0001792549-21-000004.txt : 20210614 0001792549-21-000004.hdr.sgml : 20210614 20210614185032 ACCESSION NUMBER: 0001792549-21-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210610 FILED AS OF DATE: 20210614 DATE AS OF CHANGE: 20210614 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McBirney Collin CENTRAL INDEX KEY: 0001792547 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33351 FILM NUMBER: 211016128 MAIL ADDRESS: STREET 1: 544 EUCLID STREET CITY: SANTA MONICA STATE: CA ZIP: 90402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Topline Capital Management, LLC CENTRAL INDEX KEY: 0001792549 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33351 FILM NUMBER: 211016129 BUSINESS ADDRESS: STREET 1: 544 EUCLID STREET CITY: SANTA MONICA STATE: CA ZIP: 90402 BUSINESS PHONE: 310.804.0737 MAIL ADDRESS: STREET 1: 544 EUCLID STREET CITY: SANTA MONICA STATE: CA ZIP: 90402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NeuroMetrix, Inc. CENTRAL INDEX KEY: 0001289850 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 043308180 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1000 WINTER STREET CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: (781) 890-9989 MAIL ADDRESS: STREET 1: 1000 WINTER STREET CITY: WALTHAM STATE: MA ZIP: 02451 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2021-06-10 0 0001289850 NeuroMetrix, Inc. NURO 0001792549 Topline Capital Management, LLC 544 EUCLID STREET SANTA MONICA CA 90402 0 0 0 1 See Explanation in Footnotes 0001792547 McBirney Collin 544 EUCLID STREET SANTA MONICA CA 90402 0 0 0 1 See Explanation in Footnotes Common Stock 2021-06-10 4 P 0 28238 3.42 A 570478 I By Topline Capital Partners, LP The reporting persons are (i) Topline Capital Management, LLC, an exempt reporting adviser ("Topline"), and (ii) Collin McBirney, Topline's managing member. Each reporting person may be deemed to beneficially own more than 10% of the issuer's outstanding shares of Common Stock. Each reporting person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any reporting person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. The shares of Common Stock reported in Table I of this Form 4 are beneficially owned by Topline Capital Partners, LP, a Delaware limited partnership (the "Fund"). As a greater than 10% beneficial owner, the Fund is separately reporting its holdings in the issuer's securities on a Form 4 filed concurrently herewith. Topline, as the investment manager and general partner of the Fund, may be deemed to be the beneficial owner of the shares of Common Stock beneficially owned by the Fund. Mr. McBirney, as the managing member of Topline, may be deemed to be the beneficial owner of the shares of Common Stock beneficially owned by the Fund. Topline Capital Management, LLC，By: Collin McBirney, its Managing Member 2021-06-14 Collin McBirney 2021-06-14