N-PX 1 mcnnpx2019.htm N-PX MCN Document


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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY

Investment Company Act file number 811-21582

Madison Covered Call & Equity Strategy Fund
(Exact name of registrant as specified in charter)

550 Science Drive, Madison, WI 53711
(Address of principal executive offices) (Zip code)

Kevin S. Thompson, Chief Legal Officer
Madison Legal Department
550 Science Drive
Madison, WI 53711
(Name and address of agent for service)

Registrant’s telephone number, including area code: 800-767-0300

Date of fiscal year end: December 31

Date of reporting period: June 30, 2019

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.





Item 1. Proxy Voting Record

Name of Issuer
Ticker Symbol
Cusip
Meeting Date
Proposal
Type
Registrant Vote Cast
Vote on Proxyedge
For/Against Management
MCKESSON CORPORATION
MCK
58155Q103
25-Jul-2018
Election of Director: N. Anthony Coles, M.D.
Management
Y
For
For
MCKESSON CORPORATION
MCK
58155Q103
25-Jul-2018
Election of Director: John H. Hammergren
Management
Y
For
For
MCKESSON CORPORATION
MCK
58155Q103
25-Jul-2018
Election of Director: M. Christine Jacobs
Management
Y
For
For
MCKESSON CORPORATION
MCK
58155Q103
25-Jul-2018
Election of Director: Donald R. Knauss
Management
Y
For
For
MCKESSON CORPORATION
MCK
58155Q103
25-Jul-2018
Election of Director: Marie L. Knowles
Management
Y
For
For
MCKESSON CORPORATION
MCK
58155Q103
25-Jul-2018
Election of Director: Bradley E. Lerman
Management
Y
For
For
MCKESSON CORPORATION
MCK
58155Q103
25-Jul-2018
Election of Director: Edward A. Mueller
Management
Y
For
For
MCKESSON CORPORATION
MCK
58155Q103
25-Jul-2018
Election of Director: Susan R. Salka
Management
Y
For
For
MCKESSON CORPORATION
MCK
58155Q103
25-Jul-2018
Ratification of the appointment of Deloitte & Touche LLP as the company's independent registered public accounting firm for the fiscal year ending March 31, 2019.
Management
Y
For
For
MCKESSON CORPORATION
MCK
58155Q103
25-Jul-2018
Advisory vote on executive compensation.
Management
Y
For
For
MCKESSON CORPORATION
MCK
58155Q103
25-Jul-2018
Shareholder proposal on disclosure of lobbying activities and expenditures.
Shareholder
Y
Against
For
MCKESSON CORPORATION
MCK
58155Q103
25-Jul-2018
Shareholder proposal on accelerated vesting of equity awards.
Shareholder
Y
Against
For
MCKESSON CORPORATION
MCK
58155Q103
25-Jul-2018
Shareholder proposal on policy to use GAAP financial metrics for purposes of determining executive compensation.
Shareholder
Y
Against
For
MCKESSON CORPORATION
MCK
58155Q103
25-Jul-2018
Shareholder proposal on the ownership threshold for calling special meetings of shareholders.
Shareholder
Y
Against
For
XILINX, INC.
XLNX
983919101
01-Aug-2018
Election of Director: Dennis Segers
Management
Y
For
For
XILINX, INC.
XLNX
983919101
01-Aug-2018
Election of Director: Raman Chitkara
Management
Y
For
For
XILINX, INC.
XLNX
983919101
01-Aug-2018
Election of Director: Saar Gillai
Management
Y
For
For
XILINX, INC.
XLNX
983919101
01-Aug-2018
Election of Director: Ronald S. Jankov
Management
Y
For
For
XILINX, INC.
XLNX
983919101
01-Aug-2018
Election of Director: Mary Louise Krakauer
Management
Y
For
For




XILINX, INC.
XLNX
983919101
01-Aug-2018
Election of Director: Thomas H. Lee
Management
Y
For
For
XILINX, INC.
XLNX
983919101
01-Aug-2018
Election of Director: J. Michael Patterson
Management
Y
For
For
XILINX, INC.
XLNX
983919101
01-Aug-2018
Election of Director: Victor Peng
Management
Y
For
For
XILINX, INC.
XLNX
983919101
01-Aug-2018
Election of Director: Albert A. Pimentel
Management
Y
For
For
XILINX, INC.
XLNX
983919101
01-Aug-2018
Election of Director: Marshall C. Turner
Management
Y
For
For
XILINX, INC.
XLNX
983919101
01-Aug-2018
Election of Director: Elizabeth W. Vanderslice
Management
Y
For
For
XILINX, INC.
XLNX
983919101
01-Aug-2018
Amendment to Company's 1990 Employee Qualified Stock Purchase Plan to increase the shares reserved for issuance by 3,000,000.
Management
Y
For
For
XILINX, INC.
XLNX
983919101
01-Aug-2018
Amendment to Company's 2007 Equity Incentive Plan to increase shares reserved for issuance thereunder by 3,000,000 shares.
Management
Y
For
For
XILINX, INC.
XLNX
983919101
01-Aug-2018
Proposal to approve, on an advisory basis, the compensation of the Company's named executive officers.
Management
Y
For
For
XILINX, INC.
XLNX
983919101
01-Aug-2018
Proposal to ratify the appointment of Ernst & Young LLP as the Company's external auditors for fiscal 2019.
Management
Y
For
For
THE J. M. SMUCKER COMPANY
SJM
832696405
15-Aug-2018
Election of Director: Kathryn W. Dindo
Management
Y
For
For
THE J. M. SMUCKER COMPANY
SJM
832696405
15-Aug-2018
Election of Director: Paul J. Dolan
Management
Y
For
For
THE J. M. SMUCKER COMPANY
SJM
832696405
15-Aug-2018
Election of Director: Jay L. Henderson
Management
Y
For
For
THE J. M. SMUCKER COMPANY
SJM
832696405
15-Aug-2018
Election of Director: Elizabeth Valk Long
Management
Y
For
For
THE J. M. SMUCKER COMPANY
SJM
832696405
15-Aug-2018
Election of Director: Gary A. Oatey
Management
Y
For
For
THE J. M. SMUCKER COMPANY
SJM
832696405
15-Aug-2018
Election of Director: Kirk L. Perry
Management
Y
For
For
THE J. M. SMUCKER COMPANY
SJM
832696405
15-Aug-2018
Election of Director: Sandra Pianalto
Management
Y
For
For
THE J. M. SMUCKER COMPANY
SJM
832696405
15-Aug-2018
Election of Director: Nancy Lopez Russell
Management
Y
For
For
THE J. M. SMUCKER COMPANY
SJM
832696405
15-Aug-2018
Election of Director: Alex Shumate
Management
Y
For
For
THE J. M. SMUCKER COMPANY
SJM
832696405
15-Aug-2018
Election of Director: Mark T. Smucker
Management
Y
For
For
THE J. M. SMUCKER COMPANY
SJM
832696405
15-Aug-2018
Election of Director: Richard K. Smucker
Management
Y
For
For




THE J. M. SMUCKER COMPANY
SJM
832696405
15-Aug-2018
Election of Director: Timothy P. Smucker
Management
Y
For
For
THE J. M. SMUCKER COMPANY
SJM
832696405
15-Aug-2018
Election of Director: Dawn C. Willoughby
Management
Y
For
For
THE J. M. SMUCKER COMPANY
SJM
832696405
15-Aug-2018
Ratification of appointment of Ernst & Young LLP as the Company's Independent Registered Public Accounting Firm for the 2019 fiscal year.
Management
Y
For
For
THE J. M. SMUCKER COMPANY
SJM
832696405
15-Aug-2018
Advisory approval of the Company's executive compensation.
Management
Y
For
For
FEDEX CORPORATION
FDX
31428X106
24-Sep-2018
Election of Director: John A. Edwardson
Management
Y
For
For
FEDEX CORPORATION
FDX
31428X106
24-Sep-2018
Election of Director: Marvin R. Ellison
Management
Y
For
For
FEDEX CORPORATION
FDX
31428X106
24-Sep-2018
Election of Director: Susan Patricia Griffith
Management
Y
For
For
FEDEX CORPORATION
FDX
31428X106
24-Sep-2018
Election of Director: John C. ("Chris") Inglis
Management
Y
For
For
FEDEX CORPORATION
FDX
31428X106
24-Sep-2018
Election of Director: Kimberly A. Jabal
Management
Y
For
For
FEDEX CORPORATION
FDX
31428X106
24-Sep-2018
Election of Director: Shirley Ann Jackson
Management
Y
For
For
FEDEX CORPORATION
FDX
31428X106
24-Sep-2018
Election of Director: R. Brad Martin
Management
Y
For
For
FEDEX CORPORATION
FDX
31428X106
24-Sep-2018
Election of Director: Joshua Cooper Ramo
Management
Y
For
For
FEDEX CORPORATION
FDX
31428X106
24-Sep-2018
Election of Director: Susan C. Schwab
Management
Y
For
For
FEDEX CORPORATION
FDX
31428X106
24-Sep-2018
Election of Director: Frederick W. Smith
Management
Y
For
For
FEDEX CORPORATION
FDX
31428X106
24-Sep-2018
Election of Director: David P. Steiner
Management
Y
For
For
FEDEX CORPORATION
FDX
31428X106
24-Sep-2018
Election of Director: Paul S. Walsh
Management
Y
For
For
FEDEX CORPORATION
FDX
31428X106
24-Sep-2018
Advisory vote to approve named executive officer compensation.
Management
Y
For
For
FEDEX CORPORATION
FDX
31428X106
24-Sep-2018
Ratification of independent registered public accounting firm.
Management
Y
For
For
FEDEX CORPORATION
FDX
31428X106
24-Sep-2018
Stockholder proposal regarding lobbying activity and expenditure report.
Shareholder
Y
Against
For
FEDEX CORPORATION
FDX
31428X106
24-Sep-2018
Stockholder proposal regarding shareholder right to act by written consent.
Shareholder
Y
Against
For
FEDEX CORPORATION
FDX
31428X106
24-Sep-2018
Stockholder proposal regarding shareholder approval of bylaw changes.
Shareholder
Y
Against
For
MICROSOFT CORPORATION
MSFT
594918104
28-Nov-2018
Election of Director: William H. Gates lll
Management
Y
For
For
MICROSOFT CORPORATION
MSFT
594918104
28-Nov-2018
Election of Director: Reid G. Hoffman
Management
Y
For
For
MICROSOFT CORPORATION
MSFT
594918104
28-Nov-2018
Election of Director: Hugh F. Johnston
Management
Y
For
For




MICROSOFT CORPORATION
MSFT
594918104
28-Nov-2018
Election of Director: Teri L. List-Stoll
Management
Y
For
For
MICROSOFT CORPORATION
MSFT
594918104
28-Nov-2018
Election of Director: Satya Nadella
Management
Y
For
For
MICROSOFT CORPORATION
MSFT
594918104
28-Nov-2018
Election of Director: Charles H. Noski
Management
Y
For
For
MICROSOFT CORPORATION
MSFT
594918104
28-Nov-2018
Election of Director: Helmut Panke
Management
Y
For
For
MICROSOFT CORPORATION
MSFT
594918104
28-Nov-2018
Election of Director: Sandra E. Peterson
Management
Y
For
For
MICROSOFT CORPORATION
MSFT
594918104
28-Nov-2018
Election of Director: Penny S. Pritzker
Management
Y
For
For
MICROSOFT CORPORATION
MSFT
594918104
28-Nov-2018
Election of Director: Charles W. Scharf
Management
Y
For
For
MICROSOFT CORPORATION
MSFT
594918104
28-Nov-2018
Election of Director: Arne M. Sorenson
Management
Y
For
For
MICROSOFT CORPORATION
MSFT
594918104
28-Nov-2018
Election of Director: John W. Stanton
Management
Y
For
For
MICROSOFT CORPORATION
MSFT
594918104
28-Nov-2018
Election of Director: John W. Thompson
Management
Y
For
For
MICROSOFT CORPORATION
MSFT
594918104
28-Nov-2018
Election of Director: Padmasree Warrior
Management
Y
For
For
MICROSOFT CORPORATION
MSFT
594918104
28-Nov-2018
Advisory vote to approve named executive officer compensation
Management
Y
For
For
MICROSOFT CORPORATION
MSFT
594918104
28-Nov-2018
Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2019
Management
Y
For
For
TRANSOCEAN, LTD.
RIG
H8817H100
29-Nov-2018
Amendment to Transocean's Articles of Association to create additional authorized share capital for the issuance of up to 147,700,195 Transocean shares to pay the Share Consideration in the Merger
Management
N
 
