0001289889-21-000014.txt : 20210920
0001289889-21-000014.hdr.sgml : 20210920
20210920170621
ACCESSION NUMBER: 0001289889-21-000014
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210916
FILED AS OF DATE: 20210920
DATE AS OF CHANGE: 20210920
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hill Michael Douglass
CENTRAL INDEX KEY: 0001289889
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36720
FILM NUMBER: 211263911
MAIL ADDRESS:
STREET 1: 401 CONGRESS AVE, SUITE 1850
CITY: AUSTIN
STATE: TX
ZIP: 78701
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Upland Software, Inc.
CENTRAL INDEX KEY: 0001505155
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 272992077
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 401 CONGRESS AVE.
STREET 2: SUITE 1850
CITY: AUSTIN
STATE: TX
ZIP: 78701
BUSINESS PHONE: 512-960-1010
MAIL ADDRESS:
STREET 1: 401 CONGRESS AVE.
STREET 2: SUITE 1850
CITY: AUSTIN
STATE: TX
ZIP: 78701
FORMER COMPANY:
FORMER CONFORMED NAME: Silverback Acquisition Corp
DATE OF NAME CHANGE: 20101105
4
1
wf-form4_163217196774725.xml
FORM 4
X0306
4
2021-09-16
0
0001505155
Upland Software, Inc.
UPLD
0001289889
Hill Michael Douglass
401 CONGRESS AVE., SUITE 1850
AUSTIN
TX
78701
0
1
0
0
CFO &Treasurer
Common Stock
2021-09-16
4
G
0
34689
0
D
224157
D
Common Stock
2021-09-17
4
S
0
7111
36.6208
D
217046
D
Common Stock
2021-09-20
4
S
0
87
35.87
D
216959
D
Common Stock
2021-09-16
4
G
0
34689
0
A
34689
I
Held by MDH Trust
Shares were sold pursuant to a 10b5-1 plan to cover the tax withholding obligations in connection with the vesting of restricted stock units.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.20 to $36.97, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
Share held by trust for the benefit of reporting person's family. Reporting person is the trustee of the trust.
/s/ Kin Gill (as attorney-in-fact for Mr. Hill)
2021-09-20