0001209191-18-018481.txt : 20180309 0001209191-18-018481.hdr.sgml : 20180309 20180309161601 ACCESSION NUMBER: 0001209191-18-018481 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180309 FILED AS OF DATE: 20180309 DATE AS OF CHANGE: 20180309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Goel Hemant CENTRAL INDEX KEY: 0001621391 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32358 FILM NUMBER: 18680239 MAIL ADDRESS: STREET 1: C/O SPOK HOLDINGS, INC. STREET 2: 6850 VERSAR CTR STE 420 CITY: SPRINGFIELD STATE: VA ZIP: 22151 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Spok Holdings, Inc CENTRAL INDEX KEY: 0001289945 STANDARD INDUSTRIAL CLASSIFICATION: RADIO TELEPHONE COMMUNICATIONS [4812] IRS NUMBER: 161694797 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6850 VERSAR CENTER, STREET 2: SUITE 420 CITY: SPRINGFIELD STATE: VA ZIP: 22151 BUSINESS PHONE: 800-611-8488 MAIL ADDRESS: STREET 1: 6850 VERSAR CENTER, STREET 2: SUITE 420 CITY: SPRINGFIELD STATE: VA ZIP: 22151 FORMER COMPANY: FORMER CONFORMED NAME: USA Mobility, Inc DATE OF NAME CHANGE: 20040719 FORMER COMPANY: FORMER CONFORMED NAME: Wizards-Patriots Holdings, Inc. DATE OF NAME CHANGE: 20040512 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-03-09 0 0001289945 Spok Holdings, Inc SPOK 0001621391 Goel Hemant C/O SPOK HOLDINGS, INC. 6850 VERSAR CTR STE 420 SPRINGFIELD VA 22151 0 1 0 0 President of Spok, Inc. Common Stock 2018-03-09 4 M 0 8748 A 11201 D Common Stock 2018-03-09 4 F 0 2677 15.90 D 8524 D Restricted Stock Units 2018-03-09 4 M 0 8748 0.00 D Common Stock 8748 89923 D Restricted Stock Units 2018-03-09 4 D 0 8749 0.00 D Common Stock 8749 81183 D On March 9, 2018, shares were issued upon vesting of Restricted Stock Units ("RSUs") granted to Mr. Goel under the Spok Holdings, Inc. 2015 Long Term Incentive Plan (the "2015 LTIP"). RSUs were granted to Mr. Goel under the 2015 LTIP. Each RSU represents a contingent right to receive one share of the issuer's Common Stock. On March 9, 2018 Mr. Goel surrendered 2,677 shares of Spok Holdings, Inc. ("the Company") common stock to the Company in payment of required tax withholdings due upon vesting of the Company's 2015 Long Term Incentive Plan. The price was based on the closing price per share of March 2, 2018 as reported on NASDAQ. On March 9, 2018 8,748 shares vested under the 2015 LTIP. On March 9, 2018, 8,749 shares were forfeited due to performance criteria of the 2015 LTIP not being met. /HEMANT GOEL/ 2018-03-09