The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACCELERON PHARMA INC | COM | 00434H108 | 39,203 | 1,154,058 | SH | DFND | 1,154,058 | 0 | 0 | ||
ACHILLION PHARMACEUTICALS IN | COM | 00448Q201 | 55,941 | 7,389,810 | SH | DFND | 7,389,810 | 0 | 0 | ||
ADECOAGRO S A | COM | L00849106 | 1,140 | 120,800 | SH | DFND | 120,800 | 0 | 0 | ||
AGENUS INC | COM NEW | 00847G705 | 28,373 | 9,259,260 | SH | DFND | 9,259,260 | 0 | 0 | ||
AGIOS PHARMACEUTICALS INC | COM | 00847X104 | 5,915 | 129,100 | SH | DFND | 129,100 | 0 | 0 | ||
ALLY FINL INC | COM | 02005N100 | 18,813 | 800,375 | SH | DFND | 800,375 | 0 | 0 | ||
ALTISOURCE PORTFOLIO SOLNS S | REG SHS | L0175J104 | 24,549 | 214,254 | SH | DFND | 214,254 | 0 | 0 | ||
ALTISOURCE PORTFOLIO SOLNS S | REG SHS | L0175J104 | 19,100 | 166,700 | SH | Put | DFND | 166,700 | 0 | 0 | |
ANACOR PHARMACEUTICALS INC | COM | 032420101 | 19,965 | 1,126,039 | SH | DFND | 1,126,039 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 10,204 | 109,800 | SH | DFND | 109,800 | 0 | 0 | ||
ARM HLDGS PLC | SPONSORED ADR | 042068106 | 9,957 | 220,100 | SH | Put | DFND | 220,100 | 0 | 0 | |
ARMSTRONG WORLD INDS INC NEW | COM | 04247X102 | 16,235 | 282,685 | SH | DFND | 282,685 | 0 | 0 | ||
ARRAY BIOPHARMA INC | COM | 04269X105 | 9,559 | 2,096,200 | SH | DFND | 2,096,200 | 0 | 0 | ||
ARRAY BIOPHARMA INC | NOTE 3.000% 6/0 | 04269XAA3 | 9,062 | 9,000,000 | PRN | DFND | 9,000,000 | 0 | 0 | ||
ARROWHEAD RESH CORP | COM NEW | 042797209 | 25,311 | 1,819,982 | SH | DFND | 1,819,982 | 0 | 0 | ||
BIOCRYST PHARMACEUTICALS | COM | 09058V103 | 9,253 | 725,734 | SH | DFND | 725,734 | 0 | 0 | ||
BLUEBIRD BIO INC | COM | 09609G100 | 14,140 | 366,600 | SH | DFND | 366,600 | 0 | 0 | ||
BRF SA | SPONSORED ADR | 10552T107 | 24,242 | 997,220 | SH | DFND | 997,220 | 0 | 0 | ||
CAPITAL ONE FINL CORP | COM | 14040H105 | 42,776 | 517,865 | SH | DFND | 517,865 | 0 | 0 | ||
CHINA ZENIX AUTO INTL LTD | ADS | 16951E104 | 9,783 | 6,074,805 | SH | DFND | 6,074,805 | 0 | 0 | ||
CLOVIS ONCOLOGY INC | COM | 189464100 | 8,685 | 209,735 | SH | DFND | 209,735 | 0 | 0 | ||
COMMONWEALTH REIT | COM SH BEN INT | 203233101 | 22,372 | 850,000 | SH | DFND | 850,000 | 0 | 0 | ||
CONNS INC | COM | 208242107 | 37,635 | 761,995 | SH | DFND | 761,995 | 0 | 0 | ||
CTRIP COM INTL LTD | AMERICAN DEP SHS | 22943F100 | 15,935 | 248,823 | SH | DFND | 248,823 | 0 | 0 | ||
CUBIST PHARMACEUTICALS INC | RIGHT 99/99/9999 | 229678123 | 66 | 572,366 | SH | DFND | 572,366 | 0 | 0 | ||
CYTRX CORP | COM PAR $.001 | 232828509 | 19,311 | 4,619,900 | SH | DFND | 4,619,900 | 0 | 0 | ||