 
TRANSOCEAN, LTD.
RIG
H8817H100
29-Nov-2018
Issuance of Transocean shares to pay the Share Consideration in the Merger, as required by the rules of the New York Stock Exchange
Management
N
 
 
TRANSOCEAN, LTD.
RIG
H8817H100
29-Nov-2018
Deletion of special purpose authorized share capital in Article 5bis of Transocean's Articles of Association
Management
N
 
 
TRANSOCEAN, LTD.
RIG
H8817H100
29-Nov-2018
Amendment to Transocean's Articles of Association to create additional authorized share capital for the issuance of up to 147,700,195 Transocean shares to pay the Share Consideration in the Merger
Management
Y
For
For




TRANSOCEAN, LTD.
RIG
H8817H100
29-Nov-2018
Issuance of Transocean shares to pay the Share Consideration in the Merger, as required by the rules of the New York Stock Exchange
Management
Y
For
For
TRANSOCEAN, LTD.
RIG
H8817H100
29-Nov-2018
Deletion of special purpose authorized share capital in Article 5bis of Transocean's Articles of Association
Management
Y
For
For
MEDTRONIC PLC
MDT
G5960L103
07-Dec-2018
Election of Director: Richard H. Anderson
Management
Y
For
For
MEDTRONIC PLC
MDT
G5960L103
07-Dec-2018
Election of Director: Craig Arnold
Management
Y
For
For
MEDTRONIC PLC
MDT
G5960L103
07-Dec-2018
Election of Director: Scott C. Donnelly
Management
Y
For
For
MEDTRONIC PLC
MDT
G5960L103
07-Dec-2018
Election of Director: Randall J. Hogan III
Management
Y
For
For
MEDTRONIC PLC
MDT
G5960L103
07-Dec-2018
Election of Director: Omar Ishrak
Management
Y
For
For
MEDTRONIC PLC
MDT
G5960L103
07-Dec-2018
Election of Director: Michael O. Leavitt
Management
Y
For
For
MEDTRONIC PLC
MDT
G5960L103
07-Dec-2018
Election of Director: James T. Lenehan
Management
Y
For
For
MEDTRONIC PLC
MDT
G5960L103
07-Dec-2018
Election of Director: Elizabeth Nabel, M.D.
Management
Y
For
For
MEDTRONIC PLC
MDT
G5960L103
07-Dec-2018
Election of Director: Denise M. O'Leary
Management
Y
For
For
MEDTRONIC PLC
MDT
G5960L103
07-Dec-2018
Election of Director: Kendall J. Powell
Management
Y
For
For
MEDTRONIC PLC
MDT
G5960L103
07-Dec-2018
To ratify, in a non-binding vote, the re-appointment of PricewaterhouseCoopers LLP as Medtronic's independent auditor for fiscal year 2019 and authorize the Board of Directors, acting through the Audit Committee, to set the auditor's remuneration.
Management
Y
For
For
MEDTRONIC PLC
MDT
G5960L103
07-Dec-2018
To approve in a non-binding advisory vote, named executive officer compensation (a "Say-on-Pay" vote).
Management
Y
For
For
SSGA FUNDS
GVMXX
857492706
18-Dec-2018
DIRECTOR
Management
N
 
 
SSGA FUNDS
GVMXX
857492706
18-Dec-2018
DIRECTOR
Management
N
 
 
SSGA FUNDS
GVMXX
857492706
18-Dec-2018
DIRECTOR
Management
N
 
 
SSGA FUNDS
GVMXX
857492706
18-Dec-2018
DIRECTOR
Management
N
 
 
QUALCOMM INCORPORATED
QCOM
747525103
12-Mar-2019
Election of Director: Barbara T. Alexander
Management
Y
For
For
QUALCOMM INCORPORATED
QCOM
747525103
12-Mar-2019
Election of Director: Mark Fields
Management
Y
For
For
QUALCOMM INCORPORATED
QCOM
747525103
12-Mar-2019
Election of Director: Jeffrey W. Henderson
Management
Y
For
For
QUALCOMM INCORPORATED
QCOM
747525103
12-Mar-2019
Election of Director: Ann M. Livermore
Management
Y
For
For
QUALCOMM INCORPORATED
QCOM
747525103
12-Mar-2019
Election of Director: Harish Manwani
Management
Y
For
For




QUALCOMM INCORPORATED
QCOM
747525103
12-Mar-2019
Election of Director: Mark D. McLaughlin
Management
Y
For
For
QUALCOMM INCORPORATED
QCOM
747525103
12-Mar-2019
Election of Director: Steve Mollenkopf
Management
Y
For
For
QUALCOMM INCORPORATED
QCOM
747525103
12-Mar-2019
Election of Director: Clark T. Randt, Jr.
Management
Y
For
For
QUALCOMM INCORPORATED
QCOM
747525103
12-Mar-2019
Election of Director: Francisco Ros
Management
Y
For
For
QUALCOMM INCORPORATED
QCOM
747525103
12-Mar-2019
Election of Director: Irene B. Rosenfeld
Management
Y
For
For
QUALCOMM INCORPORATED
QCOM
747525103
12-Mar-2019
Election of Director: Neil Smit
Management
Y
For
For
QUALCOMM INCORPORATED
QCOM
747525103
12-Mar-2019
Election of Director: Anthony J. Vinciquerra
Management
Y
For
For
QUALCOMM INCORPORATED
QCOM
747525103
12-Mar-2019
To ratify the selection of PricewaterhouseCoopers LLP as our independent public accountants for our fiscal year ending September 29, 2019.
Management
Y
For
For
QUALCOMM INCORPORATED
QCOM
747525103
12-Mar-2019
To approve, on an advisory basis, our executive compensation.
Management
Y
For
For
BROADCOM INC
AVGO
11135F101
01-Apr-2019
Election of Director: Mr. Hock E. Tan
Management
Y
For
For
BROADCOM INC
AVGO
11135F101
01-Apr-2019
Election of Director: Dr. Henry Samueli
Management
Y
For
For
BROADCOM INC
AVGO
11135F101
01-Apr-2019
Election of Director: Mr. Eddy W. Hartenstein
Management
Y
For
For
BROADCOM INC
AVGO
11135F101
01-Apr-2019
Election of Director: Ms. Diane M. Bryant
Management
Y
For
For
BROADCOM INC
AVGO
11135F101
01-Apr-2019
Election of Director: Ms. Gayla J. Delly
Management
Y
For
For
BROADCOM INC
AVGO
11135F101
01-Apr-2019
Election of Director: Mr. Check Kian Low
Management
Y
For
For
BROADCOM INC
AVGO
11135F101
01-Apr-2019
Election of Director: Mr. Peter J. Marks
Management
Y
For
For
BROADCOM INC
AVGO
11135F101
01-Apr-2019
Election of Director: Mr. Harry L. You
Management
Y
For
For
BROADCOM INC
AVGO
11135F101
01-Apr-2019
Ratification of the appointment of Pricewaterhouse- Coopers LLP as Broadcom's independent registered public accounting firm for the fiscal year ending November 3, 2019.
Management
Y
For
For
BROADCOM INC
AVGO
11135F101
01-Apr-2019
To approve amendments to Broadcom's Second Amended and Restated Employee Share Purchase Plan.
Management
Y
For
For
BROADCOM INC
AVGO
11135F101
01-Apr-2019
Non-binding, advisory vote to approve compensation of Broadcom's named executive officers.
Management
Y
For
For




NEWMONT MINING CORPORATION
NEM
651639106
11-Apr-2019
To approve an amendment and restatement of the Newmont Restated Certificate of Incorporation to increase Newmont's authorized shares of common stock from 750,000,000 shares to 1,280,000,000 shares.
Management
Y
For
For
NEWMONT MINING CORPORATION
NEM
651639106
11-Apr-2019
To approve the issuance of shares of Newmont common stock to Goldcorp shareholders in connection with the arrangement agreement, dated as of January 14, 2019, as amended.
Management
Y
For
For
NEWMONT MINING CORPORATION
NEM
651639106
11-Apr-2019
To approve adjournment or postponement of the Newmont special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes to approve Proposal 1 or Proposal 2.
Management
Y
For
For
CITIGROUP INC.
C
172967424
16-Apr-2019
Election of Director: Michael L. Corbat
Management
Y
For
For
CITIGROUP INC.
C
172967424
16-Apr-2019
Election of Director: Ellen M. Costello
Management
Y
For
For
CITIGROUP INC.
C
172967424
16-Apr-2019
Election of Director: Barbara J. Desoer
Management
Y
For
For
CITIGROUP INC.
C
172967424
16-Apr-2019
Election of Director: John C. Dugan
Management
Y
For
For
CITIGROUP INC.
C
172967424
16-Apr-2019
Election of Director: Duncan P. Hennes
Management
Y
For
For
CITIGROUP INC.
C
172967424
16-Apr-2019
Election of Director: Peter B. Henry
Management
Y
For
For
CITIGROUP INC.
C
172967424
16-Apr-2019
Election of Director: S. Leslie Ireland
Management
Y
For
For
CITIGROUP INC.
C
172967424
16-Apr-2019
Election of Director: Lew W. (Jay) Jacobs, IV
Management
Y
For
For
CITIGROUP INC.
C
172967424
16-Apr-2019
Election of Director: Renee J. James
Management
Y
For
For
CITIGROUP INC.
C
172967424
16-Apr-2019
Election of Director: Eugene M. McQuade
Management
Y
For
For
CITIGROUP INC.
C
172967424
16-Apr-2019
Election of Director: Gary M. Reiner
Management
Y
For
For
CITIGROUP INC.
C
172967424
16-Apr-2019
Election of Director: Diana L. Taylor
Management
Y
For
For
CITIGROUP INC.
C
172967424
16-Apr-2019
Election of Director: James S. Turley
Management
Y
For
For
CITIGROUP INC.
C
172967424
16-Apr-2019
Election of Director: Deborah C. Wright
Management
Y
For
For
CITIGROUP INC.
C
172967424
16-Apr-2019
Election of Director: Ernesto Zedillo Ponce de Leon
Management
Y
For
For
CITIGROUP INC.
C
172967424
16-Apr-2019
Proposal to ratify the selection of KPMG LLP as Citi's independent registered public accounting firm for 2019.
Management
Y
For
For
CITIGROUP INC.
C
172967424
16-Apr-2019
Advisory vote to approve Citi's 2018 executive compensation.
Management
Y
For
For
CITIGROUP INC.
C
172967424
16-Apr-2019
Approval of the Citigroup 2019 Stock Incentive Plan.
Management
Y
For
For




