0001209191-18-018485.txt : 20180309 0001209191-18-018485.hdr.sgml : 20180309 20180309161745 ACCESSION NUMBER: 0001209191-18-018485 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180309 FILED AS OF DATE: 20180309 DATE AS OF CHANGE: 20180309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SAINE TOM CENTRAL INDEX KEY: 0001425714 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32358 FILM NUMBER: 18680260 MAIL ADDRESS: STREET 1: 6677 RICHMOND HIGHWAY CITY: ALEXANDIRA STATE: VA ZIP: 22306 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Spok Holdings, Inc CENTRAL INDEX KEY: 0001289945 STANDARD INDUSTRIAL CLASSIFICATION: RADIO TELEPHONE COMMUNICATIONS [4812] IRS NUMBER: 161694797 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6850 VERSAR CENTER, STREET 2: SUITE 420 CITY: SPRINGFIELD STATE: VA ZIP: 22151 BUSINESS PHONE: 800-611-8488 MAIL ADDRESS: STREET 1: 6850 VERSAR CENTER, STREET 2: SUITE 420 CITY: SPRINGFIELD STATE: VA ZIP: 22151 FORMER COMPANY: FORMER CONFORMED NAME: USA Mobility, Inc DATE OF NAME CHANGE: 20040719 FORMER COMPANY: FORMER CONFORMED NAME: Wizards-Patriots Holdings, Inc. DATE OF NAME CHANGE: 20040512 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-03-09 0 0001289945 Spok Holdings, Inc SPOK 0001425714 SAINE TOM C/O SPOK HOLDINGS, INC. 6850 VERSAR CENTER SUITE 420 SPRINGFIELD VA 22151 0 1 0 0 Chief Information Officer Common Stock 2018-03-09 4 M 0 5940 A 17844 D Common Stock 2018-03-09 4 F 0 2546 15.90 D 15298 D Restricted Stock Units 2018-03-09 4 M 0 5940 0.00 D Common Stock 5940 38659 D Restricted Stock Units 2018-03-09 4 D 0 5940 0.00 D Common Stock 5940 32719 D On March 9, 2018, shares were issued upon vesting of Restricted Stock Units ("RSUs") granted to Mr. Saine under the Spok Holdings, Inc. 2015 Long Term Incentive Plan (the "2015 LTIP"). RSUs were granted to Mr. Saine under the 2015 LTIP. Each RSU represents a contingent right to receive one share of the issuer's Common Stock. On March 9, 2018 Mr. Saine surrendered 2,546 shares of Spok Holdings, Inc. ("the Company") common stock to the Company in payment of required tax withholdings due upon vesting of the Company's 2015 Long Term Incentive Plan. The price was based on the closing price per share of March 2, 2018 as reported on NASDAQ. On March 9, 2018 5,940 shares vested under the 2015 LTIP. On March 9, 2018, 5,940 shares were forfeited due to performance criteria of the 2015 LTIP not being met. /TOM SAINE/ 2018-03-09