DHT HOLDINGS INC | SHS NEW | Y2065G121 | 28,134 | 3,907,497 | SH | DFND | 3,907,497 | 0 | 0 | ||
DYAX CORP | COM | 26746E103 | 21,059 | 2,193,600 | SH | DFND | 2,193,600 | 0 | 0 | ||
E TRADE FINANCIAL CORP | NOTE 8/3 | 269246AZ7 | 53,898 | 26,214,000 | PRN | DFND | 26,214,000 | 0 | 0 | ||
E TRADE FINANCIAL CORP | COM NEW | 269246401 | 7,760 | 365,000 | SH | Call | DFND | 365,000 | 0 | 0 | |
EBAY INC | COM | 278642103 | 53,154 | 1,061,800 | SH | DFND | 1,061,800 | 0 | 0 | ||
EBAY INC | COM | 278642103 | 6,252 | 124,900 | SH | Call | DFND | 124,900 | 0 | 0 | |
ENDO HEALTH SOLUTIONS INC | NOTE 1.750% 4/1 | 29264FAB2 | 24,028 | 10,000,000 | PRN | DFND | 10,000,000 | 0 | 0 | ||
EPIZYME INC | COM | 29428V104 | 31,419 | 1,009,600 | SH | DFND | 1,009,600 | 0 | 0 | ||
FIRST SOLAR INC | COM | 336433107 | 7,106 | 100,000 | SH | Put | DFND | 100,000 | 0 | 0 | |
FIVE PRIME THERAPEUTICS INC | COM | 33830X104 | 10,041 | 645,705 | SH | DFND | 645,705 | 0 | 0 | ||
GREEN DOT CORP | CL A | 39304D102 | 27,921 | 1,471,097 | SH | DFND | 1,471,097 | 0 | 0 | ||
HALOZYME THERAPEUTICS INC | COM | 40637H109 | 45,014 | 4,556,090 | SH | DFND | 4,556,090 | 0 | 0 | ||
HOME LN SERVICING SOLUTIONS | ORD SHS | G6648D109 | 2,821 | 124,100 | SH | DFND | 124,100 | 0 | 0 | ||
INTERCEPT PHARMACEUTICALS IN | COM | 45845P108 | 1,006 | 4,251 | SH | DFND | 4,251 | 0 | 0 | ||
JA SOLAR HOLDINGS CO LTD | SPON ADR REP5ORD | 466090206 | 10,338 | 951,900 | SH | DFND | 951,900 | 0 | 0 | ||
JINKOSOLAR HLDG CO LTD | SPONSORED ADR | 47759T100 | 10,828 | 358,900 | SH | DFND | 358,900 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 19,808 | 343,770 | SH | DFND | 343,770 | 0 | 0 | ||
KERYX BIOPHARMACEUTICALS INC | COM | 492515101 | 9,631 | 626,200 | SH | DFND | 626,200 | 0 | 0 | ||
LIBERTY INTERACTIVE CORP | INT COM SER A | 53071M104 | 18,626 | 634,400 | SH | DFND | 634,400 | 0 | 0 | ||
LUMBER LIQUIDATORS HLDGS INC | COM | 55003T107 | 35,089 | 462,005 | SH | DFND | 462,005 | 0 | 0 | ||
LUMBER LIQUIDATORS HLDGS INC | COM | 55003T107 | 71,735 | 944,500 | SH | Put | DFND | 944,500 | 0 | 0 | |
MAKEMYTRIP LIMITED MAURITIUS | SHS | V5633W109 | 50,271 | 1,431,000 | SH | DFND | 1,431,000 | 0 | 0 | ||
MEDIVATION INC | COM | 58501N101 | 12,928 | 167,728 | SH | DFND | 167,728 | 0 | 0 | ||
MIRATI THERAPEUTICS INC | COM | 60468T105 | 9,949 | 507,184 | SH | DFND | 507,184 | 0 | 0 | ||
NATIONSTAR MTG HLDGS INC | COM | 63861C109 | 2,392 | 65,900 | SH | DFND | 65,900 | 0 | 0 | ||
NORTHSTAR RLTY FIN CORP | COM | 66704R100 | 38,610 | 2,224,858 | SH | DFND | 2,224,858 | 0 | 0 | ||
OCERA THERAPEUTICS INC | COM | 67552A108 | 5,062 | 694,227 | SH | DFND | 694,227 | 0 | 0 | ||