CITIGROUP INC.
C
172967424
16-Apr-2019
Shareholder proposal requesting Shareholder Proxy Access Enhancement to Citi's proxy access bylaw provisions.
Shareholder
Y
Against
For
CITIGROUP INC.
C
172967424
16-Apr-2019
Shareholder proposal requesting that the Board adopt a policy prohibiting the vesting of equity-based awards for senior executives due to a voluntary resignation to enter government service.
Shareholder
Y
Against
For
CITIGROUP INC.
C
172967424
16-Apr-2019
Shareholder proposal requesting that the Board amend Citi's bylaws to give holders in the aggregate of 15% of Citi's outstanding common stock the power to call a special meeting.
Shareholder
Y
Against
For
NORTHERN TRUST CORPORATION
NTRS
665859104
23-Apr-2019
Election of Director: Linda Walker Bynoe
Management
Y
For
For
NORTHERN TRUST CORPORATION
NTRS
665859104
23-Apr-2019
Election of Director: Susan Crown
Management
Y
For
For
NORTHERN TRUST CORPORATION
NTRS
665859104
23-Apr-2019
Election of Director: Dean M. Harrison
Management
Y
For
For
NORTHERN TRUST CORPORATION
NTRS
665859104
23-Apr-2019
Election of Director: Jay L. Henderson
Management
Y
Against
Against
NORTHERN TRUST CORPORATION
NTRS
665859104
23-Apr-2019
Election of Director: Marcy S. Klevorn
Management
Y
For
For
NORTHERN TRUST CORPORATION
NTRS
665859104
23-Apr-2019
Election of Director: Siddharth N. (Bobby) Mehta
Management
Y
For
For
NORTHERN TRUST CORPORATION
NTRS
665859104
23-Apr-2019
Election of Director: Michael G. O'Grady
Management
Y
For
For
NORTHERN TRUST CORPORATION
NTRS
665859104
23-Apr-2019
Election of Director: Jose Luis Prado
Management
Y
For
For
NORTHERN TRUST CORPORATION
NTRS
665859104
23-Apr-2019
Election of Director: Thomas E. Richards
Management
Y
For
For
NORTHERN TRUST CORPORATION
NTRS
665859104
23-Apr-2019
Election of Director: Martin P. Slark
Management
Y
For
For
NORTHERN TRUST CORPORATION
NTRS
665859104
23-Apr-2019
Election of Director: David H. B. Smith, Jr.
Management
Y
For
For
NORTHERN TRUST CORPORATION
NTRS
665859104
23-Apr-2019
Election of Director: Donald Thompson
Management
Y
For
For
NORTHERN TRUST CORPORATION
NTRS
665859104
23-Apr-2019
Election of Director: Charles A. Tribbett III
Management
Y
For
For
NORTHERN TRUST CORPORATION
NTRS
665859104
23-Apr-2019
Approval, by an advisory vote, of the 2018 compensation of the Corporation's named executive officers.
Management
Y
For
For




NORTHERN TRUST CORPORATION
NTRS
665859104
23-Apr-2019
Ratification of the appointment of KPMG LLP as the Corporation's independent registered public accounting firm for the fiscal year ending December 31, 2019.
Management
Y
For
For
NORTHERN TRUST CORPORATION
NTRS
665859104
23-Apr-2019
Stockholder proposal regarding additional disclosure of political contributions.
Shareholder
Y
For
Against
NORTHERN TRUST CORPORATION
NTRS
665859104
23-Apr-2019
Stockholder proposal regarding the right of the Corporation's stockholders to call a special meeting of the stockholders.
Shareholder
Y
For
Against
REGIONS FINANCIAL CORPORATION
RF
7591EP100
24-Apr-2019
Election of Director: Carolyn H. Byrd
Management
Y
For
For
REGIONS FINANCIAL CORPORATION
RF
7591EP100
24-Apr-2019
Election of Director: Don DeFosset
Management
Y
For
For
REGIONS FINANCIAL CORPORATION
RF
7591EP100
24-Apr-2019
Election of Director: Samuel A. Di Piazza, Jr.
Management
Y
For
For
REGIONS FINANCIAL CORPORATION
RF
7591EP100
24-Apr-2019
Election of Director: Eric C. Fast
Management
Y
For
For
REGIONS FINANCIAL CORPORATION
RF
7591EP100
24-Apr-2019
Election of Director: Zhanna Golodryga
Management
Y
For
For
REGIONS FINANCIAL CORPORATION
RF
7591EP100
24-Apr-2019
Election of Director: John D. Johns
Management
Y
For
For
REGIONS FINANCIAL CORPORATION
RF
7591EP100
24-Apr-2019
Election of Director: Ruth Ann Marshall
Management
Y
For
For
REGIONS FINANCIAL CORPORATION
RF
7591EP100
24-Apr-2019
Election of Director: Charles D. McCrary
Management
Y
For
For
REGIONS FINANCIAL CORPORATION
RF
7591EP100
24-Apr-2019
Election of Director: James T. Prokopanko
Management
Y
For
For
REGIONS FINANCIAL CORPORATION
RF
7591EP100
24-Apr-2019
Election of Director: Lee J. Styslinger III
Management
Y
For
For
REGIONS FINANCIAL CORPORATION
RF
7591EP100
24-Apr-2019
Election of Director: Jose S. Suquet
Management
Y
For
For
REGIONS FINANCIAL CORPORATION
RF
7591EP100
24-Apr-2019
Election of Director: John M. Turner, Jr.
Management
Y
For
For
REGIONS FINANCIAL CORPORATION
RF
7591EP100
24-Apr-2019
Election of Director: Timothy Vines
Management
Y
For
For
REGIONS FINANCIAL CORPORATION
RF
7591EP100
24-Apr-2019
Ratification of Appointment of Ernst & Young LLP as the Independent Registered Public Accounting Firm for 2019.
Management
Y
For
For
REGIONS FINANCIAL CORPORATION
RF
7591EP100
24-Apr-2019
Advisory Vote on Executive Compensation.
Management
Y
For
For
BANK OF AMERICA CORPORATION
BAC
060505104
24-Apr-2019
Election of Director: Sharon L. Allen
Management
Y
For
For




BANK OF AMERICA CORPORATION
BAC
060505104
24-Apr-2019
Election of Director: Susan S. Bies
Management
Y
For
For
BANK OF AMERICA CORPORATION
BAC
060505104
24-Apr-2019
Election of Director: Jack O. Bovender, Jr.
Management
Y
For
For
BANK OF AMERICA CORPORATION
BAC
060505104
24-Apr-2019
Election of Director: Frank P. Bramble, Sr.
Management
Y
For
For
BANK OF AMERICA CORPORATION
BAC
060505104
24-Apr-2019
Election of Director: Pierre J.P. de Weck
Management
Y
For
For
BANK OF AMERICA CORPORATION
BAC
060505104
24-Apr-2019
Election of Director: Arnold W. Donald
Management
Y
For
For
BANK OF AMERICA CORPORATION
BAC
060505104
24-Apr-2019
Election of Director: Linda P. Hudson
Management
Y
For
For
BANK OF AMERICA CORPORATION
BAC
060505104
24-Apr-2019
Election of Director: Monica C. Lozano
Management
Y
For
For
BANK OF AMERICA CORPORATION
BAC
060505104
24-Apr-2019
Election of Director: Thomas J. May
Management
Y
For
For
BANK OF AMERICA CORPORATION
BAC
060505104
24-Apr-2019
Election of Director: Brian T. Moynihan
Management
Y
For
For
BANK OF AMERICA CORPORATION
BAC
060505104
24-Apr-2019
Election of Director: Lionel L. Nowell III
Management
Y
For
For
BANK OF AMERICA CORPORATION
BAC
060505104
24-Apr-2019
Election of Director: Clayton S. Rose
Management
Y
For
For
BANK OF AMERICA CORPORATION
BAC
060505104
24-Apr-2019
Election of Director: Michael D. White
Management
Y
For
For
BANK OF AMERICA CORPORATION
BAC
060505104
24-Apr-2019
Election of Director: Thomas D. Woods
Management
Y
For
For
BANK OF AMERICA CORPORATION
BAC
060505104
24-Apr-2019
Election of Director: R. David Yost
Management
Y
For
For
BANK OF AMERICA CORPORATION
BAC
060505104
24-Apr-2019
Election of Director: Maria T. Zuber
Management
Y
For
For
BANK OF AMERICA CORPORATION
BAC
060505104
24-Apr-2019
Approving Our Executive Compensation (an Advisory, Non- binding "Say on Pay" Resolution)
Management
Y
For
For
BANK OF AMERICA CORPORATION
BAC
060505104
24-Apr-2019
Ratifying the Appointment of Our Independent Registered Public Accounting Firm for 2019.
Management
Y
For
For
BANK OF AMERICA CORPORATION
BAC
060505104
24-Apr-2019
Amending the Bank of America Corporation Key Employee Equity Plan.
Management
Y
For
For
BANK OF AMERICA CORPORATION
BAC
060505104
24-Apr-2019
Report Concerning Gender Pay Equity.
Shareholder
Y
Against
For
BANK OF AMERICA CORPORATION
BAC
060505104
24-Apr-2019
Right to Act by Written Consent.
Shareholder
Y
Against
For




BANK OF AMERICA CORPORATION
BAC
060505104
24-Apr-2019
Enhance Shareholder Proxy Access.
Shareholder
Y
Against
For
TEXAS INSTRUMENTS INCORPORATED
TXN
882508104
25-Apr-2019
Election of Director: M. A. Blinn
Management
Y
For
For
TEXAS INSTRUMENTS INCORPORATED
TXN
882508104
25-Apr-2019
Election of Director: T. M. Bluedorn
Management
Y
For
For
TEXAS INSTRUMENTS INCORPORATED
TXN
882508104
25-Apr-2019
Election of Director: J. F. Clark
Management
Y
For
For
TEXAS INSTRUMENTS INCORPORATED
TXN
882508104
25-Apr-2019
Election of Director: C. S. Cox
Management
Y
For
For
TEXAS INSTRUMENTS INCORPORATED
TXN
882508104
25-Apr-2019
Election of Director: M. S. Craighead
Management
Y
For
For
TEXAS INSTRUMENTS INCORPORATED
TXN
882508104
25-Apr-2019
Election of Director: J. M. Hobby
Management
Y
For
For
TEXAS INSTRUMENTS INCORPORATED
TXN
882508104
25-Apr-2019
Election of Director: R. Kirk
Management
Y
For
For
TEXAS INSTRUMENTS INCORPORATED
TXN
882508104
25-Apr-2019
Election of Director: P. H. Patsley
Management
Y
For
For
TEXAS INSTRUMENTS INCORPORATED
TXN
882508104
25-Apr-2019
Election of Director: R. E. Sanchez
Management
Y
For
For
TEXAS INSTRUMENTS INCORPORATED
TXN
882508104
25-Apr-2019
Election of Director: R. K. Templeton
Management
Y
For
For
TEXAS INSTRUMENTS INCORPORATED
TXN
882508104
25-Apr-2019
Board proposal regarding advisory approval of the Company's executive compensation.
Management
Y
For
For
TEXAS INSTRUMENTS INCORPORATED
TXN
882508104
25-Apr-2019
Board proposal to ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2019.
Management
Y
For
For
EOG RESOURCES, INC.
EOG
26875P101
29-Apr-2019
Election of Director: Janet F. Clark
Management
Y
For
For
EOG RESOURCES, INC.
EOG
26875P101
29-Apr-2019
Election of Director: Charles R. Crisp
Management
Y
For
For
EOG RESOURCES, INC.
EOG
26875P101
29-Apr-2019
Election of Director: Robert P. Daniels
Management
Y
For
For
EOG RESOURCES, INC.
EOG
26875P101
29-Apr-2019
Election of Director: James C. Day
Management
Y
For
For
EOG RESOURCES, INC.
EOG
26875P101
29-Apr-2019
Election of Director: C. Christopher Gaut
Management
Y
For
For
EOG RESOURCES, INC.
EOG
26875P101
29-Apr-2019
Election of Director: Julie J. Robertson
Management
Y
For
For
EOG RESOURCES, INC.
EOG
26875P101
29-Apr-2019
Election of Director: Donald F. Textor
Management
Y
For
For
EOG RESOURCES, INC.
EOG
26875P101
29-Apr-2019
Election of Director: William R. Thomas
Management
Y
For
For




