | 0 | |||
| KEANE GROUP INC | COM | 48669A108 | 5,183 | 658,304 | SH | DFND | 658,304 | 0 | 0 | |||
| MAKEMYTRIP LIMITED MAURITIUS | SHS | V5633W109 | 14,526 | 623,312 | SH | DFND | 623,312 | 0 | 0 | |||
| MICROCHIP TECHNOLOGY INC | COM | 595017104 | 2,201 | 30,600 | SH | DFND | 30,600 | 0 | 0 | |||
| MICROCHIP TECHNOLOGY INC | NOTE 1.625% 2/1 | 595017AD6 | 27,285 | 19,237,000 | PRN | DFND | 19,237,000 | 0 | 0 | |||
| MOHAWK INDS INC | COM | 608190104 | 4,479 | 38,299 | SH | DFND | 38,299 | 0 | 0 | |||
| NETEASE INC | SPONSORED ADR | 64110W102 | 2,377 | 10,100 | SH | DFND | 10,100 | 0 | 0 | |||
| NEW YORK TIMES CO | CL A | 650111107 | 7,094 | 318,272 | SH | DFND | 318,272 | 0 | 0 | |||
| NEXSTAR MEDIA GROUP INC | CL A | 65336K103 | 10,414 | 132,426 | SH | DFND | 132,426 | 0 | 0 | |||
| NORTHSTAR REALTY EUROPE CORP | COM | 66706L101 | 4,592 | 315,834 | SH | DFND | 315,834 | 0 | 0 | |||
| PATTERSON UTI ENERGY INC | COM | 703481101 | 2,122 | 205,060 | SH | DFND | 205,060 | 0 | 0 | |||
| PDVWIRELESS INC | COM | 69290R104 | 10,660 | 311,738 | SH | DFND | 311,738 | 0 | 0 | |||
| PURE ACQUISITION CORP | CL A | 74621Q106 | 4,920 | 500,000 | SH | DFND | 500,000 | 0 | 0 | |||
| PURE ACQUISITION CORP | *W EXP 04/17/202 | 74621Q114 | 285 | 250,000 | SH | DFND | 250,000 | 0 | 0 | |||
| SAREPTA THERAPEUTICS INC | COM | 803607100 | 378 | 3,462 | SH | DFND | 3,462 | 0 | 0 | |||
| SHIP FIN INTL LTD | NOTE 4.875% 5/0 | 824689AG8 | 3,597 | 3,955,000 | PRN | DFND | 3,955,000 | 0 | 0 | |||
| STAR BULK CARRIERS CORP | SHS PAR | Y8162K204 | 1,680 | 183,800 | SH | DFND | 183,800 | 0 | 0 | |||
| TESARO INC | COM | 881569107 | 8,976 | 120,890 | SH | DFND | 120,890 | 0 | 0 | |||
| TRACON PHARMACEUTICALS INC | COM | 89237H100 | 15 | 23,351 | SH | DFND | 23,351 | 0 | 0 | |||
| TRIBUNE MEDIA CO | CL A | 896047503 | 1,743 | 38,400 | SH | DFND | 38,400 | 0 | 0 | |||
| VECTOR GROUP LTD | FRNT 1/1 | 92240MAY4 | 246 | 238,000 | PRN | DFND | 238,000 | 0 | 0 | |||
| VIPSHOP HLDGS LTD | NOTE 1.500% 3/1 | 92763WAA1 | 16,014 | 16,186,000 | PRN | DFND | 16,186,000 | 0 | 0 | |||
| WELLS FARGO CO NEW | COM | 949746101 | 2,361 | 51,231 | SH | DFND | 51,231 | 0 | 0 | |||
| WESTERN DIGITAL CORP | COM | 958102105 | 1,153 | 31,200 | SH | DFND | 31,200 | 0 | 0 | |||
| WESTERN DIGITAL CORP | COM | 958102105 | 3,327 | 90,000 | SH | Call | DFND | 90,000 | 0 | 0 | ||