0001628280-24-019355.txt : 20240430 0001628280-24-019355.hdr.sgml : 20240430 20240430161831 ACCESSION NUMBER: 0001628280-24-019355 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240418 FILED AS OF DATE: 20240430 DATE AS OF CHANGE: 20240430 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Horowitz Joshua CENTRAL INDEX KEY: 0001612424 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-33351 FILM NUMBER: 24897540 MAIL ADDRESS: STREET 1: 72-38 113TH STREET STREET 2: APARTMENT 3L CITY: FOREST HILLS STATE: NY ZIP: 11375 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NeuroMetrix, Inc. CENTRAL INDEX KEY: 0001289850 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 043308180 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1000 WINTER STREET CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: (781) 890-9989 MAIL ADDRESS: STREET 1: 1000 WINTER STREET CITY: WALTHAM STATE: MA ZIP: 02451 4/A 1 wk-form4a_1714508297.xml FORM 4/A X0508 4/A 2024-04-18 2024-04-22 0 0001289850 NeuroMetrix, Inc. NURO 0001612424 Horowitz Joshua C/O NEUROMETRIX, INC. 4B GILL STREET WOBURN MA 01801 1 0 0 0 0 Common Stock 2024-04-18 4 A 0 16438 0 A 24438 D Common Stock 2024-04-22 4 S 0 1000 4.58 D 23438 D Common Stock 60500 I See footnote Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs were issued to the Reporting Person as the initial grant to non-employee directors pursuant to the Issuer's policy for compensating non-employee directors for services to be rendered to the Issuer as a member of its Board of Directors. The RSUs vest in four equal quarterly installments beginning June 30, 2024, with full vesting to occur on the earlier of the date of the 2025 annual meeting of stockholders or a change in control of the Issuer, subject to the Reporting Person's continued service on the Board of Directors on such date. This amendment is being filed solely to correct an error on the original Form 4, filed on April 22, 2024 by the Reporting Person (the "Original Form 4"), pursuant to which the Original Form 4 did not report an inadvertent sale that occurred on April 22, 2024 of 1,000 shares of the Issuer's common stock (at $4.58 per share). The number of shares presented on this amendment to the Original Form 4 represents the current number of shares beneficially owned by the Reporting Person. Held by Palm Global Small Cap Master Fund LP Palm Management (US) LLC, as the investment manager of Palm Global Small Cap Master Fund LP ("Palm Global"), may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by Palm Global. Due to his positions with Palm Global and Palm Management (US) LLC, the Reporting Person may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by Palm Global Palm Management (US) LLC and the Reporting Person expressly disclaim such beneficial ownership except to the extent of their pecuniary interest therein. /s/ Joshua Horowitz 2024-04-30