EOG RESOURCES, INC.
EOG
26875P101
29-Apr-2019
To ratify the appointment by the Audit Committee of the Board of Directors of Deloitte & Touche LLP, independent registered public accounting firm, as auditors for the Company for the year ending December 31, 2019.
Management
Y
For
For
EOG RESOURCES, INC.
EOG
26875P101
29-Apr-2019
To approve, by non-binding vote, the compensation of the Company's named executive officers.
Management
Y
For
For
PEPSICO, INC.
PEP
713448108
01-May-2019
Election of Director: Shona L. Brown
Management
Y
For
For
PEPSICO, INC.
PEP
713448108
01-May-2019
Election of Director: Cesar Conde
Management
Y
For
For
PEPSICO, INC.
PEP
713448108
01-May-2019
Election of Director: Ian Cook
Management
Y
For
For
PEPSICO, INC.
PEP
713448108
01-May-2019
Election of Director: Dina Dublon
Management
Y
For
For
PEPSICO, INC.
PEP
713448108
01-May-2019
Election of Director: Richard W. Fisher
Management
Y
For
For
PEPSICO, INC.
PEP
713448108
01-May-2019
Election of Director: Michelle Gass
Management
Y
For
For
PEPSICO, INC.
PEP
713448108
01-May-2019
Election of Director: William R. Johnson
Management
Y
For
For
PEPSICO, INC.
PEP
713448108
01-May-2019
Election of Director: Ramon Laguarta
Management
Y
For
For
PEPSICO, INC.
PEP
713448108
01-May-2019
Election of Director: David C. Page
Management
Y
For
For
PEPSICO, INC.
PEP
713448108
01-May-2019
Election of Director: Robert C. Pohlad
Management
Y
For
For
PEPSICO, INC.
PEP
713448108
01-May-2019
Election of Director: Daniel Vasella
Management
Y
For
For
PEPSICO, INC.
PEP
713448108
01-May-2019
Election of Director: Darren Walker
Management
Y
For
For
PEPSICO, INC.
PEP
713448108
01-May-2019
Election of Director: Alberto Weisser
Management
Y
For
For
PEPSICO, INC.
PEP
713448108
01-May-2019
Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2019.
Management
Y
For
For
PEPSICO, INC.
PEP
713448108
01-May-2019
Advisory approval of the Company's executive compensation.
Management
Y
For
For
PEPSICO, INC.
PEP
713448108
01-May-2019
Approve amendments to the Company's Articles of Incorporation to eliminate supermajority voting standards.
Management
Y
For
For
PEPSICO, INC.
PEP
713448108
01-May-2019
Shareholder Proposal - Independent Board Chairman.
Shareholder
Y
Against
For
PEPSICO, INC.
PEP
713448108
01-May-2019
Shareholder Proposal - Disclosure of Pesticide Management Data.
Shareholder
Y
Against
For
ARCHER-DANIELS-MIDLAND COMPANY
ADM
039483102
01-May-2019
Election of Director: A.L. Boeckmann
Management
Y
For
For
ARCHER-DANIELS-MIDLAND COMPANY
ADM
039483102
01-May-2019
Election of Director: M.S. Burke
Management
Y
For
For
ARCHER-DANIELS-MIDLAND COMPANY
ADM
039483102
01-May-2019
Election of Director: T.K. Crews
Management
Y
For
For




ARCHER-DANIELS-MIDLAND COMPANY
ADM
039483102
01-May-2019
Election of Director: P. Dufour
Management
Y
For
For
ARCHER-DANIELS-MIDLAND COMPANY
ADM
039483102
01-May-2019
Election of Director: D.E. Felsinger
Management
Y
For
For
ARCHER-DANIELS-MIDLAND COMPANY
ADM
039483102
01-May-2019
Election of Director: S.F. Harrison
Management
Y
For
For
ARCHER-DANIELS-MIDLAND COMPANY
ADM
039483102
01-May-2019
Election of Director: J.R. Luciano
Management
Y
For
For
ARCHER-DANIELS-MIDLAND COMPANY
ADM
039483102
01-May-2019
Election of Director: P.J. Moore
Management
Y
For
For
ARCHER-DANIELS-MIDLAND COMPANY
ADM
039483102
01-May-2019
Election of Director: F.J. Sanchez
Management
Y
For
For
ARCHER-DANIELS-MIDLAND COMPANY
ADM
039483102
01-May-2019
Election of Director: D.A. Sandler
Management
Y
For
For
ARCHER-DANIELS-MIDLAND COMPANY
ADM
039483102
01-May-2019
Election of Director: L.Z. Schlitz
Management
Y
For
For
ARCHER-DANIELS-MIDLAND COMPANY
ADM
039483102
01-May-2019
Election of Director: K.R. Westbrook
Management
Y
For
For
ARCHER-DANIELS-MIDLAND COMPANY
ADM
039483102
01-May-2019
Ratify the appointment of Ernst & Young LLP as independent auditors for the year ending December 31, 2019.
Management
Y
For
For
ARCHER-DANIELS-MIDLAND COMPANY
ADM
039483102
01-May-2019
Advisory Vote on Executive Compensation.
Management
Y
Against
Against
BERKSHIRE HATHAWAY INC.
BRKB
084670702
04-May-2019
Warren E. Buffett
Management
Y
For
For
BERKSHIRE HATHAWAY INC.
BRKB
084670702
04-May-2019
Charles T. Munger
Management
Y
For
For
BERKSHIRE HATHAWAY INC.
BRKB
084670702
04-May-2019
Gregory E. Abel
Management
Y
For
For
BERKSHIRE HATHAWAY INC.
BRKB
084670702
04-May-2019
Howard G. Buffett
Management
Y
For
For
BERKSHIRE HATHAWAY INC.
BRKB
084670702
04-May-2019
Stephen B. Burke
Management
Y
For
For
BERKSHIRE HATHAWAY INC.
BRKB
084670702
04-May-2019
Susan L. Decker
Management
Y
For
For
BERKSHIRE HATHAWAY INC.
BRKB
084670702
04-May-2019
William H. Gates III
Management
Y
For
For
BERKSHIRE HATHAWAY INC.
BRKB
084670702
04-May-2019
David S. Gottesman
Management
Y
For
For
BERKSHIRE HATHAWAY INC.
BRKB
084670702
04-May-2019
Charlotte Guyman
Management
Y
For
For




BERKSHIRE HATHAWAY INC.
BRKB
084670702
04-May-2019
Ajit Jain
Management
Y
For
For
BERKSHIRE HATHAWAY INC.
BRKB
084670702
04-May-2019
Thomas S. Murphy
Management
Y
For
For
BERKSHIRE HATHAWAY INC.
BRKB
084670702
04-May-2019
Ronald L. Olson
Management
Y
For
For
BERKSHIRE HATHAWAY INC.
BRKB
084670702
04-May-2019
Walter Scott, Jr.
Management
Y
For
For
BERKSHIRE HATHAWAY INC.
BRKB
084670702
04-May-2019
Meryl B. Witmer
Management
Y
For
For
BAXTER INTERNATIONAL INC.
BAX
071813109
07-May-2019
Election of Director: José (Joe) E. Almeida
Management
Y
For
For
BAXTER INTERNATIONAL INC.
BAX
071813109
07-May-2019
Election of Director: Thomas F. Chen
Management
Y
For
For
BAXTER INTERNATIONAL INC.
BAX
071813109
07-May-2019
Election of Director: John D. Forsyth
Management
Y
For
For
BAXTER INTERNATIONAL INC.
BAX
071813109
07-May-2019
Election of Director: James R. Gavin III
Management
Y
For
For
BAXTER INTERNATIONAL INC.
BAX
071813109
07-May-2019
Election of Director: Peter S. Hellman
Management
Y
For
For
BAXTER INTERNATIONAL INC.
BAX
071813109
07-May-2019
Election of Director: Michael F. Mahoney
Management
Y
For
For
BAXTER INTERNATIONAL INC.
BAX
071813109
07-May-2019
Election of Director: Patricia B. Morrison
Management
Y
For
For
BAXTER INTERNATIONAL INC.
BAX
071813109
07-May-2019
Election of Director: Stephen N. Oesterle
Management
Y
For
For
BAXTER INTERNATIONAL INC.
BAX
071813109
07-May-2019
Election of Director: Cathy R. Smith
Management
Y
For
For
BAXTER INTERNATIONAL INC.
BAX
071813109
07-May-2019
Election of Director: Thomas T. Stallkamp
Management
Y
For
For
BAXTER INTERNATIONAL INC.
BAX
071813109
07-May-2019
Election of Director: Albert P.L. Stroucken
Management
Y
For
For
BAXTER INTERNATIONAL INC.
BAX
071813109
07-May-2019
Election of Director: Amy A. Wendell
Management
Y
For
For
BAXTER INTERNATIONAL INC.
BAX
071813109
07-May-2019
Advisory Vote to Approve Named Executive Officer Compensation
Management
Y
For
For
BAXTER INTERNATIONAL INC.
BAX
071813109
07-May-2019
Ratification of Appointment of Independent Registered Public Accounting Firm
Management
Y
For
For
BAXTER INTERNATIONAL INC.
BAX
071813109
07-May-2019
Stockholder Proposal - Independent Board Chairman
Shareholder
Y
Against
For




BAXTER INTERNATIONAL INC.
BAX
071813109
07-May-2019
Stockholder Proposal- Right to Act by Written Consent
Shareholder
Y
Against
For
GILEAD SCIENCES, INC.
GILD
375558103
08-May-2019
Election of Director: Jacqueline K. Barton, Ph.D.
Management
Y
For
For
GILEAD SCIENCES, INC.
GILD
375558103
08-May-2019
Election of Director: John F. Cogan, Ph.D.
Management
Y
For
For
GILEAD SCIENCES, INC.
GILD
375558103
08-May-2019
Election of Director: Kelly A. Kramer
Management
Y
For
For
GILEAD SCIENCES, INC.
GILD
375558103
08-May-2019
Election of Director: Kevin E. Lofton
Management
Y
For
For
GILEAD SCIENCES, INC.
GILD
375558103
08-May-2019
Election of Director: Harish M. Manwani
Management
Y
For
For
GILEAD SCIENCES, INC.
GILD
375558103
08-May-2019
Election of Director: Daniel P. O'Day
Management
Y
For
For
GILEAD SCIENCES, INC.
GILD
375558103
08-May-2019
Election of Director: Richard J. Whitley, M.D.
Management
Y
For
For
GILEAD SCIENCES, INC.
GILD
375558103
08-May-2019
Election of Director: Gayle E. Wilson
Management
Y
For
For
GILEAD SCIENCES, INC.
GILD
375558103
08-May-2019
Election of Director: Per Wold-Olsen
Management
Y
For
For
GILEAD SCIENCES, INC.
GILD
375558103
08-May-2019
To ratify the selection of Ernst & Young LLP by the Audit Committee of the Board of Directors as the independent registered public accounting firm of Gilead for the fiscal year ending December 31, 2019.
Management
Y
For
For
GILEAD SCIENCES, INC.
GILD
375558103
08-May-2019
To approve an amendment to Gilead's Restated Certificate of Incorporation to allow stockholders to act by written consent.
Management
Y
For
For
GILEAD SCIENCES, INC.
GILD
375558103
08-May-2019
To approve, on an advisory basis, the compensation of our Named Executive Officers as presented in the Proxy Statement.
Management
Y
For
For
GILEAD SCIENCES, INC.
GILD
375558103
08-May-2019
To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board adopt a policy that the Chairperson of the Board of Directors be an independent director.
Shareholder
Y
For
Against
GILEAD SCIENCES, INC.
GILD
375558103
08-May-2019
To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board issue a report describing how Gilead plans to allocate tax savings as a result of the Tax Cuts and Jobs Act.
Shareholder
Y
Against
For
ALCOA CORPORATION
AA
013872106
08-May-2019
Election of Director: Michael G. Morris
Management
Y
For
For
ALCOA CORPORATION
AA
013872106
08-May-2019
Election of Director: Mary Anne Citrino
Management
Y
For
For
ALCOA CORPORATION
AA
013872106
08-May-2019
Election of Director: Timothy P. Flynn
Management
Y
For
For
ALCOA CORPORATION
AA
013872106
08-May-2019
Election of Director: Kathryn S. Fuller
Management
Y
For
For
ALCOA CORPORATION
AA
013872106
08-May-2019
Election of Director: Roy C. Harvey
Management
Y
For
For
ALCOA CORPORATION
AA
013872106
08-May-2019
Election of Director: James A. Hughes
Management
Y
For
For
ALCOA CORPORATION
AA
013872106
08-May-2019
Election of Director: James E. Nevels
Management
Y
For
For