OCWEN FINL CORP | COM NEW | 675746309 | 37,842 | 1,020,000 | SH | Put | DFND | 1,020,000 | 0 | 0 | |
OCWEN FINL CORP | COM NEW | 675746309 | 72,308 | 1,949,004 | SH | DFND | 1,949,004 | 0 | 0 | ||
ONCOTHYREON INC | COM | 682324108 | 18,238 | 5,628,899 | SH | DFND | 5,628,899 | 0 | 0 | ||
PALATIN TECHNOLOGIES INC | COM PAR $ .01 | 696077403 | 3,654 | 3,873,000 | SH | DFND | 3,873,000 | 0 | 0 | ||
PEREGRINE SEMICONDUCTOR CORP | COM | 71366R703 | 7,744 | 1,128,935 | SH | DFND | 1,128,935 | 0 | 0 | ||
PHH CORP | COM NEW | 693320202 | 20,008 | 870,659 | SH | DFND | 870,659 | 0 | 0 | ||
REALOGY HLDGS CORP | COM | 75605Y106 | 30,900 | 819,400 | SH | DFND | 819,400 | 0 | 0 | ||
REPROS THERAPEUTICS INC | *W EXP 02/08/201 | 76028H126 | 10,280 | 708,969 | SH | DFND | 708,969 | 0 | 0 | ||
REPROS THERAPEUTICS INC | *W EXP 02/08/201 | 76028H118 | 14,806 | 874,635 | SH | DFND | 874,635 | 0 | 0 | ||
RETROPHIN INC | COM | 761299106 | 26,530 | 2,287,583 | SH | DFND | 2,287,583 | 0 | 0 | ||
SALESFORCE COM INC | NOTE 0.750% 1/1 | 79466LAB0 | 142,830 | 52,500,000 | PRN | DFND | 52,500,000 | 0 | 0 | ||
SBA COMMUNICATIONS CORP | NOTE 4.000%10/0 | 78388JAM8 | 58,750 | 17,500,000 | PRN | DFND | 17,500,000 | 0 | 0 | ||
SCORPIO BULKERS INC | SHS | Y7546A106 | 6,428 | 722,210 | SH | DFND | 722,210 | 0 | 0 | ||
SOLARCITY CORP | NOTE 2.750%11/0 | 83416TAA8 | 11,879 | 8,500,000 | PRN | DFND | 8,500,000 | 0 | 0 | ||
STEMLINE THERAPEUTICS INC | COM | 85858C107 | 1,300 | 88,600 | SH | DFND | 88,600 | 0 | 0 | ||
SUNCOKE ENERGY INC | COM | 86722A103 | 2,103 | 97,821 | SH | DFND | 97,821 | 0 | 0 | ||
SUNPOWER CORP | DBCV 4.500% 3/1 | 867652AE9 | 27,743 | 15,000,000 | PRN | DFND | 15,000,000 | 0 | 0 | ||
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADR | 874039100 | 15,215 | 711,300 | SH | Put | DFND | 711,300 | 0 | 0 | |
TENET HEALTHCARE CORP | COM NEW | 88033G407 | 73,308 | 1,561,742 | SH | DFND | 1,561,742 | 0 | 0 | ||
THE9 LTD | ADR | 88337K104 | 1,307 | 752,963 | SH | DFND | 752,963 | 0 | 0 | ||
UNITED THERAPEUTICS CORP DEL | NOTE 1.000% 9/1 | 91307CAF9 | 18,883 | 10,000,000 | PRN | DFND | 10,000,000 | 0 | 0 | ||
VERASTEM INC | COM | 92337C104 | 1,498 | 165,396 | SH | DFND | 165,396 | 0 | 0 | ||
WALTER ENERGY INC | COM | 93317Q105 | 269 | 49,300 | SH | DFND | 49,300 | 0 | 0 | ||
WESCO INTL INC | DBCV 6.000% 9/1 | 95082PAH8 | 58,636 | 19,000,000 | PRN | DFND | 19,000,000 | 0 | 0 | ||
XENCOR INC | COM | 98401F105 | 9,233 | 794,600 | SH | DFND | 794,600 | 0 | 0 | ||
YPF SOCIEDAD ANONIMA | SPON ADR CL D | 984245100 | 64,717 | 1,980,313 | SH | DFND | 1,980,313 | 0 | 0 |