ALCOA CORPORATION
AA
013872106
08-May-2019
Election of Director: James W. Owens
Management
Y
For
For
ALCOA CORPORATION
AA
013872106
08-May-2019
Election of Director: Carol L. Roberts
Management
Y
For
For
ALCOA CORPORATION
AA
013872106
08-May-2019
Election of Director: Suzanne Sitherwood
Management
Y
For
For
ALCOA CORPORATION
AA
013872106
08-May-2019
Election of Director: Steven W. Williams
Management
Y
For
For
ALCOA CORPORATION
AA
013872106
08-May-2019
Election of Director: Ernesto Zedillo
Management
Y
For
For
ALCOA CORPORATION
AA
013872106
08-May-2019
Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent auditor for 2019.
Management
Y
For
For
ALCOA CORPORATION
AA
013872106
08-May-2019
Advisory vote to approve 2018 named executive officer compensation.
Management
Y
For
For
ALCOA CORPORATION
AA
013872106
08-May-2019
Stockholder proposal to amend stockholder ability to act by written consent.
Shareholder
Y
For
Against
TRANSOCEAN, LTD.
RIG
H8817H100
09-May-2019
Approval of the 2018 Annual Report, Including the Audited Consolidated Financial Statements and the Audited Statutory Financial Statements of Transocean Ltd. for Fiscal Year 2018
Management
Y
For
For
TRANSOCEAN, LTD.
RIG
H8817H100
09-May-2019
Discharge of the Members of the Board of Directors and Executive Management Team From Liability for Activities During Fiscal Year 2018
Management
Y
For
For
TRANSOCEAN, LTD.
RIG
H8817H100
09-May-2019
Appropriation of the Accumulated Loss for Fiscal Year 2018
Management
Y
For
For
TRANSOCEAN, LTD.
RIG
H8817H100
09-May-2019
Re-election of Glyn A. Barker as a director for a Term Extending Until Completion of the Next Annual General Meeting
Management
Y
For
For
TRANSOCEAN, LTD.
RIG
H8817H100
09-May-2019
Re-election of Vanessa C.L. Chang as a director for a Term Extending Until Completion of the Next Annual General Meeting
Management
Y
For
For
TRANSOCEAN, LTD.
RIG
H8817H100
09-May-2019
Re-election of Frederico F. Curado as a director for a Term Extending Until Completion of the Next Annual General Meeting
Management
Y
For
For
TRANSOCEAN, LTD.
RIG
H8817H100
09-May-2019
Re-election of Chadwick C. Deaton as a director for a Term Extending Until Completion of the Next Annual General Meeting
Management
Y
For
For
TRANSOCEAN, LTD.
RIG
H8817H100
09-May-2019
Re-election of Vincent J. Intrieri as a director for a Term Extending Until Completion of the Next Annual General Meeting
Management
Y
For
For
TRANSOCEAN, LTD.
RIG
H8817H100
09-May-2019
Re-election of Samuel J. Merksamer as a director for a Term Extending Until Completion of the Next Annual General Meeting
Management
Y
For
For




TRANSOCEAN, LTD.
RIG
H8817H100
09-May-2019
Re-election of Frederik W. Mohn as a director for a Term Extending Until Completion of the Next Annual General Meeting
Management
Y
For
For
TRANSOCEAN, LTD.
RIG
H8817H100
09-May-2019
Re-election of Edward R. Muller as a director for a Term Extending Until Completion of the Next Annual General Meeting
Management
Y
For
For
TRANSOCEAN, LTD.
RIG
H8817H100
09-May-2019
Re-election of Tan Ek Kia as a director for a Term Extending Until Completion of the Next Annual General Meeting
Management
Y
For
For
TRANSOCEAN, LTD.
RIG
H8817H100
09-May-2019
Re-election of Jeremy D. Thigpen as a director for a Term Extending Until Completion of the Next Annual General Meeting
Management
Y
For
For
TRANSOCEAN, LTD.
RIG
H8817H100
09-May-2019
Election of Chadwick C. Deaton as the Chairman of the Board of Directors for a Term Extending Until Completion of the Next Annual General Meeting
Management
Y
For
For
TRANSOCEAN, LTD.
RIG
H8817H100
09-May-2019
Election of the Member of the Compensation Committee: Frederico F. Curado
Management
Y
For
For
TRANSOCEAN, LTD.
RIG
H8817H100
09-May-2019
Election of the Member of the Compensation Committee: Vincent J. Intrieri
Management
Y
For
For
TRANSOCEAN, LTD.
RIG
H8817H100
09-May-2019
Election of the Member of the Compensation Committee: Tan Ek Kia
Management
Y
For
For
TRANSOCEAN, LTD.
RIG
H8817H100
09-May-2019
Reelection of Schweiger Advokatur / Notariat as the Independent Proxy for a Term Extending Until Completion of the Next Annual General Meeting
Management
Y
For
For
TRANSOCEAN, LTD.
RIG
H8817H100
09-May-2019
Appointment of Ernst & Young LLP as the Company's Independent Registered Public Accounting Firm for Fiscal Year 2019 and Reelection of Ernst & Young Ltd, Zurich, as the Company's Auditor for a Further One-Year Term
Management
Y
For
For
TRANSOCEAN, LTD.
RIG
H8817H100
09-May-2019
Advisory Vote to Approve Named Executive Officer Compensation
Management
Y
For
For
TRANSOCEAN, LTD.
RIG
H8817H100
09-May-2019
Ratification of an amount of US $4,121,000 as the Maximum Aggregate Amount of Compensation of the Board of Directors for the Period Between the 2019 and 2020 Annual General Meetings
Management
Y
For
For
TRANSOCEAN, LTD.
RIG
H8817H100
09-May-2019
Ratification of an amount of US $24,000,000 as the Maximum Aggregate Amount of Compensation of the Executive Management Team for Fiscal Year 2020
Management
Y
For
For
SEMPRA ENERGY
SRE
816851109
09-May-2019
Election of Director: Alan L. Boeckmann
Management
Y
For
For




SEMPRA ENERGY
SRE
816851109
09-May-2019
Election of Director: Kathleen L. Brown
Management
Y
For
For
SEMPRA ENERGY
SRE
816851109
09-May-2019
Election of Director: Andrés Conesa
Management
Y
For
For
SEMPRA ENERGY
SRE
816851109
09-May-2019
Election of Director: Maria Contreras-Sweet
Management
Y
For
For
SEMPRA ENERGY
SRE
816851109
09-May-2019
Election of Director: Pablo A. Ferrero
Management
Y
For
For
SEMPRA ENERGY
SRE
816851109
09-May-2019
Election of Director: William D. Jones
Management
Y
For
For
SEMPRA ENERGY
SRE
816851109
09-May-2019
Election of Director: Jeffrey W. Martin
Management
Y
For
For
SEMPRA ENERGY
SRE
816851109
09-May-2019
Election of Director: Michael N. Mears
Management
Y
For
For
SEMPRA ENERGY
SRE
816851109
09-May-2019
Election of Director: William C. Rusnack
Management
Y
For
For
SEMPRA ENERGY
SRE
816851109
09-May-2019
Election of Director: Lynn Schenk
Management
Y
For
For
SEMPRA ENERGY
SRE
816851109
09-May-2019
Election of Director: Jack T. Taylor
Management
Y
For
For
SEMPRA ENERGY
SRE
816851109
09-May-2019
Election of Director: Cynthia L. Walker
Management
Y
For
For
SEMPRA ENERGY
SRE
816851109
09-May-2019
Election of Director: James C. Yardley
Management
Y
For
For
SEMPRA ENERGY
SRE
816851109
09-May-2019
Ratification of Independent Registered Public Accounting Firm.
Management
Y
For
For
SEMPRA ENERGY
SRE
816851109
09-May-2019
Advisory Approval of Our Executive Compensation.
Management
Y
For
For
SEMPRA ENERGY
SRE
816851109
09-May-2019
Approval of Our 2019 Long-Term Incentive Plan.
Management
Y
For
For
SEMPRA ENERGY
SRE
816851109
09-May-2019
Shareholder Proposal Requiring an Independent Board Chairman.
Shareholder
Y
Against
For
CANADIAN NATURAL RESOURCES LIMITED
CNQ
136385101
09-May-2019
Catherine M. Best
Management
Y
For
For
CANADIAN NATURAL RESOURCES LIMITED
CNQ
136385101
09-May-2019
N. Murray Edwards
Management
Y
For
For
CANADIAN NATURAL RESOURCES LIMITED
CNQ
136385101
09-May-2019
Timothy W. Faithfull
Management
Y
For
For
CANADIAN NATURAL RESOURCES LIMITED
CNQ
136385101
09-May-2019
Christopher L. Fong
Management
Y
For
For
CANADIAN NATURAL RESOURCES LIMITED
CNQ
136385101
09-May-2019
Amb. Gordon D. Giffin
Management
Y
For
For
CANADIAN NATURAL RESOURCES LIMITED
CNQ
136385101
09-May-2019
Wilfred A. Gobert
Management
Y
For
For
CANADIAN NATURAL RESOURCES LIMITED
CNQ
136385101
09-May-2019
Steve W. Laut
Management
Y
For
For
CANADIAN NATURAL RESOURCES LIMITED
CNQ
136385101
09-May-2019
Tim S. McKay
Management
Y
For
For
CANADIAN NATURAL RESOURCES LIMITED
CNQ
136385101
09-May-2019
Hon. Frank J. McKenna
Management
Y
For
For




CANADIAN NATURAL RESOURCES LIMITED
CNQ
136385101
09-May-2019
David A. Tuer
Management
Y
For
For
CANADIAN NATURAL RESOURCES LIMITED
CNQ
136385101
09-May-2019
Annette M. Verschuren
Management
Y
For
For
CANADIAN NATURAL RESOURCES LIMITED
CNQ
136385101
09-May-2019
The appointment of PricewaterhouseCoopers LLP, Chartered Accountants, Calgary, Alberta, as auditors of the Corporation for the ensuing year and the authorization of the Audit Committee of the Board of Directors of the Corporation to fix their remuneration.
Management
Y
For
For
CANADIAN NATURAL RESOURCES LIMITED
CNQ
136385101
09-May-2019
To vote on approving all unallocated stock options pursuant to the Amended, Compiled and Restricted Employee Stock Option Plan of the Corporation as more particularly described in the accompanying Information Circular.
Management
Y
For
For
CANADIAN NATURAL RESOURCES LIMITED
CNQ
136385101
09-May-2019
On an advisory basis, accepting the Corporation's approach to executive compensation as described in the Information Circular.
Management
Y
For
For
TRANSOCEAN, LTD.
RIG
H8817H100
09-May-2019
Approval of the 2018 Annual Report, Including the Audited Consolidated Financial Statements and the Audited Statutory Financial Statements of Transocean Ltd. for Fiscal Year 2018
Management
Y
For
For
TRANSOCEAN, LTD.
RIG
H8817H100
09-May-2019
Discharge of the Members of the Board of Directors and Executive Management Team From Liability for Activities During Fiscal Year 2018
Management
Y
For
For
TRANSOCEAN, LTD.
RIG
H8817H100
09-May-2019
Appropriation of the Accumulated Loss for Fiscal Year 2018
Management
Y
For
For
TRANSOCEAN, LTD.
RIG
H8817H100
09-May-2019
Re-election of Glyn A. Barker as a director for a Term Extending Until Completion of the Next Annual General Meeting
Management
Y
For
For
TRANSOCEAN, LTD.
RIG
H8817H100
09-May-2019
Re-election of Vanessa C.L. Chang as a director for a Term Extending Until Completion of the Next Annual General Meeting
Management
Y
For
For
TRANSOCEAN, LTD.
RIG
H8817H100
09-May-2019
Re-election of Frederico F. Curado as a director for a Term Extending Until Completion of the Next Annual General Meeting
Management
Y
For
For
TRANSOCEAN, LTD.
RIG
H8817H100
09-May-2019
Re-election of Chadwick C. Deaton as a director for a Term Extending Until Completion of the Next Annual General Meeting
Management
Y
For
For
TRANSOCEAN, LTD.
RIG
H8817H100
09-May-2019
Re-election of Vincent J. Intrieri as a director for a Term Extending Until Completion of the Next Annual General Meeting
Management
Y
For
For




TRANSOCEAN, LTD.
RIG
H8817H100
09-May-2019
Re-election of Samuel J. Merksamer as a director for a Term Extending Until Completion of the Next Annual General Meeting
Management
Y
For
For
TRANSOCEAN, LTD.
RIG
H8817H100
09-May-2019
Re-election of Frederik W. Mohn as a director for a Term Extending Until Completion of the Next Annual General Meeting
Management
Y
For
For
TRANSOCEAN, LTD.
RIG
H8817H100
09-May-2019
Re-election of Edward R. Muller as a director for a Term Extending Until Completion of the Next Annual General Meeting
Management
Y
For
For
TRANSOCEAN, LTD.
RIG
H8817H100
09-May-2019
Re-election of Tan Ek Kia as a director for a Term Extending Until Completion of the Next Annual General Meeting
Management
Y
For
For
TRANSOCEAN, LTD.
RIG
H8817H100
09-May-2019
Re-election of Jeremy D. Thigpen as a director for a Term Extending Until Completion of the Next Annual General Meeting
Management
Y
For
For
TRANSOCEAN, LTD.
RIG
H8817H100
09-May-2019
Election of Chadwick C. Deaton as the Chairman of the Board of Directors for a Term Extending Until Completion of the Next Annual General Meeting
Management
Y
For
For
TRANSOCEAN, LTD.
RIG
H8817H100
09-May-2019
Election of the Member of the Compensation Committee: Frederico F. Curado
Management
Y
For
For
TRANSOCEAN, LTD.
RIG
H8817H100
09-May-2019
Election of the Member of the Compensation Committee: Vincent J. Intrieri
Management
Y
For
For
TRANSOCEAN, LTD.
RIG
H8817H100
09-May-2019
Election of the Member of the Compensation Committee: Tan Ek Kia
Management
Y
For
For
TRANSOCEAN, LTD.
RIG
H8817H100
09-May-2019
Reelection of Schweiger Advokatur / Notariat as the Independent Proxy for a Term Extending Until Completion of the Next Annual General Meeting
Management
Y
For
For
TRANSOCEAN, LTD.
RIG
H8817H100
09-May-2019
Appointment of Ernst & Young LLP as the Company's Independent Registered Public Accounting Firm for Fiscal Year 2019 and Reelection of Ernst & Young Ltd, Zurich, as the Company's Auditor for a Further One-Year Term
Management
Y
For
For
TRANSOCEAN, LTD.
RIG
H8817H100
09-May-2019
Advisory Vote to Approve Named Executive Officer Compensation
Management
Y
For
For
TRANSOCEAN, LTD.
RIG
H8817H100
09-May-2019
Ratification of an amount of US $4,121,000 as the Maximum Aggregate Amount of Compensation of the Board of Directors for the Period Between the 2019 and 2020 Annual General Meetings
Management
Y
For
For




TRANSOCEAN, LTD.
RIG
H8817H100
09-May-2019
Ratification of an amount of US $24,000,000 as the Maximum Aggregate Amount of Compensation of the Executive Management Team for Fiscal Year 2020
Management
Y
For
For
BAKER HUGHES, A GE COMPANY
BHGE
05722G100
10-May-2019
W. Geoffrey Beattie
Management
Y
For
For
BAKER HUGHES, A GE COMPANY
BHGE
05722G100
10-May-2019
Gregory D. Brenneman
Management
Y
For
For
BAKER HUGHES, A GE COMPANY
BHGE
05722G100
10-May-2019
Clarence P. Cazalot,Jr.
Management
Y
For
For
BAKER HUGHES, A GE COMPANY
BHGE
05722G100
10-May-2019
Gregory L. Ebel
Management
Y
For
For
BAKER HUGHES, A GE COMPANY
BHGE
05722G100
10-May-2019
Lynn L. Elsenhans
Management
Y
For
For
BAKER HUGHES, A GE COMPANY
BHGE
05722G100
10-May-2019
Jamie S. Miller
Management
Y
For
For
BAKER HUGHES, A GE COMPANY
BHGE
05722G100
10-May-2019
James J. Mulva
Management
Y
For
For
BAKER HUGHES, A GE COMPANY
BHGE
05722G100
10-May-2019
John G. Rice
Management
Y
For
For
BAKER HUGHES, A GE COMPANY
BHGE
05722G100
10-May-2019
Lorenzo Simonelli
Management
Y
For
For
BAKER HUGHES, A GE COMPANY
BHGE
05722G100
10-May-2019
An advisory vote related to the Company's executive compensation program
Management
Y
For
For
BAKER HUGHES, A GE COMPANY
BHGE
05722G100
10-May-2019
The ratification of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2019
Management
Y
For
For
RANGE RESOURCES CORPORATION
RRC
75281A109
15-May-2019
Election of Director: Brenda A. Cline
Management
Y
For
For
RANGE RESOURCES CORPORATION
RRC
75281A109
15-May-2019
Election of Director: Anthony V. Dub
Management
Y
For
For
RANGE RESOURCES CORPORATION
RRC
75281A109
15-May-2019
Election of Director: James M. Funk
Management
Y
For
For
RANGE RESOURCES CORPORATION
RRC
75281A109
15-May-2019
Election of Director: Steve D. Gray
Management
Y
For
For
RANGE RESOURCES CORPORATION
RRC
75281A109
15-May-2019
Election of Director: Christopher A. Helms
Management
Y
For
For
RANGE RESOURCES CORPORATION
RRC
75281A109
15-May-2019
Election of Director: Greg G. Maxwell
Management
Y
For
For
RANGE RESOURCES CORPORATION
RRC
75281A109
15-May-2019
Election of Director: Steffen E. Palko
Management
Y
For
For




RANGE RESOURCES CORPORATION
RRC
75281A109
15-May-2019
Election of Director: Jeffrey L. Ventura
Management
Y
For
For
RANGE RESOURCES CORPORATION
RRC
75281A109
15-May-2019
A non-binding proposal to approve executive compensation philosophy ("Say-on-Pay").
Management
Y
For
For
RANGE RESOURCES CORPORATION
RRC
75281A109
15-May-2019
To consider and vote on a proposal to adopt the Company's 2019 Equity-Based Compensation Plan.
Management
Y
For
For
RANGE RESOURCES CORPORATION
RRC
75281A109
15-May-2019
To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm as of and for the fiscal year ending December 31, 2019.
Management
Y
For
For
CVS HEALTH CORPORATION
CVS
126650100
16-May-2019
Election of Director: Fernando Aguirre
Management
Y
For
For
CVS HEALTH CORPORATION
CVS
126650100
16-May-2019
Election of Director: Mark T. Bertolini
Management
Y
For
For
CVS HEALTH CORPORATION
CVS
126650100
16-May-2019
Election of Director: Richard M. Bracken
Management
Y
For
For
CVS HEALTH CORPORATION
CVS
126650100
16-May-2019
Election of Director: C. David Brown II
Management
Y
For
For
CVS HEALTH CORPORATION
CVS
126650100
16-May-2019
Election of Director: Alecia A. DeCoudreaux
Management
Y
For
For
CVS HEALTH CORPORATION
CVS
126650100
16-May-2019
Election of Director: Nancy-Ann M. DeParle
Management
Y
For
For
CVS HEALTH CORPORATION
CVS
126650100
16-May-2019
Election of Director: David W. Dorman
Management
Y
For
For
CVS HEALTH CORPORATION
CVS
126650100
16-May-2019
Election of Director: Roger N. Farah
Management
Y
For
For
CVS HEALTH CORPORATION
CVS
126650100
16-May-2019
Election of Director: Anne M. Finucane
Management
Y
For
For
CVS HEALTH CORPORATION
CVS
126650100
16-May-2019
Election of Director: Edward J. Ludwig
Management
Y
For
For
CVS HEALTH CORPORATION
CVS
126650100
16-May-2019
Election of Director: Larry J. Merlo
Management
Y
For
For
CVS HEALTH CORPORATION
CVS
126650100
16-May-2019
Election of Director: Jean-Pierre Millon
Management
Y
For
For
CVS HEALTH CORPORATION
CVS
126650100
16-May-2019
Election of Director: Mary L. Schapiro
Management
Y
For
For
CVS HEALTH CORPORATION
CVS
126650100
16-May-2019
Election of Director: Richard J. Swift
Management
Y
For
For
CVS HEALTH CORPORATION
CVS
126650100
16-May-2019
Election of Director: William C. Weldon
Management
Y
For
For




CVS HEALTH CORPORATION
CVS
126650100
16-May-2019
Election of Director: Tony L. White
Management
Y
For
For
CVS HEALTH CORPORATION
CVS
126650100
16-May-2019
Proposal to ratify appointment of independent registered public accounting firm for 2019.
Management
Y
For
For
CVS HEALTH CORPORATION
CVS
126650100
16-May-2019
Say on Pay, a proposal to approve, on an advisory basis, the Company's executive compensation.
Management
Y
For
For
CVS HEALTH CORPORATION
CVS
126650100
16-May-2019
Stockholder proposal regarding exclusion of legal or compliance costs from financial performance adjustments for executive compensation.
Shareholder
Y
For
Against
STEEL DYNAMICS, INC.
STLD
858119100
16-May-2019
Mark D. Millett
Management
Y
For
For
STEEL DYNAMICS, INC.
STLD
858119100
16-May-2019
Sheree L. Bargabos
Management
Y
For
For
STEEL DYNAMICS, INC.
STLD
858119100
16-May-2019
Keith E. Busse
Management
Y
For
For
STEEL DYNAMICS, INC.
STLD
858119100
16-May-2019
Frank D. Byrne, M.D.
Management
Y
For
For
STEEL DYNAMICS, INC.
STLD
858119100
16-May-2019
Kenneth W. Cornew
Management
Y
For
For
STEEL DYNAMICS, INC.
STLD
858119100
16-May-2019
Traci M. Dolan
Management
Y
For
For
STEEL DYNAMICS, INC.
STLD
858119100
16-May-2019
James C. Marcuccilli
Management
Y
For
For
STEEL DYNAMICS, INC.
STLD
858119100
16-May-2019
Bradley S. Seaman
Management
Y
For
For
STEEL DYNAMICS, INC.
STLD
858119100
16-May-2019
Gabriel L. Shaheen
Management
Y
For
For
STEEL DYNAMICS, INC.
STLD
858119100
16-May-2019
Steven A. Sonnenberg
Management
Y
For
For
STEEL DYNAMICS, INC.
STLD
858119100
16-May-2019
Richard P. Teets, Jr.
Management
Y
For
For
STEEL DYNAMICS, INC.
STLD
858119100
16-May-2019
TO APPROVE THE APPOINTMENT OF ERNST & YOUNG LLP AS STEEL DYNAMICS INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2019
Management
Y
For
For
STEEL DYNAMICS, INC.
STLD
858119100
16-May-2019
TO HOLD AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS
Management
Y
For
For
STEEL DYNAMICS, INC.
STLD
858119100
16-May-2019
TO APPROVE THE AMENDED AND RESTATED STEEL DYNAMICS, INC. 2015 EQUITY INCENTIVE PLAN
Management
Y
For
For
JPMORGAN CHASE & CO.
JPM
46625H100
21-May-2019
Election of Director: Linda B. Bammann
Management
Y
For
For
JPMORGAN CHASE & CO.
JPM
46625H100
21-May-2019
Election of Director: James A. Bell
Management
Y
For
For
JPMORGAN CHASE & CO.
JPM
46625H100
21-May-2019
Election of Director: Stephen B. Burke
Management
Y
For
For
JPMORGAN CHASE & CO.
JPM
46625H100
21-May-2019
Election of Director: Todd A. Combs
Management
Y
For
For
JPMORGAN CHASE & CO.
JPM
46625H100
21-May-2019
Election of Director: James S. Crown
Management
Y
For
For
JPMORGAN CHASE & CO.
JPM
46625H100
21-May-2019
Election of Director: James Dimon
Management
Y
For
For




JPMORGAN CHASE & CO.
JPM
46625H100
21-May-2019
Election of Director: Timothy P. Flynn
Management
Y
For
For
JPMORGAN CHASE & CO.
JPM
46625H100
21-May-2019
Election of Director: Mellody Hobson
Management
Y
For
For
JPMORGAN CHASE & CO.
JPM
46625H100
21-May-2019
Election of Director: Laban P. Jackson, Jr.
Management
Y
For
For
JPMORGAN CHASE & CO.
JPM
46625H100
21-May-2019
Election of Director: Michael A. Neal
Management
Y
For
For
JPMORGAN CHASE & CO.
JPM
46625H100
21-May-2019
Election of Director: Lee R. Raymond
Management
Y
For
For
JPMORGAN CHASE & CO.
JPM
46625H100
21-May-2019
Advisory resolution to approve executive compensation
Management
Y
For
For
JPMORGAN CHASE & CO.
JPM
46625H100
21-May-2019
Ratification of independent registered public accounting firm
Management
Y
For
For
JPMORGAN CHASE & CO.
JPM
46625H100
21-May-2019
Gender pay equity report
Shareholder
Y
Against
For
JPMORGAN CHASE & CO.
JPM
46625H100
21-May-2019
Enhance shareholder proxy access
Shareholder
Y
Against
For
JPMORGAN CHASE & CO.
JPM
46625H100
21-May-2019
Cumulative voting
Shareholder
Y
Against
For
CENTURYLINK, INC.
CTL
156700106
22-May-2019
Election of Director: Martha H. Bejar
Management
Y
For
For
CENTURYLINK, INC.
CTL
156700106
22-May-2019
Election of Director: Virginia Boulet
Management
Y
For
For
CENTURYLINK, INC.
CTL
156700106
22-May-2019
Election of Director: Peter C. Brown
Management
Y
For
For
CENTURYLINK, INC.
CTL
156700106
22-May-2019
Election of Director: Kevin P. Chilton
Management
Y
For
For
CENTURYLINK, INC.
CTL
156700106
22-May-2019
Election of Director: Steven T. Clontz
Management
Y
For
For
CENTURYLINK, INC.
CTL
156700106
22-May-2019
Election of Director: T. Michael Glenn
Management
Y
For
For
CENTURYLINK, INC.
CTL
156700106
22-May-2019
Election of Director: W. Bruce Hanks
Management
Y
For
For
CENTURYLINK, INC.
CTL
156700106
22-May-2019
Election of Director: Mary L. Landrieu
Management
Y
For
For
CENTURYLINK, INC.
CTL
156700106
22-May-2019
Election of Director: Harvey P. Perry
Management
Y
For
For
CENTURYLINK, INC.
CTL
156700106
22-May-2019
Election of Director: Glen F. Post, III
Management
Y
For
For
CENTURYLINK, INC.
CTL
156700106
22-May-2019
Election of Director: Michael J. Roberts
Management
Y
For
For
CENTURYLINK, INC.
CTL
156700106
22-May-2019
Election of Director: Laurie A. Siegel
Management
Y
For
For
CENTURYLINK, INC.
CTL
156700106
22-May-2019
Election of Director: Jeffrey K. Storey
Management
Y
For
For
CENTURYLINK, INC.
CTL
156700106
22-May-2019
Ratify the appointment of KPMG LLP as our independent auditor for 2019.
Management
Y
For
For
CENTURYLINK, INC.
CTL
156700106
22-May-2019
Amend our Articles of Incorporation to increase our authorized shares of common stock.
Management
Y
For
For
CENTURYLINK, INC.
CTL
156700106
22-May-2019
Ratify our NOL Rights Plan.
Management
Y
For
For
CENTURYLINK, INC.
CTL
156700106
22-May-2019
Advisory vote to approve our executive compensation.
Management
Y
For
For
CENTURYLINK, INC.
CTL
156700106
22-May-2019
Shareholder proposal regarding our lobbying activities, if properly presented at the meeting.
Shareholder
Y
Against
For
APACHE CORPORATION
APA
037411105
23-May-2019
Election of Director: Annell R. Bay
Management
Y
For
For




APACHE CORPORATION
APA
037411105
23-May-2019
Election of Director: John J. Christmann IV
Management
Y
For
For
APACHE CORPORATION
APA
037411105
23-May-2019
Election of Director: Juliet S. Ellis
Management
Y
For
For
APACHE CORPORATION
APA
037411105
23-May-2019
Election of Director: Chansoo Joung
Management
Y
For
For
APACHE CORPORATION
APA
037411105
23-May-2019
Election of Director: Rene R. Joyce
Management
Y
For
For
APACHE CORPORATION
APA
037411105
23-May-2019
Election of Director: John E. Lowe
Management
Y
For
For
APACHE CORPORATION
APA
037411105
23-May-2019
Election of Director: William C. Montgomery
Management
Y
For
For
APACHE CORPORATION
APA
037411105
23-May-2019
Election of Director: Amy H. Nelson
Management
Y
For
For
APACHE CORPORATION
APA
037411105
23-May-2019
Election of Director: Daniel W. Rabun
Management
Y
For
For
APACHE CORPORATION
APA
037411105
23-May-2019
Election of Director: Peter A. Ragauss
Management
Y
For
For
APACHE CORPORATION
APA
037411105
23-May-2019
Ratification of Ernst & Young LLP as Apache's Independent Auditors
Management
Y
For
For
APACHE CORPORATION
APA
037411105
23-May-2019
Advisory Vote to Approve Compensation of Apache's Named Executive Officers
Management
Y
For
For
DOWDUPONT INC.
DWDP
26078J100
23-May-2019
A proposal, which we refer to as the reverse stock split proposal, to adopt and approve an amendment to our Amended and Restated Certificate of Incorporation to effect (a) a reverse stock split of our outstanding shares of common stock, at a reverse stock split ratio of not less than 2-for-5 and not greater than 1-for-3, with an exact ratio as may be determined by our Board of Directors at a later date, and (b) a reduction in the number of our authorized shares of common stock by a corresponding ratio.
Management
Y
For
For
DOWDUPONT INC.
DWDP
26078J100
23-May-2019
A proposal, which we refer to as the adjournment proposal, to approve, if necessary, the adjournment of the Special Meeting to solicit additional proxies in favor of the reverse stock split proposal.
Management
Y
For
For
CERNER CORPORATION
CERN
156782104
30-May-2019
Election of Class III Director: Gerald E. Bisbee, Jr., Ph.D., M.B.A.
Management
Y
For
For
CERNER CORPORATION
CERN
156782104
30-May-2019
Election of Class III Director: Linda M. Dillman
Management
Y
For
For
CERNER CORPORATION
CERN
156782104
30-May-2019
Election of Class III Director: George A. Riedel, M.B.A.
Management
Y
For
For
CERNER CORPORATION
CERN
156782104
30-May-2019
Election of Class III Director: R. Halsey Wise, M.B.A.
Management
Y
For
For
CERNER CORPORATION
CERN
156782104
30-May-2019
Ratification of the appointment of KPMG LLP as the independent registered public accounting firm of Cerner Corporation for 2019.
Management
Y
For
For




CERNER CORPORATION
CERN
156782104
30-May-2019
Approval, on an advisory basis, of the compensation of our Named Executive Officers.
Management
Y
For
For
CERNER CORPORATION
CERN
156782104
30-May-2019
Approval of the proposed amendment and restatement of the Cerner Corporation 2011 Omnibus Equity Incentive Plan, including an increase in the number of authorized shares under the plan.
Management
Y
For
For
GENERAL MOTORS COMPANY
GM
37045V100
04-Jun-2019
Election of Director: Mary T. Barra
Management
Y
For
For
GENERAL MOTORS COMPANY
GM
37045V100
04-Jun-2019
Election of Director: Wesley G. Bush
Management
Y
For
For
GENERAL MOTORS COMPANY
GM
37045V100
04-Jun-2019
Election of Director: Linda R. Gooden
Management
Y
For
For
GENERAL MOTORS COMPANY
GM
37045V100
04-Jun-2019
Election of Director: Joseph Jimenez
Management
Y
For
For
GENERAL MOTORS COMPANY
GM
37045V100
04-Jun-2019
Election of Director: Jane L. Mendillo
Management
Y
For
For
GENERAL MOTORS COMPANY
GM
37045V100
04-Jun-2019
Election of Director: Judith A. Miscik
Management
Y
For
For
GENERAL MOTORS COMPANY
GM
37045V100
04-Jun-2019
Election of Director: Patricia F. Russo
Management
Y
For
For
GENERAL MOTORS COMPANY
GM
37045V100
04-Jun-2019
Election of Director: Thomas M. Schoewe
Management
Y
For
For
GENERAL MOTORS COMPANY
GM
37045V100
04-Jun-2019
Election of Director: Theodore M. Solso
Management
Y
For
For
GENERAL MOTORS COMPANY
GM
37045V100
04-Jun-2019
Election of Director: Carol M. Stephenson
Management
Y
For
For
GENERAL MOTORS COMPANY
GM
37045V100
04-Jun-2019
Election of Director: Devin N. Wenig
Management
Y
For
For
GENERAL MOTORS COMPANY
GM
37045V100
04-Jun-2019
Advisory Approval of the Company's Executive Compensation
Management
Y
For
For
GENERAL MOTORS COMPANY
GM
37045V100
04-Jun-2019
Ratification of the Selection of Ernst & Young LLP as GM's Independent Registered Public Accounting Firm for 2019
Management
Y
For
For
GENERAL MOTORS COMPANY
GM
37045V100
04-Jun-2019
Shareholder Proposal Regarding Independent Board Chairman
Shareholder
Y
Against
For
GENERAL MOTORS COMPANY
GM
37045V100
04-Jun-2019
Shareholder Proposal Regarding Report on Lobbying Communications and Activities
Shareholder
Y
Against
For
NEWMONT MINING CORPORATION
NEM
651639106
04-Jun-2019
Election of Director: G. H. Boyce
Management
Y
For
For




NEWMONT MINING CORPORATION
NEM
651639106
04-Jun-2019
Election of Director: B. R. Brook
Management
Y
For
For
NEWMONT MINING CORPORATION
NEM
651639106
04-Jun-2019
Election of Director: J. K. Bucknor
Management
Y
For
For
NEWMONT MINING CORPORATION
NEM
651639106
04-Jun-2019
Election of Director: J. A. Carrabba
Management
Y
For
For
NEWMONT MINING CORPORATION
NEM
651639106
04-Jun-2019
Election of Director: N. Doyle
Management
Y
For
For
NEWMONT MINING CORPORATION
NEM
651639106
04-Jun-2019
Election of Director: G. J. Goldberg
Management
Y
For
For
NEWMONT MINING CORPORATION
NEM
651639106
04-Jun-2019
Election of Director: V. M. Hagen
Management
Y
For
For
NEWMONT MINING CORPORATION
NEM
651639106
04-Jun-2019
Election of Director: S. E. Hickok
Management
Y
For
For
NEWMONT MINING CORPORATION
NEM
651639106
04-Jun-2019
Election of Director: R. Médori
Management
Y
For
For
NEWMONT MINING CORPORATION
NEM
651639106
04-Jun-2019
Election of Director: J. Nelson
Management
Y
For
For
NEWMONT MINING CORPORATION
NEM
651639106
04-Jun-2019
Election of Director: J. M. Quintana
Management
Y
For
For
NEWMONT MINING CORPORATION
NEM
651639106
04-Jun-2019
Election of Director: M. P. Zhang
Management
Y
For
For
NEWMONT MINING CORPORATION
NEM
651639106
04-Jun-2019
Approve, on an Advisory Basis, Named Executive Officer Compensation.
Management
Y
For
For
NEWMONT MINING CORPORATION
NEM
651639106
04-Jun-2019
Ratify Appointment of Independent Registered Public Accounting Firm for 2019.
Management
Y
For
For
THE TJX COMPANIES, INC.
TJX
872540109
04-Jun-2019
Election of Director: Zein Abdalla
Management
Y
For
For
THE TJX COMPANIES, INC.
TJX
872540109
04-Jun-2019
Election of Director: Alan M. Bennett
Management
Y
For
For
THE TJX COMPANIES, INC.
TJX
872540109
04-Jun-2019
Election of Director: Rosemary T. Berkery
Management
Y
For
For
THE TJX COMPANIES, INC.
TJX
872540109
04-Jun-2019
Election of Director: David T. Ching
Management
Y
For
For
THE TJX COMPANIES, INC.
TJX
872540109
04-Jun-2019
Election of Director: Ernie Herrman
Management
Y
For
For
THE TJX COMPANIES, INC.
TJX
872540109
04-Jun-2019
Election of Director: Michael F. Hines
Management
Y
For
For
THE TJX COMPANIES, INC.
TJX
872540109
04-Jun-2019
Election of Director: Amy B. Lane
Management
Y
For
For




THE TJX COMPANIES, INC.
TJX
872540109
04-Jun-2019
Election of Director: Carol Meyrowitz
Management
Y
For
For
THE TJX COMPANIES, INC.
TJX
872540109
04-Jun-2019
Election of Director: Jackwyn L. Nemerov
Management
Y
For
For
THE TJX COMPANIES, INC.
TJX
872540109
04-Jun-2019
Election of Director: John F. O'Brien
Management
Y
For
For
THE TJX COMPANIES, INC.
TJX
872540109
04-Jun-2019
Election of Director: Willow B. Shire
Management
Y
For
For
THE TJX COMPANIES, INC.
TJX
872540109
04-Jun-2019
Ratification of appointment of PricewaterhouseCoopers as TJX's independent registered public accounting firm for fiscal 2020
Management
Y
For
For
THE TJX COMPANIES, INC.
TJX
872540109
04-Jun-2019
Advisory approval of TJX's executive compensation (the say-on-pay vote)
Management
Y
Against
Against
THE TJX COMPANIES, INC.
TJX
872540109
04-Jun-2019
Shareholder proposal for a report on compensation disparities based on race, gender, or ethnicity
Shareholder
Y
Against
For
THE TJX COMPANIES, INC.
TJX
872540109
04-Jun-2019
Shareholder proposal for a report on prison labor
Shareholder
Y
Against
For
THE TJX COMPANIES, INC.
TJX
872540109
04-Jun-2019
Shareholder proposal for a report on human rights risks
Shareholder
Y
Against
For
FREEPORT-MCMORAN INC.
FCX
35671D857
12-Jun-2019
Election of Director: Richard C. Adkerson
Management
Y
For
For
FREEPORT-MCMORAN INC.
FCX
35671D857
12-Jun-2019
Election of Director: Gerald J. Ford
Management
Y
For
For
FREEPORT-MCMORAN INC.
FCX
35671D857
12-Jun-2019
Election of Director: Lydia H. Kennard
Management
Y
For
For
FREEPORT-MCMORAN INC.
FCX
35671D857
12-Jun-2019
Election of Director: Dustan E. McCoy
Management
Y
For
For
FREEPORT-MCMORAN INC.
FCX
35671D857
12-Jun-2019
Election of Director: Frances Fragos Townsend
Management
Y
For
For
FREEPORT-MCMORAN INC.
FCX
35671D857
12-Jun-2019
Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2019.
Management
Y
For
For
FREEPORT-MCMORAN INC.
FCX
35671D857
12-Jun-2019
Approval, on an advisory basis, of the compensation of our named executive officers.
Management
Y
For
For
T-MOBILE US, INC.
TMUS
872590104
13-Jun-2019
Srikant M. Datar
Management
Y
For
For
T-MOBILE US, INC.
TMUS
872590104
13-Jun-2019
Srini Gopalan
Management
Y
For
For
T-MOBILE US, INC.
TMUS
872590104
13-Jun-2019
Lawrence H. Guffey
Management
Y
For
For
T-MOBILE US, INC.
TMUS
872590104
13-Jun-2019
Timotheus Höttges
Management
Y
For
For




T-MOBILE US, INC.
TMUS
872590104
13-Jun-2019
Christian P. Illek
Management
Y
For
For
T-MOBILE US, INC.
TMUS
872590104
13-Jun-2019
Bruno Jacobfeuerborn
Management
Y
For
For
T-MOBILE US, INC.
TMUS
872590104
13-Jun-2019
Raphael Kübler
Management
Y
For
For
T-MOBILE US, INC.
TMUS
872590104
13-Jun-2019
Thorsten Langheim
Management
Y
For
For
T-MOBILE US, INC.
TMUS
872590104
13-Jun-2019
John J. Legere
Management
Y
For
For
T-MOBILE US, INC.
TMUS
872590104
13-Jun-2019
G. Michael Sievert
Management
Y
For
For
T-MOBILE US, INC.
TMUS
872590104
13-Jun-2019
Teresa A. Taylor
Management
Y
For
For
T-MOBILE US, INC.
TMUS
872590104
13-Jun-2019
Kelvin R. Westbrook
Management
Y
For
For
T-MOBILE US, INC.
TMUS
872590104
13-Jun-2019
Ratification of the Appointment of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for Fiscal Year 2019.
Management
Y
For
For
T-MOBILE US, INC.
TMUS
872590104
13-Jun-2019
Stockholder Proposal for Limitations on Accelerated Vesting of Equity Awards in the Event of a Change of Control.
Shareholder
Y
Against
For
DELTA AIR LINES, INC.
DAL
247361702
20-Jun-2019
Election of Director: Edward H. Bastian
Management
Y
For
For
DELTA AIR LINES, INC.
DAL
247361702
20-Jun-2019
Election of Director: Francis S. Blake
Management
Y
For
For
DELTA AIR LINES, INC.
DAL
247361702
20-Jun-2019
Election of Director: Daniel A. Carp
Management
Y
For
For
DELTA AIR LINES, INC.
DAL
247361702
20-Jun-2019
Election of Director: Ashton B. Carter
Management
Y
For
For
DELTA AIR LINES, INC.
DAL
247361702
20-Jun-2019
Election of Director: David G. DeWalt
Management
Y
For
For
DELTA AIR LINES, INC.
DAL
247361702
20-Jun-2019
Election of Director: William H. Easter III
Management
Y
For
For
DELTA AIR LINES, INC.
DAL
247361702
20-Jun-2019
Election of Director: Christopher A. Hazleton
Management
Y
For
For
DELTA AIR LINES, INC.
DAL
247361702
20-Jun-2019
Election of Director: Michael P. Huerta
Management
Y
For
For
DELTA AIR LINES, INC.
DAL
247361702
20-Jun-2019
Election of Director: Jeanne P. Jackson
Management
Y
For
For
DELTA AIR LINES, INC.
DAL
247361702
20-Jun-2019
Election of Director: George N. Mattson
Management
Y
For
For
DELTA AIR LINES, INC.
DAL
247361702
20-Jun-2019
Election of Director: Sergio A.L. Rial
Management
Y
For
For
DELTA AIR LINES, INC.
DAL
247361702
20-Jun-2019
Election of Director: Kathy N. Waller
Management
Y
For
For
DELTA AIR LINES, INC.
DAL
247361702
20-Jun-2019
To approve, on an advisory basis, the compensation of Delta's named executive officers.
Management
Y
For
For
DELTA AIR LINES, INC.
DAL
247361702
20-Jun-2019
To ratify the appointment of Ernst & Young LLP as Delta's independent auditors for the year ending December 31, 2019.
Management
Y
For
For
DELTA AIR LINES, INC.
DAL
247361702
20-Jun-2019
A stockholder proposal related to the right to act by written consent.
Shareholder
Y
Against
For
DOWDUPONT INC.
DWDP
26078J100
25-Jun-2019
Election of Director: Edward D. Breen
Management
Y
For
For
DOWDUPONT INC.
DWDP
26078J100
25-Jun-2019
Election of Director: Ruby R. Chandy
Management
Y
For
For




DOWDUPONT INC.
DWDP
26078J100
25-Jun-2019
Election of Director: Franklin K. Clyburn, Jr.
Management
Y
For
For
DOWDUPONT INC.
DWDP
26078J100
25-Jun-2019
Election of Director: Terrence R. Curtin
Management
Y
For
For
DOWDUPONT INC.
DWDP
26078J100
25-Jun-2019
Election of Director: Alexander M. Cutler
Management
Y
For
For
DOWDUPONT INC.
DWDP
26078J100
25-Jun-2019
Election of Director: C. Marc Doyle
Management
Y
For
For
DOWDUPONT INC.
DWDP
26078J100
25-Jun-2019
Election of Director: Eleuthère I. du Pont
Management
Y
For
For
DOWDUPONT INC.
DWDP
26078J100
25-Jun-2019
Election of Director: Rajiv L. Gupta
Management
Y
For
For
DOWDUPONT INC.
DWDP
26078J100
25-Jun-2019
Election of Director: Luther C. Kissam
Management
Y
For
For
DOWDUPONT INC.
DWDP
26078J100
25-Jun-2019
Election of Director: Frederick M. Lowery
Management
Y
For
For
DOWDUPONT INC.
DWDP
26078J100
25-Jun-2019
Election of Director: Raymond J. Milchovich
Management
Y
For
For
DOWDUPONT INC.
DWDP
26078J100
25-Jun-2019
Election of Director: Steven M. Sterin
Management
Y
For
For
DOWDUPONT INC.
DWDP
26078J100
25-Jun-2019
Advisory Resolution to Approve Executive Compensation
Management
Y
For
For
DOWDUPONT INC.
DWDP
26078J100
25-Jun-2019
Ratification of the Appointment of the Independent Registered Public Accounting Firm
Management
Y
For
For
DOWDUPONT INC.
DWDP
26078J100
25-Jun-2019
Right to Act by Written Consent
Shareholder
Y
Against
For
DOWDUPONT INC.
DWDP
26078J100
25-Jun-2019
Preparation of an Executive Compensation Report
Shareholder
Y
Against
For
DOWDUPONT INC.
DWDP
26078J100
25-Jun-2019
Preparation of a Report on Climate Change Induced Flooding and Public Health
Shareholder
Y
Against
For
DOWDUPONT INC.
DWDP
26078J100
25-Jun-2019
Preparation of a Report on Plastic Pollution
Shareholder
Y
Against
For





SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Madison Covered Call & Equity Strategy Fund

By: /s/ Kevin S. Thompson        
Kevin S. Thompson, President and Principal Executive Officer
 
Date: August 9, 2019